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Cetera Advisor Networks Portfolio holdings

AUM $20.2B
1-Year Est. Return 22.31%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
+22.31%
3 Year Est. Return
+28.92%
5 Year Est. Return
+81.68%
10 Year Est. Return
+158.86%
AUM
$1.16B
AUM Growth
+$150M
Cap. Flow
+$116M
Cap. Flow %
10.04%
Top 10 Hldgs %
22.16%
Holding
717
New
114
Increased
356
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IWV icon
iShares Russell 3000 ETF
IWV
+$12.3M
2
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$11.4M
3
ICF icon
iShares Select U.S. REIT ETF
ICF
+$7.85M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$6.57M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.11M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$4.47M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$4.4M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.68M
4
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$2.52M
5
VER
VEREIT, Inc.
VER
+$2.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.02%
2 Energy 9.65%
3 Technology 7.21%
4 Healthcare 6.29%
5 Financials 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
401
Saba Capital Income & Opportunities Fund II
SABA
$215M
$409K 0.04%
24,587
+6,392
+35% +$105K
TSM icon
402
TSMC
TSM
$2.17T
$409K 0.04%
+24,097
New +$411K
L icon
403
Loews
L
$22.3B
$407K 0.04%
8,729
+1,950
+29% +$89.7K
AAXJ icon
404
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.92B
$405K 0.04%
6,942
-324
-4% -$18.3K
VTWO icon
405
Vanguard Russell 2000 ETF
VTWO
$16.9B
$405K 0.04%
+9,412
New +$390K
SPFF icon
406
Global X SuperIncome Preferred ETF
SPFF
$140M
$403K 0.03%
27,432
+850
+3% +$12.4K
MA icon
407
Mastercard
MA
$500B
$402K 0.03%
5,950
+400
+7% +$25.1K
TEG
408
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$400K 0.03%
7,161
+3,365
+89% +$198K
ITW icon
409
Illinois Tool Works
ITW
$76.8B
$399K 0.03%
5,172
+1,177
+29% +$86K
ETP
410
DELISTED
Energy Transfer Partners L.p.
ETP
$395K 0.03%
7,640
+836
+12% +$43.1K
AWP
411
abrdn Global Premier Properties Fund
AWP
$340M
$394K 0.03%
18,186
+1,901
+12% +$41.4K
CLNE icon
412
Clean Energy Fuels
CLNE
$375M
$392K 0.03%
30,787
+1,710
+6% +$22K
TEI
413
Templeton Emerging Markets Income Fund
TEI
$306M
$392K 0.03%
27,539
+13,346
+94% +$190K
NSL
414
DELISTED
NUVEEN SENIOR INCM FD
NSL
$391K 0.03%
54,315
+1,840
+4% +$13.3K
QCOR
415
DELISTED
QUESTCOR PHARMA INC
QCOR
$391K 0.03%
6,726
-265
-4% -$15.8K
PCY icon
416
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.28B
$388K 0.03%
14,120
+6,743
+91% +$183K
REM icon
417
iShares Mortgage Real Estate ETF
REM
$494M
$387K 0.03%
8,028
+4,085
+104% +$199K
UL icon
418
Unilever
UL
$135B
$387K 0.03%
8,898
+283
+3% +$12.8K
GM icon
419
General Motors
GM
$74.1B
$386K 0.03%
+10,697
New +$384K
RYN icon
420
Rayonier
RYN
$6.06B
$386K 0.03%
10,281
+2,038
+25% +$78.1K
BWA icon
421
BorgWarner
BWA
$12.9B
$382K 0.03%
8,515
-909
-10% -$38.2K
STT icon
422
State Street
STT
$50.9B
$380K 0.03%
5,794
+558
+11% +$38.2K
IJT icon
423
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.96B
$376K 0.03%
6,934
+226
+3% +$11.8K
FMC icon
424
FMC
FMC
$1.4B
$375K 0.03%
6,007
+207
+4% +$11.9K
WAB icon
425
Wabtec
WAB
$47.2B
$374K 0.03%
5,942
+290
+5% +$17K
15 16
17
18 19

Similar funds

VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisor Networks's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisor Networks held 717 positions worth $1.16B, up 15% from $1.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisor Networks deployed $116M of net new capital in Q3 2013, opening 114 new positions and adding to 356 existing holdings. Its largest new stake was First Trust Small Cap Core AlphaDEX Fund: 269,262 shares worth $11.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, up from 43% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $4.4M trimmed.

  • Cetera Advisor Networks's largest Q3 2013 buy was First Trust Small Cap Core AlphaDEX Fund: 269,262 shares worth $11.8M.
  • Cetera Advisor Networks added most to iShares Russell 3000 ETF in Q3 2013, an estimated $12.3M increase.
  • Cetera Advisor Networks's biggest Q3 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $4.4M.
  • Cetera Advisor Networks fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2013, selling an estimated $4.47M.
  • Cetera Advisor Networks's ten largest holdings make up 22% of its $1.16B portfolio in Q3 2013.
  • Cetera Advisor Networks opened 114 new positions and closed 29 in Q3 2013.
  • Cetera Advisor Networks's portfolio value rose 15% quarter-over-quarter to $1.16B.

Based on Cetera Advisor Networks's 13F filing for Q3 2013, filed 15 Nov 2013.