CAN

Cetera Advisor Networks Portfolio holdings

AUM $20.2B

2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

This Quarter Return

+6.17%

1 Year Return

+22.33%

3 Year Return

+28.94%

5 Year Return

+81.7%

10 Year Return

+158.91%

AUM

$13.6B

AUM Growth

+$13.6B (+9.9%)

Cap. Flow

+$646M

Cap. Flow % of AUM

4.77%

Top 10 Holdings % Top 10 Hldgs %

14.7%

Holding

2,695

New

160

Increased

1,422

Reduced

895

Closed

117

Top Buys

1	iShares 0-3 Month Treasury Bond ETF SGOV	$42M
2	iShares MSCI USA Quality Factor ETF QUAL	$37.4M
3	Vanguard Total Stock Market ETF VTI	$33.8M
4	iShares 7-10 Year Treasury Bond ETF IEF	$32.1M
5	JPMorgan Equity Premium Income ETF JEPI	$29M

Top Sells

1	iShares ESG Aware MSCI USA ETF ESGU	$33.2M
2	iShares iBoxx $ High Yield Corporate Bond ETF HYG	$32.7M
3	Energy Select Sector SPDR Fund XLE	$18.4M
4	iShares MSCI Emerging Markets Min Vol Factor ETF EEMV	$17.5M
5	iShares 0-5 Year High Yield Corporate Bond ETF SHYG	$16.7M

Sector Composition

1	Technology	8.99%
2	Healthcare	4.52%
3	Financials	4.09%
4	Consumer Discretionary	3.86%
5	Industrials	3.65%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
2651	SJI 2651 DELISTED South Jersey Industries, Inc. SJI	–	–	-22,996	Closed	-$817K
2652	TTM 2652 DELISTED Tata Motors Limited TTM	–	–	-16,075	Closed	-$371K
2653	PRTY 2653 DELISTED Party City Holdco Inc. PRTY	–	–	-46,000	Closed	-$16.8K
2654	PBLA 2654 DELISTED Panbela Therapeutics, Inc. Common Stock PBLA	–	–	-22,659	Closed	-$1.66K
2655	SIVB 2655 DELISTED SVB Financial Group SIVB	–	–	-2,227	Closed	-$513K
2656	IBCE 2656 DELISTED iShares iBonds Mar 2023 Term Corporate ex-Financials ETF IBCE	–	–	-34,498	Closed	-$837K
2657	NID 2657 DELISTED NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND NID	–	–	-14,559	Closed	-$191K
2658	SBNY 2658 DELISTED Signature Bank SBNY	–	–	-2,013	Closed	-$232K
2659	2659 ALPS Clean Energy ETF ACES $97.3M	–	–	-4,735	Closed	-$215K
2660	2660 AerCap AER $22B	–	–	-3,861	Closed	-$225K
2661	2661 Agilysys AGYS $3.06B	–	–	-5,488	Closed	-$434K
2662	2662 Alto Ingredients ALTO $87.5M	–	–	-24,510	Closed	-$70.6K
2663	2663 Associated Banc-Corp ASB $4.47B	–	–	-12,236	Closed	-$283K
2664	2664 Credicorp BAP $20.4B	–	–	-2,684	Closed	-$364K
2665	2665 BridgeBio Pharma BBIO $9.89B	–	–	-47,528	Closed	-$362K
2666	AQUA 2666 DELISTED Evoqua Water Technologies Corp. Common Stock AQUA	–	–	-8,744	Closed	-$346K