Certuity’s Renaissance IPO ETF IPO Stock Holding History

Certuity’s Portfolio IPO Stock Details IPO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-4,892	Closed	-$242K	–	605
2025 Q3	$242K	Hold	4,892	–	–	0.02%	462
2025 Q2	$220K	Buy	+4,892	New	+$199K	0.02%	373
2025 Q1	–	Sell	-4,892	Closed	-$213K	–	420
2024 Q4	$213K	Buy	+4,892	New	+$220K	0.02%	338
2022 Q3	–	Sell	-8,278	Closed	-$249K	–	221
2022 Q2	$249K	Hold	8,278	–	–	0.06%	176
2022 Q1	$365K	Hold	8,278	–	–	0.08%	173
2021 Q4	$479K	Hold	8,278	–	–	0.1%	138
2021 Q3	$532K	Hold	8,278	–	–	0.11%	146
2021 Q2	$548K	Hold	8,278	–	–	0.13%	122
2021 Q1	$515K	Buy	8,278 +3,448	+71%	+$233K	0.14%	108
2020 Q4	$311K	Buy	4,830 +30	+0.6%	+$1.77K	0.1%	150
2020 Q3	$251K	Buy	+4,800	New	+$220K	0.1%	152

Other funds holding IPO

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

TWM

Tradition Wealth Management Edina, Minnesota $1.41B AUM 19.71% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

SFI Advisors Montclair, New Jersey $95.2M AUM 23.7% 1-Year Est. Return

NAM

NTV Asset Management Charleston, West Virginia $910M AUM 27.02% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KPWS

Kestra Private Wealth Services Austin, Texas $8.11B AUM 24.74% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Certuity's IPO Position: Q4 2025 in Review

Certuity sold out of Renaissance IPO ETF (IPO) in Q4 2025, closing a stake of 4,892 shares — an estimated $242K sold.

Certuity first reported a position in IPO in Q3 2020 and held it in 11 quarters. The position peaked at $548K in Q2 2021. 50 funds tracked by Wall St. Rank hold IPO as of Q4 2025.

Certuity reported no remaining Renaissance IPO ETF position as of Q4 2025 after selling out during the quarter.
Certuity sold 4,892 Renaissance IPO ETF shares in Q4 2025, an estimated $242K.
Certuity first reported a position in Renaissance IPO ETF in Q3 2020 and held it in 11 quarters.
Certuity's Renaissance IPO ETF position peaked at $548K in Q2 2021.
50 funds tracked by Wall St. Rank held Renaissance IPO ETF as of Q4 2025.

Based on Certuity's 13F filing for Q4 2025, filed 30 Jan 2026.