Cathie Wood ARK Investment Management
Cathie Wood is the founder, CEO, and CIO of ARK Investment Management, an investment firm known for its focus on “disruptive innovation”. She gained widespread attention for her bold market calls and high conviction in cutting-edge technologies such as electric vehicles, genomics, and blockchain. Under her guidance, ARK’s exchange-traded funds (ETFs) attracted substantial interest from both retail and institutional investors. Wood’s investment philosophy emphasizes research-driven analysis and long-term growth potential, positioning her as one of today’s most influential voices in the world of finance.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UiPath
PATH
|
+$730M |
| 2 |
Robinhood
HOOD
|
+$449M |
| 3 |
SGFY
Signify Health, Inc.
SGFY
|
+$358M |
| 4 |
Coinbase
COIN
|
+$339M |
| 5 |
Ginkgo Bioworks
DNA
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$1.05B |
| 2 |
Sea Limited
SE
|
+$576M |
| 3 |
XYZ
Block Inc
XYZ
|
+$493M |
| 4 |
Shopify
SHOP
|
+$445M |
| 5 |
P
Everpure Inc
P
|
+$337M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 33.27% |
| 2 | Technology | 28.71% |
| 3 | Communication Services | 13.56% |
| 4 | Consumer Discretionary | 12.09% |
| 5 | Financials | 5.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Genius Sports
GENI
$2.16B
| $57M | 0.14% |
+3,054,052
| New | +$55.9M |
|
|
NIU
102
Niu Technologies
NIU
$153M
| $56.4M | 0.14% |
2,434,920
+141,986
| +6% | +$3.78M |
|
103
LivePerson
LPSN
$34.9M
| $56M | 0.13% |
+63,346
| New | +$59.8M |
|
104
Okta
OKTA
$23.5B
| $53.5M | 0.13% |
225,425
-140,474
| -38% | -$34.9M |
|
105
Magna International
MGA
$19.5B
| $53.1M | 0.13% |
705,999
+155,931
| +28% | +$12.8M |
|
106
BILL Holdings
BILL
$4.76B
| $52.8M | 0.13% |
197,637
-26,423
| -12% | -$6.1M |
|
107
Cloudflare
NET
$104B
| $52.6M | 0.13% |
466,636
-147,003
| -24% | -$17.6M |
|
108
Archer Aviation
ACHR
$4.85B
| $51M | 0.12% |
+5,737,569
| New | +$52.1M |
|
|
ZY
109
DELISTED
Zymergen Inc. Common Stock
ZY
| $49.8M | 0.12% |
3,782,501
+2,684,290
| +244% | +$57M |
|
|
NXDR
110
Nextdoor Holdings
NXDR
$925M
| $48.3M | 0.12% |
+4,744,357
| New | +$48.8M |
|
|
ANSS
111
DELISTED
Ansys
ANSS
| $48.1M | 0.12% |
141,229
-35,785
| -20% | -$12.9M |
|
|
CLLS
112
Cellectis
CLLS
$342M
| $47.7M | 0.11% |
3,782,763
-876,255
| -19% | -$12.1M |
|
113
Elbit Systems
ESLT
$34.7B
| $46.7M | 0.11% |
322,242
-45,415
| -12% | -$6.27M |
|
114
Amazon
AMZN
$2.79T
| $43.7M | 0.11% |
266,280
-104,380
| -28% | -$18M |
|
115
Caterpillar
CAT
$381B
| $41.8M | 0.1% |
217,865
-26,941
| -11% | -$5.61M |
|
116
The 3D Printing ETF
PRNT
$63M
| $40.4M | 0.1% |
1,131,579
+35,721
| +3% | +$1.36M |
|
117
Baidu
BIDU
$31.6B
| $36.1M | 0.09% |
234,905
-445,331
| -65% | -$73.1M |
|
118
Teledyne Technologies
TDY
$29.5B
| $36.1M | 0.09% |
84,037
-19,258
| -19% | -$8.51M |
|
|
SURF
119
DELISTED
Surface Oncology, Inc. Common Stock
SURF
| $35M | 0.08% |
4,618,354
+139,808
| +3% | +$895K |
|
|
VLD
120
DELISTED
Velo3D, Inc.
VLD
| $33.1M | 0.08% |
113,084
+14,511
| +15% | +$5.04M |
|
121
Synopsys
SNPS
$76.2B
| $31.8M | 0.08% |
106,208
-50,825
| -32% | -$15.4M |
|
122
L3Harris
LHX
$49.7B
| $30.6M | 0.07% |
139,076
-11,340
| -8% | -$2.58M |
|
|
CND
123
DELISTED
Concord Acquisition Corp.
CND
| $28.2M | 0.07% |
+2,799,532
| New | +$28.8M |
|
|
XONE
124
DELISTED
The ExOne Company
XONE
| $26.3M | 0.06% |
1,125,369
-1,073,883
| -49% | -$22.5M |
|
125
AquaBounty Technologies
AQB
$6.74M
| $25.2M | 0.06% |
309,844
-31,973
| -9% | -$3M |
|
Similar funds
Cathie Wood's Q3 2021 Portfolio in Review
As of Q3 2021, Cathie Wood held 337 positions worth $41.6B, down 23% from $53.7B the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Cathie Wood withdrew a net $4.54B in Q3 2021, closing 38 positions and reducing 174 holdings. Its most notable exit was Everpure Inc, an estimated $337M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 33% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Cathie Wood opened a new position in Robinhood worth $416M.
- Cathie Wood's largest Q3 2021 buy was Robinhood: 9,876,801 shares worth $416M.
- Cathie Wood added most to UiPath in Q3 2021, an estimated $730M increase.
- Cathie Wood's biggest Q3 2021 reduction was Tesla, cutting an estimated $1.05B.
- Cathie Wood fully exited Everpure Inc in Q3 2021, selling an estimated $337M.
- Cathie Wood's ten largest holdings make up 38% of its $41.6B portfolio in Q3 2021.
- Cathie Wood opened 52 new positions and closed 38 in Q3 2021.
- Cathie Wood's portfolio value fell 23% quarter-over-quarter to $41.6B.
Based on ARK Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.