Cathie Wood ARK Investment Management
Cathie Wood is the founder, CEO, and CIO of ARK Investment Management, an investment firm known for its focus on “disruptive innovation”. She gained widespread attention for her bold market calls and high conviction in cutting-edge technologies such as electric vehicles, genomics, and blockchain. Under her guidance, ARK’s exchange-traded funds (ETFs) attracted substantial interest from both retail and institutional investors. Wood’s investment philosophy emphasizes research-driven analysis and long-term growth potential, positioning her as one of today’s most influential voices in the world of finance.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UiPath
PATH
|
+$730M |
| 2 |
Robinhood
HOOD
|
+$449M |
| 3 |
SGFY
Signify Health, Inc.
SGFY
|
+$358M |
| 4 |
Coinbase
COIN
|
+$339M |
| 5 |
Ginkgo Bioworks
DNA
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$1.05B |
| 2 |
Sea Limited
SE
|
+$576M |
| 3 |
XYZ
Block Inc
XYZ
|
+$493M |
| 4 |
Shopify
SHOP
|
+$445M |
| 5 |
P
Everpure Inc
P
|
+$337M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 33.27% |
| 2 | Technology | 28.71% |
| 3 | Communication Services | 13.56% |
| 4 | Consumer Discretionary | 12.09% |
| 5 | Financials | 5.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CELL
51
DELISTED
PhenomeX Inc. Common Stock
CELL
| $166M | 0.4% |
8,502,916
+1,599,707
| +23% | +$60.8M |
|
52
Adaptive Biotechnologies
ADPT
$4.15B
| $165M | 0.4% |
4,856,421
+489,444
| +11% | +$17.7M |
|
53
Mercado Libre
MELI
$97.5B
| $159M | 0.38% |
94,727
-26,794
| -22% | -$46.4M |
|
54
Stratasys
SSYS
$692M
| $156M | 0.37% |
7,229,607
-1,642,559
| -19% | -$35.6M |
|
55
Peloton Interactive
PTON
$2.37B
| $150M | 0.36% |
1,722,817
+34,178
| +2% | +$3.78M |
|
56
Castle Biosciences
CSTL
$1.04B
| $137M | 0.33% |
2,057,867
-467,746
| -19% | -$32.9M |
|
57
Codexis
CDXS
$183M
| $136M | 0.33% |
5,833,501
-842,378
| -13% | -$19.9M |
|
58
Schrodinger
SDGR
$1.47B
| $125M | 0.3% |
2,283,876
-327,750
| -13% | -$21M |
|
59
Etsy
ETSY
$7.44B
| $124M | 0.3% |
595,192
+241,771
| +68% | +$49M |
|
60
Lockheed Martin
LMT
$130B
| $122M | 0.29% |
353,571
+63,543
| +22% | +$23M |
|
61
Arcturus Therapeutics
ARCT
$382M
| $121M | 0.29% |
2,529,509
-355,173
| -12% | -$15.9M |
|
62
Opendoor
OPEN
$3.43B
| $121M | 0.29% |
6,080,970
-4,396,236
| -42% | -$71.1M |
|
|
MTLS
63
Materialise
MTLS
$382M
| $112M | 0.27% |
5,594,437
-595,114
| -10% | -$13M |
|
64
3D Systems Corp
DDD
$530M
| $111M | 0.27% |
4,012,169
+28,718
| +0.7% | +$850K |
|
|
NNDM
65
Nano Dimension
NNDM
$325M
| $107M | 0.26% |
18,925,002
+2,552,949
| +16% | +$16.1M |
|
66
Quantum-Si Incorporated
QSI
$183M
| $106M | 0.25% |
12,698,381
+8,650,078
| +214% | +$85.2M |
|
67
Cerus
CERS
$566M
| $104M | 0.25% |
17,085,744
-3,857,167
| -18% | -$22.5M |
|
68
Personalis
PSNL
$1.96B
| $99.4M | 0.24% |
5,165,360
+223,396
| +5% | +$4.67M |
|
69
Roblox
RBLX
$27.4B
| $97.9M | 0.24% |
1,296,213
+328,605
| +34% | +$27M |
|
70
Pfizer
PFE
$160B
| $95.4M | 0.23% |
+2,217,669
| New | +$98.2M |
|
|
FTCH
71
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $94.3M | 0.23% |
+2,515,223
| New | +$111M |
|
72
908 Devices
MASS
$441M
| $89.5M | 0.21% |
2,750,877
+296,520
| +12% | +$10.1M |
|
73
Deere & Co
DE
$175B
| $89.1M | 0.21% |
265,823
+18,460
| +7% | +$6.65M |
|
74
Pinterest
PINS
$13.3B
| $81.7M | 0.2% |
1,603,748
-51,995
| -3% | -$3.19M |
|
|
SPLK
75
DELISTED
Splunk Inc
SPLK
| $81.6M | 0.2% |
563,772
+134,415
| +31% | +$19.6M |
|
Similar funds
Cathie Wood's Q3 2021 Portfolio in Review
As of Q3 2021, Cathie Wood held 337 positions worth $41.6B, down 23% from $53.7B the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Cathie Wood withdrew a net $4.54B in Q3 2021, closing 38 positions and reducing 174 holdings. Its most notable exit was Everpure Inc, an estimated $337M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 33% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Cathie Wood opened a new position in Robinhood worth $416M.
- Cathie Wood's largest Q3 2021 buy was Robinhood: 9,876,801 shares worth $416M.
- Cathie Wood added most to UiPath in Q3 2021, an estimated $730M increase.
- Cathie Wood's biggest Q3 2021 reduction was Tesla, cutting an estimated $1.05B.
- Cathie Wood fully exited Everpure Inc in Q3 2021, selling an estimated $337M.
- Cathie Wood's ten largest holdings make up 38% of its $41.6B portfolio in Q3 2021.
- Cathie Wood opened 52 new positions and closed 38 in Q3 2021.
- Cathie Wood's portfolio value fell 23% quarter-over-quarter to $41.6B.
Based on ARK Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.