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CCA
Catalyst Capital Advisors Portfolio holdings
AUM
$6.03B
1-Year Est. Return
24.5%
This Fund
S&P 500
This Quarter
Est. Return
+4.54%
1 Year Est. Return
+24.5%
3 Year Est. Return
+62.66%
5 Year Est. Return
+62.45%
10 Year Est. Return
+241.55%
AUM
$2.29B
AUM Growth
-$52.5M
(-2.2%)
Cap. Flow
-$144M
Cap. Flow
% of AUM
-6.3%
Top 10 Holdings %
Top 10 Hldgs %
57.84%
Holding
562
New
74
Increased
104
Reduced
59
Closed
131
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$19.2M |
| 2 |
Vanguard S&P 500 ETF
VOO
|
+$15.6M |
| 3 |
American Express
AXP
|
+$13.1M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$13M |
| 5 |
DuPont de Nemours
DD
|
+$12.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Bond ETF
BSV
|
+$200M |
| 2 |
Southwest Airlines
LUV
|
+$12.9M |
| 3 |
Amazon
AMZN
|
+$12.1M |
| 4 |
NetEase
NTES
|
+$10.3M |
| 5 |
Cullen/Frost Bankers
CFR
|
+$9.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 7.08% |
| 2 | Technology | 5.17% |
| 3 | Industrials | 4.12% |
| 4 | Financials | 4.03% |
| 5 | Healthcare | 3.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PNNT
176
Pennant Park Investment Corp
PNNT
$215M
| $876K | 0.04% |
116,675
| – | – |
|
177
MKS Inc
MKSI
$22.2B
| $861K | 0.04% |
9,110
-3,390
| -27% | -$277K |
|
178
Prospect Capital
PSEC
$1.06B
| $853K | 0.04% |
126,900
| – | – |
|
|
HTLF
179
DELISTED
Heartland Financial USA, Inc.
HTLF
| $848K | 0.04% |
17,150
+1,350
| +9% | +$61.7K |
|
|
UCTT
180
Ultra Clean Holdings
UCTT
$4.16B
| $842K | 0.04% |
27,500
-17,300
| -39% | -$409K |
|
181
Altria Group
MO
$122B
| $812K | 0.04% |
12,800
-925
| -7% | -$61.7K |
|
182
Dave & Buster's
PLAY
$343M
| $802K | 0.04% |
15,300
-2,200
| -13% | -$131K |
|
|
EQGP
183
DELISTED
EQGP Holdings, LP
EQGP
| $796K | 0.03% |
27,482
+2,200
| +9% | +$62.3K |
|
|
OLBK
184
DELISTED
Old Line Bancshares, Inc.
OLBK
| $795K | 0.03% |
28,400
+12,400
| +78% | +$341K |
|
185
Horizon Bancorp
HBNC
$1.03B
| $782K | 0.03% |
40,200
+20,100
| +100% | +$354K |
|
186
The Mosaic Company
MOS
$7.09B
| $756K | 0.03% |
35,000
+15,000
| +75% | +$325K |
|
187
Philip Morris
PM
$301B
| $755K | 0.03% |
6,800
-1,200
| -15% | -$140K |
|
188
Ciena
CIEN
$55.3B
| $723K | 0.03% |
32,900
+12,900
| +65% | +$309K |
|
189
MidCap Financial Investment
MFIC
$784M
| $705K | 0.03% |
38,488
| – | – |
|
190
Applied Optoelectronics
AAOI
$8.04B
| $694K | 0.03% |
10,720
-3,280
| -23% | -$232K |
|
|
ALXN
191
DELISTED
Alexion Pharmaceuticals
ALXN
| $694K | 0.03% |
+4,950
| New | +$673K |
|
192
Home BancShares
HOMB
$6.21B
| $679K | 0.03% |
26,900
+12,800
| +91% | +$307K |
|
193
Blackstone
BX
$104B
| $674K | 0.03% |
20,211
| – | – |
|
194
Principal Financial Group
PFG
$23.6B
| $654K | 0.03% |
10,175
-14,800
| -59% | -$952K |
|
|
ITIC
195
Investors Title Co
ITIC
$533M
| $652K | 0.03% |
3,643
+743
| +26% | +$133K |
|
196
Churchill Downs
CHDN
$6.03B
| $633K | 0.03% |
18,420
+1,020
| +6% | +$32.7K |
|
|
TYNS
197
PUT
DELISTED
Direxion Daily 7-10 Year Treasury Bear 1X Shares
TYNS
| $624K | 0.03% |
+2,560
| New | +$71.7K |
|
198
Independent Bank Corp
IBCP
$776M
| $600K | 0.03% |
26,500
+2,500
| +10% | +$52.3K |
|
199
Asure Software
ASUR
$220M
| $591K | 0.03% |
47,600
-18,400
| -28% | -$228K |
|
200
Axogen
AXGN
$2.1B
| $590K | 0.03% |
+30,500
| New | +$512K |
|
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Catalyst Capital Advisors's Q3 2017 Portfolio in Review
As of Q3 2017, Catalyst Capital Advisors held 562 positions worth $2.29B, down 2.2% from $2.34B the previous quarter. Its ten largest holdings account for 58% of the portfolio.
Catalyst Capital Advisors withdrew a net $144M in Q3 2017, closing 131 positions and reducing 59 holdings. Its most notable exit was Southwest Airlines, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Energy at 7.1% of assets, up from 5.8% a quarter earlier, followed by Technology and Industrials.
Against the trend, Catalyst Capital Advisors opened a new position in DuPont de Nemours worth $13.5M.
- Catalyst Capital Advisors's largest Q3 2017 buy was DuPont de Nemours: 76,948 shares worth $13.5M.
- Catalyst Capital Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2017, an estimated $19.2M increase.
- Catalyst Capital Advisors's biggest Q3 2017 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $200M.
- Catalyst Capital Advisors fully exited Southwest Airlines in Q3 2017, selling an estimated $12.9M.
- Catalyst Capital Advisors's ten largest holdings make up 58% of its $2.29B portfolio in Q3 2017.
- Catalyst Capital Advisors opened 74 new positions and closed 131 in Q3 2017.
- Catalyst Capital Advisors's portfolio value fell 2.2% quarter-over-quarter to $2.29B.
Based on Catalyst Capital Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.