CWM

Castle Wealth Management Portfolio holdings

AUM $275M
1-Year Return 12.54%
This Quarter Return
+7.79%
1 Year Return
+12.54%
3 Year Return
+49.52%
5 Year Return
–
10 Year Return
–
AUM
$159M
AUM Growth
-$5.83M
Cap. Flow
-$16.1M
Cap. Flow %
-10.11%
Top 10 Hldgs %
45.22%
Holding
730
New
1
Increased
45
Reduced
44
Closed
618

Top Buys

1
ISDX
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic Developed ex-US ETF
ISDX
$1.66M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$1.41M
3
AVUV icon
Avantis US Small Cap Value ETF
AVUV
$854K
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$744K
5
XLRE icon
Real Estate Select Sector SPDR Fund
XLRE
$701K

Top Sells

1
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$2.06M
2
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
$1.61M
3
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
$842K
4
QQQ icon
Invesco QQQ Trust
QQQ
$519K
5
ED icon
Consolidated Edison
ED
$445K

Sector Composition

1 Technology 4.32%
2 Healthcare 3.71%
3 Financials 2.2%
4 Consumer Discretionary 1.75%
5 Consumer Staples 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TETCU
201
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
– –
-50
Closed –
LDHAU
202
DELISTED
LDH Growth Corp I Units
LDHAU
– –
-100
Closed -$1K
LEGAU
203
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
– –
-25
Closed –
WQGA.U
204
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
– –
-25
Closed –
MIT.U
205
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
– –
-50
Closed –
OPALW
206
DELISTED
OPAL Fuels Inc. Warrant
OPALW
– –
-5
Closed –
PCPC.U
207
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
– –
-20
Closed –
FEO
208
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-2,000
Closed -$18K
AHPAU
209
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
– –
-25
Closed –
TWTR
210
DELISTED
Twitter, Inc.
TWTR
– –
-1,772
Closed -$78K
CTXS
211
DELISTED
Citrix Systems Inc
CTXS
– –
-40
Closed -$4K
LAC
212
DELISTED
Lithium Americas Corp. Common Shares
LAC
– –
-1,000
Closed -$26K
SAFE
213
DELISTED
Safehold Inc.
SAFE
– –
-25
Closed -$1K
OXLC
214
Oxford Lane Capital
OXLC
$1.75B
– –
-2,000
Closed -$10K
PACB icon
215
Pacific Biosciences
PACB
$381M
– –
-2,000
Closed -$12K
PCN
216
PIMCO Corporate & Income Strategy Fund
PCN
$839M
– –
-1,000
Closed -$12K
PDBC icon
217
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$4.45B
– –
-1,095
Closed -$18K
PDO
218
PIMCO Dynamic Income Opportunities Fund
PDO
$1.78B
– –
-229
Closed -$3K
PEJ icon
219
Invesco Leisure and Entertainment ETF
PEJ
$362M
– –
-147
Closed -$5K
PENN icon
220
PENN Entertainment
PENN
$2.99B
– –
-100
Closed -$3K
PEO
221
Adams Natural Resources Fund
PEO
$574M
– –
-3,500
Closed -$66K
PGR icon
222
Progressive
PGR
$143B
– –
-65
Closed -$8K
PGNY icon
223
Progyny
PGNY
$1.94B
– –
-2,160
Closed -$80K
PH icon
224
Parker-Hannifin
PH
$96.1B
– –
-50
Closed -$12K
PHT
225
Pioneer High Income Fund
PHT
$244M
– –
-3,300
Closed -$21K
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