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CWM

Castle Wealth Management Portfolio holdings

AUM $309M
1-Year Est. Return 16.93%
This Fund
S&P 500
This Quarter Est. Return
-3.65%
1 Year Est. Return
+16.93%
3 Year Est. Return
+48.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$140M
AUM Growth
-$3.09M
Cap. Flow
+$2.22M
Cap. Flow %
1.58%
Top 10 Hldgs %
36.18%
Holding
114
New
3
Increased
44
Reduced
36
Closed
12

Top Buys

Rank Stock Value
1
SMIG icon
Bahl & Gaynor Small/Mid Cap Income Growth ETF
SMIG
+$3.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$968K
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$472K
4
PPA icon
Invesco Aerospace & Defense ETF
PPA
+$363K
5
IJUL icon
Innovator International Developed Power Buffer ETF July
IJUL
+$361K

Top Sells

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.75M
2
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$891K
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$410K
4
KO icon
Coca-Cola
KO
+$271K
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$268K

Sector Composition

Rank Sector Weight
1 Technology 6.32%
2 Healthcare 3.2%
3 Financials 2.88%
4 Consumer Discretionary 2.68%
5 Communication Services 1.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWA icon
76
Invesco Bloomberg Pricing Power ETF
POWA
$180M
$380K 0.27%
5,795
– –
MRK icon
77
Merck
MRK
$322B
$370K 0.26%
3,571
-86
-2% -$9.27K
ESGU icon
78
iShares ESG Aware MSCI USA ETF
ESGU
$17.5B
$368K 0.26%
3,917
– –
DVY icon
79
iShares Select Dividend ETF
DVY
$23.8B
$361K 0.26%
3,311
-422
-11% -$48K
NJUL icon
80
Innovator Growth-100 Power Buffer ETF July
NJUL
$246M
$356K 0.25%
+7,013
New +$361K
RSPT icon
81
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$355K 0.25%
12,600
– –
PAUG icon
82
Innovator US Equity Power Buffer ETF August
PAUG
$860M
$354K 0.25%
+11,386
New +$360K
IJUL icon
83
Innovator International Developed Power Buffer ETF July
IJUL
$240M
$353K 0.25%
+13,884
New +$361K
IWR icon
84
iShares Russell Mid-Cap ETF
IWR
$55.9B
$353K 0.25%
5,080
– –
SCHD icon
85
Schwab US Dividend Equity ETF
SCHD
$104B
$346K 0.25%
14,664
– –
SPLV icon
86
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$346K 0.25%
5,878
– –
PAVE icon
87
Global X US Infrastructure Development ETF
PAVE
$13.5B
$340K 0.24%
11,189
-6,736
-38% -$213K
DFAT icon
88
Dimensional US Targeted Value ETF
DFAT
$14.7B
$296K 0.21%
6,484
– –
XLV icon
89
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$290K 0.21%
2,253
-5
-0.2% -$664
VCR icon
90
Vanguard Consumer Discretionary ETF
VCR
$5.97B
$284K 0.2%
1,050
– –
VOE icon
91
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$283K 0.2%
2,159
-6,431
-75% -$891K
VYMI icon
92
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$270K 0.19%
4,364
-175
-4% -$11.1K
IWM icon
93
iShares Russell 2000 ETF
IWM
$79.1B
$258K 0.18%
1,451
– –
SCHA icon
94
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$231K 0.16%
11,130
-1,260
-10% -$27.6K
USMV icon
95
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$228K 0.16%
3,134
– –
HD icon
96
Home Depot
HD
$337B
$226K 0.16%
748
-31
-4% -$9.97K
SDVY icon
97
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.5B
$217K 0.15%
7,691
-128,574
-94% -$3.75M
FPEI icon
98
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
$213K 0.15%
12,618
+4
+0% +$68
PXF icon
99
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$210K 0.15%
4,831
– –
CGTX icon
100
Cognition Therapeutics
CGTX
$80.6M
$62.5K 0.04%
43,380
– –
1 2 3
4
5

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EWM
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AC
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CCG
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PC
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AWA
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ICP
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Castle Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Wealth Management held 114 positions worth $140M, down 2.2% from $143M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Castle Wealth Management's Q3 2023 filing shows 3 new, 44 increased, 36 reduced and 12 closed positions. Its largest new stake was Innovator International Developed Power Buffer ETF July: 13,884 shares worth $353K. The largest sale was First Trust SMID Cap Rising Dividend Achievers ETF, an estimated $3.75M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.9% a quarter earlier, followed by Healthcare and Financials.

  • Castle Wealth Management's largest Q3 2023 buy was Innovator International Developed Power Buffer ETF July: 13,884 shares worth $353K.
  • Castle Wealth Management added most to Bahl & Gaynor Small/Mid Cap Income Growth ETF in Q3 2023, an estimated $3.93M increase.
  • Castle Wealth Management's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $3.75M.
  • Castle Wealth Management fully exited Coca-Cola in Q3 2023, selling an estimated $271K.
  • Castle Wealth Management's ten largest holdings make up 36% of its $140M portfolio in Q3 2023.
  • Castle Wealth Management opened 3 new positions and closed 12 in Q3 2023.
  • Castle Wealth Management's portfolio value fell 2.2% quarter-over-quarter to $140M.

Based on Castle Wealth Management's 13F filing for Q3 2023, filed 6 Nov 2023.