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CWM

Castle Wealth Management Portfolio holdings

AUM $309M
1-Year Est. Return 16.93%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+16.93%
3 Year Est. Return
+48.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$159M
AUM Growth
-$5.83M
Cap. Flow
-$16.2M
Cap. Flow %
-10.2%
Top 10 Hldgs %
45.22%
Holding
730
New
1
Increased
45
Reduced
44
Closed
618

Top Buys

Rank Stock Value
1
ISDX
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic Developed ex-US ETF
ISDX
+$1.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.42M
3
AVUV icon
Avantis US Small Cap Value ETF
AVUV
+$862K
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$744K
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$701K

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.08M
2
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$1.56M
3
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$880K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$539K
5
AAPL icon
Apple
AAPL
+$483K

Sector Composition

Rank Sector Weight
1 Technology 4.32%
2 Healthcare 3.71%
3 Financials 2.2%
4 Consumer Discretionary 1.75%
5 Consumer Staples 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XM
701
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-50
Closed -$1K
JUGGU
702
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-25
Closed –
HCNEU
703
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-100
Closed -$1K
MTAL.U
704
DELISTED
Metals Acquisition Corp Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
MTAL.U
– –
-100
Closed -$1K
LITTU
705
DELISTED
Logistics Innovation Technologies Corp. Units
LITTU
– –
-25
Closed –
ZTAQU
706
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
– –
-100
Closed -$1K
GROV.WS
707
DELISTED
Grove Collaborative Holdings, Inc. Each whole warrant is exercisable for one-fifth of a share of Class A Common Stock at an exercise price of $57.50
GROV.WS
– –
-20
Closed –
RONI.U
708
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
– –
-100
Closed -$1K
ABB
709
DELISTED
ABB Ltd
ABB
– –
-135
Closed -$3K
BIOC
710
DELISTED
Biocept, Inc.
BIOC
– –
-45
Closed -$1K
TIOAU
711
DELISTED
Tio Tech A Units
TIOAU
– –
-100
Closed -$1K
PANA
712
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
– –
-50
Closed –
DCT
713
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
– –
-4,265
Closed -$51K
TETCU
714
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
– –
-50
Closed –
LDHAU
715
DELISTED
LDH Growth Corp I Units
LDHAU
– –
-100
Closed -$1K
LEGAU
716
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
– –
-25
Closed –
WQGA.U
717
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
– –
-25
Closed –
MIT.U
718
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
– –
-50
Closed –
OPALW
719
DELISTED
OPAL Fuels Inc. Warrant
OPALW
– –
-5
Closed –
PCPC.U
720
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
– –
-20
Closed –
FEO
721
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-2,000
Closed -$18K
AHPAU
722
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
– –
-25
Closed –
TWTR
723
DELISTED
Twitter, Inc.
TWTR
– –
-1,772
Closed -$78K
CTXS
724
DELISTED
Citrix Systems Inc
CTXS
– –
-40
Closed -$4K
MFGP
725
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-1
Closed –
26 27 28
29
30

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EWM
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AC
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CCG
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AWA
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ICP
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Castle Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Wealth Management held 730 positions worth $159M, down 3.5% from $165M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Castle Wealth Management withdrew a net $16.2M in Q4 2022, closing 618 positions and reducing 44 holdings. Its most notable exit was Consolidated Edison, an estimated $445K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.3% of assets, down from 6% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Castle Wealth Management opened a new position in First Trust Institutional Preferred Securities and Income ETF worth $218K.

  • Castle Wealth Management's largest Q4 2022 buy was First Trust Institutional Preferred Securities and Income ETF: 12,243 shares worth $218K.
  • Castle Wealth Management added most to Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic Developed ex-US ETF in Q4 2022, an estimated $1.6M increase.
  • Castle Wealth Management's biggest Q4 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $2.08M.
  • Castle Wealth Management fully exited Consolidated Edison in Q4 2022, selling an estimated $445K.
  • Castle Wealth Management's ten largest holdings make up 45% of its $159M portfolio in Q4 2022.
  • Castle Wealth Management opened 1 new position and closed 618 in Q4 2022.
  • Castle Wealth Management's portfolio value fell 3.5% quarter-over-quarter to $159M.

Based on Castle Wealth Management's 13F filing for Q4 2022, filed 9 Feb 2023.