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CF

Carter Financial Portfolio holdings

AUM $133M
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$115M
AUM Growth
+$1.67M
Cap. Flow
+$6.53M
Cap. Flow %
5.68%
Top 10 Hldgs %
91.82%
Holding
29
New
5
Increased
8
Reduced
5
Closed
1

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.56M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.47M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$1.46M
4
FNDF icon
Schwab Fundamental International Large Company Index ETF
FNDF
+$795K
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$774K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.24M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$251K
4
ISRG icon
Intuitive Surgical
ISRG
+$204K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$52.2K

Sector Composition

Rank Sector Weight
1 Technology 1.48%
2 Financials 0.74%
3 Utilities 0.34%
4 Industrials 0.18%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFR icon
26
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$237K 0.21%
7,017
– –
MSFT icon
27
Microsoft
MSFT
$3.6T
$235K 0.2%
634
– –
CAT icon
28
Caterpillar
CAT
$375B
$213K 0.18%
+300
New +$208K
ISRG icon
29
Intuitive Surgical
ISRG
$141B
– –
-360
Closed -$204K
1
2

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Carter Financial's Q1 2026 Portfolio in Review

As of Q1 2026, Carter Financial held 29 positions worth $115M, up 1.5% from $113M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Carter Financial deployed $6.53M of net new capital in Q1 2026, opening 5 new positions and adding to 8 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 10,602 shares worth $537K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, down from 1.7% a quarter earlier, followed by Financials and Utilities.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $1.24M trimmed.

  • Carter Financial's largest Q1 2026 buy was JPMorgan Ultra-Short Income ETF: 10,602 shares worth $537K.
  • Carter Financial added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2026, an estimated $1.56M increase.
  • Carter Financial's biggest Q1 2026 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $1.24M.
  • Carter Financial fully exited Intuitive Surgical in Q1 2026, selling an estimated $204K.
  • Carter Financial's ten largest holdings make up 92% of its $115M portfolio in Q1 2026.
  • Carter Financial opened 5 new positions and closed 1 in Q1 2026.
  • Carter Financial's portfolio value rose 1.5% quarter-over-quarter to $115M.

Based on Carter Financial's 13F filing for Q1 2026, filed 13 May 2026.