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Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Portfolio holdings

AUM $38.1B
1-Year Est. Return 19.66%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+19.66%
3 Year Est. Return
+52.71%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$12.5B
AUM Growth
$0
Cap. Flow
-$4.25M
Cap. Flow %
-0.03%
Top 10 Hldgs %
33.37%
Holding
3,069
New
19
Increased
2
Reduced
8
Closed
20

Top Buys

Rank Stock Value
1
SDC
SmileDirectClub, Inc. Class A Common Stock
SDC
+$11.7M
2
SWTX
SpringWorks Therapeutics
SWTX
+$1.28M
3
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$798K
4
DT icon
Dynatrace
DT
+$679K
5
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$627K

Top Sells

Rank Stock Value
1
HDB icon
HDFC Bank
HDB
+$1.02M
2
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$676K
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$376K
4
CWI icon
State Street SPDR MSCI ACWI ex-US ETF
CWI
+$38.3K
5
BP icon
BP
BP
+$23.9K

Sector Composition

Rank Sector Weight
1 Technology 6.38%
2 Healthcare 4.96%
3 Financials 3.56%
4 Industrials 2.73%
5 Consumer Discretionary 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPEM icon
2226
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$395M
$5K ﹤0.01%
91
– –
JPI
2227
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$5K ﹤0.01%
205
– –
KIE icon
2228
State Street SPDR S&P Insurance ETF
KIE
$639M
$5K ﹤0.01%
139
– –
LIT icon
2229
CALL
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$5K ﹤0.01%
500
– –
LYFT icon
2230
CALL
Lyft
LYFT
$6.63B
$5K ﹤0.01%
400
– –
LYG icon
2231
Lloyds Banking Group
LYG
$91.3B
$5K ﹤0.01%
2,048
– –
META icon
2232
CALL
Meta Platforms (Facebook)
META
$1.51T
$5K ﹤0.01%
100
– –
MYD
2233
DELISTED
BlackRock MuniYield Fund
MYD
$5K ﹤0.01%
300
– –
NFJ
2234
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$5K ﹤0.01%
324
– –
PBF icon
2235
PBF Energy
PBF
$7.31B
$5K ﹤0.01%
300
– –
PDN icon
2236
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
$5K ﹤0.01%
125
– –
PKB icon
2237
Invesco Building & Construction ETF
PKB
$453M
$5K ﹤0.01%
100
– –
PR
2238
Permian Resources
PR
$16.9B
$5K ﹤0.01%
796
– –
PXF icon
2239
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$5K ﹤0.01%
94
– –
SBIO icon
2240
ALPS Medical Breakthroughs ETF
SBIO
$215M
$5K ﹤0.01%
112
– –
SCYX icon
2241
SCYNEXIS
SCYX
$52M
$5K ﹤0.01%
8
– –
SID icon
2242
Companhia Siderúrgica Nacional
SID
$1.23B
$5K ﹤0.01%
600
– –
SMTC icon
2243
Semtech
SMTC
$13B
$5K ﹤0.01%
70
– –
SNAP icon
2244
CALL
Snap
SNAP
$9.01B
$5K ﹤0.01%
300
– –
SON icon
2245
Sonoco
SON
$5.74B
$5K ﹤0.01%
72
– –
SONY icon
2246
CALL
Sony
SONY
$138B
$5K ﹤0.01%
3,000
– –
SSYS icon
2247
Stratasys
SSYS
$774M
$5K ﹤0.01%
200
– –
TG icon
2248
Tredegar Corp
TG
$310M
$5K ﹤0.01%
384
– –
TGT icon
2249
CALL
Target
TGT
$68B
$5K ﹤0.01%
100
– –
TIPT icon
2250
Tiptree Inc
TIPT
$675M
$5K ﹤0.01%
500
– –
88 89
90
91 92

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Carson Wealth (CWM LLC)'s Q3 2019 Portfolio in Review

As of Q3 2019, Carson Wealth (CWM LLC) held 3,069 positions worth $12.5B, unchanged from the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Trading was light in Q3 2019: portfolio turnover was 1.3%. Carson Wealth (CWM LLC) opened 19 new positions and exited 20, leaving the 3,069-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Financials.

  • Carson Wealth (CWM LLC)'s largest Q3 2019 buy was SmileDirectClub, Inc. Class A Common Stock: 699,905 shares worth $6.08M.
  • Carson Wealth (CWM LLC) added most to Ocugen in Q3 2019, an estimated $21K increase.
  • Carson Wealth (CWM LLC)'s biggest Q3 2019 reduction was HDFC Bank, cutting an estimated $1.02M.
  • Carson Wealth (CWM LLC)'s ten largest holdings make up 33% of its $12.5B portfolio in Q3 2019.
  • Carson Wealth (CWM LLC) opened 19 new positions and closed 20 in Q3 2019.
  • Carson Wealth (CWM LLC)'s portfolio value was unchanged quarter-over-quarter at $12.5B.

Based on Carson Wealth (CWM LLC)'s 13F filing for Q3 2019, filed 22 Oct 2019.