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Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Portfolio holdings

AUM $38.1B
1-Year Est. Return 19.66%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+19.66%
3 Year Est. Return
+52.71%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$12.5B
AUM Growth
$0
Cap. Flow
-$4.25M
Cap. Flow %
-0.03%
Top 10 Hldgs %
33.37%
Holding
3,069
New
19
Increased
2
Reduced
8
Closed
20

Top Buys

Rank Stock Value
1
SDC
SmileDirectClub, Inc. Class A Common Stock
SDC
+$11.7M
2
SWTX
SpringWorks Therapeutics
SWTX
+$1.28M
3
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$798K
4
DT icon
Dynatrace
DT
+$679K
5
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$627K

Top Sells

Rank Stock Value
1
HDB icon
HDFC Bank
HDB
+$1.02M
2
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$676K
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$376K
4
CWI icon
State Street SPDR MSCI ACWI ex-US ETF
CWI
+$38.3K
5
BP icon
BP
BP
+$23.9K

Sector Composition

Rank Sector Weight
1 Technology 6.38%
2 Healthcare 4.96%
3 Financials 3.56%
4 Industrials 2.73%
5 Consumer Discretionary 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOEV
2726
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
– –
BFX
2727
CALL
DELISTED
BowFlex Inc.
BFX
$1K ﹤0.01%
200
– –
IMGN
2728
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
78
– –
STCN
2729
DELISTED
Steel Connect, Inc. Common Stock
STCN
$1K ﹤0.01%
54
– –
BBBY
2730
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
200
– –
SRNE
2731
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$1K ﹤0.01%
150
– –
RMO
2732
DELISTED
Romeo Power, Inc.
RMO
$1K ﹤0.01%
103
– –
ENDP
2733
DELISTED
Endo International plc
ENDP
$1K ﹤0.01%
218
– –
RVI
2734
DELISTED
Retail Value Inc. Common Shares
RVI
$1K ﹤0.01%
251
– –
NXR
2735
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1K ﹤0.01%
47
– –
FTSI
2736
DELISTED
FTS International, Inc. Common Stock
FTSI
$1K ﹤0.01%
1
– –
KNL
2737
DELISTED
Knoll, Inc.
KNL
$1K ﹤0.01%
40
– –
UFS
2738
DELISTED
DOMTAR CORPORATION (New)
UFS
$1K ﹤0.01%
10
– –
GRA
2739
DELISTED
W.R. Grace & Co.
GRA
$1K ﹤0.01%
9
– –
PLM
2740
DELISTED
PolyMet Mining Corp.
PLM
$1K ﹤0.01%
15
– –
ABUS icon
2741
Arbutus Biopharma
ABUS
$913M
$0 ﹤0.01%
10
– –
AC
2742
DELISTED
Associated Capital Group
AC
$0 ﹤0.01%
2
– –
AGD
2743
abrdn Global Dynamic Dividend Fund
AGD
$317M
$0 ﹤0.01%
8
– –
AGIO icon
2744
Agios Pharmaceuticals
AGIO
$1.89B
$0 ﹤0.01%
7
– –
AIV
2745
Aimco
AIV
$381M
$0 ﹤0.01%
120
– –
ALKS icon
2746
Alkermes
ALKS
$8.32B
$0 ﹤0.01%
11
– –
AMWD
2747
DELISTED
American Woodmark
AMWD
$0 ﹤0.01%
3
– –
ANIP icon
2748
ANI Pharmaceuticals
ANIP
$1.82B
$0 ﹤0.01%
5
– –
AQB icon
2749
AquaBounty Technologies
AQB
$5.1M
$0 ﹤0.01%
1
– –
ARES icon
2750
Ares Management
ARES
$31.5B
$0 ﹤0.01%
7
– –
108 109
110
111 112

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Carson Wealth (CWM LLC)'s Q3 2019 Portfolio in Review

As of Q3 2019, Carson Wealth (CWM LLC) held 3,069 positions worth $12.5B, unchanged from the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Trading was light in Q3 2019: portfolio turnover was 1.3%. Carson Wealth (CWM LLC) opened 19 new positions and exited 20, leaving the 3,069-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Financials.

  • Carson Wealth (CWM LLC)'s largest Q3 2019 buy was SmileDirectClub, Inc. Class A Common Stock: 699,905 shares worth $6.08M.
  • Carson Wealth (CWM LLC) added most to Ocugen in Q3 2019, an estimated $21K increase.
  • Carson Wealth (CWM LLC)'s biggest Q3 2019 reduction was HDFC Bank, cutting an estimated $1.02M.
  • Carson Wealth (CWM LLC)'s ten largest holdings make up 33% of its $12.5B portfolio in Q3 2019.
  • Carson Wealth (CWM LLC) opened 19 new positions and closed 20 in Q3 2019.
  • Carson Wealth (CWM LLC)'s portfolio value was unchanged quarter-over-quarter at $12.5B.

Based on Carson Wealth (CWM LLC)'s 13F filing for Q3 2019, filed 22 Oct 2019.