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Carroll Investors Portfolio holdings

AUM $234M
1-Year Est. Return 59.79%
This Fund
S&P 500
This Quarter Est. Return
-9.96%
1 Year Est. Return
+59.79%
3 Year Est. Return
+241.21%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113M
AUM Growth
-$20.5M
Cap. Flow
-$7.21M
Cap. Flow %
-6.39%
Top 10 Hldgs %
82.78%
Holding
33
New
7
Increased
5
Reduced
14
Closed
6

Top Buys

Rank Stock Value
1
SNOW icon
Snowflake
SNOW
+$1.14M
2
AMD icon
Advanced Micro Devices
AMD
+$572K
3
PANW icon
Palo Alto Networks
PANW
+$392K
4
RTX icon
RTX Corp
RTX
+$322K
5
PFE icon
Pfizer
PFE
+$309K

Top Sells

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$3.46M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$2.04M
3
ENPH icon
Enphase Energy
ENPH
+$1.97M
4
HD icon
Home Depot
HD
+$1.14M
5
PGR icon
Progressive
PGR
+$526K

Sector Composition

Rank Sector Weight
1 Technology 57.86%
2 Consumer Discretionary 30.91%
3 Consumer Staples 5.04%
4 Industrials 2.95%
5 Financials 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$947B
$228K 0.2%
+1,546
New +$232K
QBTS icon
27
D-Wave Quantum Inc. Common Stock
QBTS
$7.19B
$14.5K 0.01%
+15,059
New +$24K
BLK icon
28
Blackrock
BLK
$175B
– –
-451
Closed -$311K
ENPH icon
29
Enphase Energy
ENPH
$5.24B
– –
-11,830
Closed -$1.97M
GOOGL icon
30
Alphabet (Google) Class A
GOOGL
$4.38T
– –
-2,428
Closed -$290K
HD icon
31
Home Depot
HD
$349B
– –
-3,688
Closed -$1.14M
MS icon
32
Morgan Stanley
MS
$336B
– –
-40,570
Closed -$3.46M
SMH icon
33
VanEck Semiconductor ETF
SMH
$71.8B
– –
-13,422
Closed -$2.04M
1
2

Similar funds

HWMT
Heritage Wealth Management (Texas) Houston, Texas $234M AUM 15.67% 1-Year Est. Return
SP
Saranac Partners London $234M AUM 14.11% 1-Year Est. Return
IAG
Investmark Advisory Group Shelton, Connecticut $234M AUM 16.71% 1-Year Est. Return
AL3A
Accel Leaders 3 Associates Palo Alto, California $234M AUM
BWM
Bernard Wealth Management Royal Oak, Michigan $234M AUM 27.82% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
BH
Burk Holdings Tulsa, Oklahoma $233M AUM 19.18% 1-Year Est. Return
NTIC
Napean Trading & Investment Company Singapore $233M AUM 51.82% 1-Year Est. Return

Carroll Investors's Q3 2023 Portfolio in Review

As of Q3 2023, Carroll Investors held 33 positions worth $113M, down 15% from $133M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Carroll Investors withdrew a net $7.21M in Q3 2023, closing 6 positions and reducing 14 holdings. Its most notable exit was Morgan Stanley, an estimated $3.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 58% of assets, up from 56% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Carroll Investors opened a new position in RTX Corp worth $271K.

  • Carroll Investors's largest Q3 2023 buy was RTX Corp: 3,759 shares worth $271K.
  • Carroll Investors added most to Snowflake in Q3 2023, an estimated $1.14M increase.
  • Carroll Investors's biggest Q3 2023 reduction was Progressive, cutting an estimated $526K.
  • Carroll Investors fully exited Morgan Stanley in Q3 2023, selling an estimated $3.46M.
  • Carroll Investors's ten largest holdings make up 83% of its $113M portfolio in Q3 2023.
  • Carroll Investors opened 7 new positions and closed 6 in Q3 2023.
  • Carroll Investors's portfolio value fell 15% quarter-over-quarter to $113M.

Based on Carroll Investors's 13F filing for Q3 2023, filed 6 Nov 2023.