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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.27B
AUM Growth
-$168M
Cap. Flow
-$211M
Cap. Flow %
-6.46%
Top 10 Hldgs %
11%
Holding
1,893
New
21
Increased
316
Reduced
1,379
Closed
141

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$13.5M
2
MAT icon
Mattel
MAT
+$7M
3
FITB
Fifth Third Bancorp
FITB
+$6.48M
4
DAL icon
Delta Air Lines
DAL
+$6.26M
5
DG icon
Dollar General
DG
+$5.99M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$10.3M
2
META icon
Meta Platforms (Facebook)
META
+$8.52M
3
NVO
Novo Nordisk
NVO
+$8.43M
4
XOM icon
ExxonMobil
XOM
+$7.87M
5
AAPL icon
Apple
AAPL
+$7.81M

Sector Composition

Rank Sector Weight
1 Financials 13.66%
2 Technology 12.9%
3 Energy 10.04%
4 Industrials 9.88%
5 Healthcare 9.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
201
Simon Property Group
SPG
$74.5B
$3.81M 0.12%
24,709
-4,666
-16% -$695K
LFC
202
DELISTED
China Life Insurance Company Ltd.
LFC
$3.8M 0.12%
269,544
+14,190
+6% +$199K
DUK icon
203
Duke Energy
DUK
$102B
$3.8M 0.12%
53,339
-10,953
-17% -$763K
BCS icon
204
Barclays
BCS
$94.1B
$3.8M 0.12%
261,352
+12,276
+5% +$196K
BA icon
205
Boeing
BA
$165B
$3.77M 0.12%
30,008
-21,545
-42% -$2.81M
PUK icon
206
Prudential
PUK
$36.5B
$3.76M 0.12%
91,123
+3,382
+4% +$144K
SHG icon
207
Shinhan Financial Group
SHG
$33.6B
$3.74M 0.11%
85,105
+5,140
+6% +$213K
BT
208
DELISTED
BT Group plc (ADR)
BT
$3.72M 0.11%
116,444
+4,860
+4% +$158K
LYG icon
209
Lloyds Banking Group
LYG
$87.4B
$3.7M 0.11%
727,378
+37,620
+5% +$204K
CFR icon
210
Cullen/Frost Bankers
CFR
$10.3B
$3.7M 0.11%
47,732
+1,138
+2% +$85K
EFA icon
211
iShares MSCI EAFE ETF
EFA
$76.4B
$3.68M 0.11%
54,711
+8,854
+19% +$585K
SU icon
212
Suncor Energy
SU
$77.7B
$3.66M 0.11%
104,757
+2,450
+2% +$81.6K
LLTC
213
DELISTED
Linear Technology Corp
LLTC
$3.64M 0.11%
74,772
+274
+0.4% +$12.6K
PNC icon
214
PNC Financial Services
PNC
$100B
$3.62M 0.11%
41,660
-10,070
-19% -$822K
TMP icon
215
Tompkins Financial
TMP
$1.45B
$3.59M 0.11%
73,309
+4,644
+7% +$225K
MS icon
216
Morgan Stanley
MS
$337B
$3.58M 0.11%
114,928
-27,700
-19% -$856K
COF icon
217
Capital One
COF
$124B
$3.56M 0.11%
46,114
-10,960
-19% -$804K
FMX icon
218
Fomento Económico Mexicano
FMX
$43.3B
$3.55M 0.11%
38,088
+3,320
+10% +$297K
NSC icon
219
Norfolk Southern
NSC
$78.8B
$3.54M 0.11%
36,420
-6,450
-15% -$598K
DRI icon
220
Darden Restaurants
DRI
$22.5B
$3.5M 0.11%
77,244
+3,010
+4% +$135K
SSL icon
221
Sasol
SSL
$7.58B
$3.5M 0.11%
62,598
+4,740
+8% +$240K
ING icon
222
ING
ING
$93.8B
$3.49M 0.11%
245,138
+8,150
+3% +$115K
APD icon
223
Air Products & Chemicals
APD
$66.3B
$3.49M 0.11%
31,655
-5,740
-15% -$609K
CB icon
224
Chubb
CB
$140B
$3.48M 0.11%
35,172
-5,850
-14% -$567K
FDX icon
225
FedEx
FDX
$74.5B
$3.44M 0.11%
25,960
-2,230
-8% -$303K
7 8
9
10 11

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DL
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RBC
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TCM
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HCM
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AL
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GA
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Capstone Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Asset Management held 1,893 positions worth $3.27B, down 4.9% from $3.44B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Capstone Asset Management withdrew a net $211M in Q1 2014, closing 141 positions and reducing 1,379 holdings. Its most notable exit was NEXTERA ENGY CAP HLDGS INC 8.75% GTD JR SUB DEB SER F (FL), an estimated $3.01M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

Against the trend, Capstone Asset Management opened a new position in State Street Financial Select Sector SPDR ETF worth $13.9M.

  • Capstone Asset Management's largest Q1 2014 buy was State Street Financial Select Sector SPDR ETF: 706,273 shares worth $13.9M.
  • Capstone Asset Management added most to Mattel in Q1 2014, an estimated $7M increase.
  • Capstone Asset Management's biggest Q1 2014 reduction was Abbott, cutting an estimated $10.3M.
  • Capstone Asset Management fully exited NEXTERA ENGY CAP HLDGS INC 8.75% GTD JR SUB DEB SER F (FL) in Q1 2014, selling an estimated $3.01M.
  • Capstone Asset Management's ten largest holdings make up 11% of its $3.27B portfolio in Q1 2014.
  • Capstone Asset Management opened 21 new positions and closed 141 in Q1 2014.
  • Capstone Asset Management's portfolio value fell 4.9% quarter-over-quarter to $3.27B.

Based on Capstone Asset Management's 13F filing for Q1 2014, filed 22 Apr 2014.