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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMX
2026
DELISTED
OFFICEMAX INCORPORATED
OMX
– –
-54,887
Closed -$702K
SKS
2027
DELISTED
SAKS INCORPORATED
SKS
– –
-22,619
Closed -$361K
DELL
2028
DELISTED
DELL INC
DELL
– –
-243,511
Closed -$3.35M
BZ
2029
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-11,456
Closed -$144K
KDN
2030
DELISTED
KAYDON CORP
KDN
– –
-15,927
Closed -$566K
ASTX
2031
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-10,515
Closed -$89K
RUE
2032
DELISTED
RUE21 INC COM STK (DE)
RUE
– –
-10,294
Closed -$415K
FIRE
2033
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-18,985
Closed -$1.44M
MFB
2034
DELISTED
MAIDENFORM BRANDS, INC
MFB
– –
-10,995
Closed -$258K
ONXX
2035
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-8,008
Closed -$999K
VLTR
2036
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
– –
-13,258
Closed -$305K
WCRX
2037
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-22,314
Closed -$512K
CLP
2038
DELISTED
COLONIAL PROPERTIES TRUST
CLP
– –
-43,697
Closed -$983K
BCS.RT
2039
DELISTED
BARCLAYS PLC RTS EXP 10/2/2013 (GBR)
BCS.RT
– –
-23,017
Closed –
CAVM
2040
DELISTED
Cavium, Inc.
CAVM
– –
-4,956
Closed -$204K
EXXI
2041
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-9,092
Closed -$275K
PDLI
2042
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-16,443
Closed -$131K
VVUS
2043
DELISTED
Vivus Inc
VVUS
– –
-1,142
Closed -$106K
LPNT
2044
DELISTED
LifePoint Health, Inc.
LPNT
– –
-4,673
Closed -$218K
GLF
2045
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
– –
-10,234
Closed -$521K
BOBE
2046
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-6,949
Closed -$398K
DGI
2047
DELISTED
DigitalGlobe Inc.
DGI
– –
-6,523
Closed -$206K
FCH
2048
DELISTED
Felcor Lodging Trust
FCH
– –
-15,463
Closed -$95K
WNR
2049
DELISTED
Western Refining Inc
WNR
– –
-6,687
Closed -$201K
QLIK
2050
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-9,555
Closed -$327K
79 80 81
82
83

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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.