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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANV
2001
DELISTED
Allied Nevada Gold Corp
ANV
– –
-10,211
Closed -$43K
PTP
2002
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
– –
-3,544
Closed -$212K
NPSP
2003
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-10,125
Closed -$322K
COCO
2004
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-112,277
Closed -$247K
SAPE
2005
DELISTED
SAPIENT CORP
SAPE
– –
-13,916
Closed -$217K
RSH
2006
DELISTED
RADIOSHACK CORP
RSH
– –
-11,817
Closed -$40K
GRT
2007
DELISTED
GLIMCHER REALTY TRUST
GRT
– –
-16,432
Closed -$160K
IRF
2008
DELISTED
INTL RECTIFIER CORP
IRF
– –
-11,129
Closed -$276K
KWK
2009
DELISTED
QUICKSILVER RESOURCES INC
KWK
– –
-13,807
Closed -$27K
BYI
2010
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-4,327
Closed -$312K
IDIX
2011
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-10,462
Closed -$54K
STRZA
2012
DELISTED
Starz - Series A
STRZA
– –
-13,984
Closed -$393K
BLC
2013
DELISTED
BELO CORP SER A
BLC
– –
-10,723
Closed -$147K
NVE
2014
DELISTED
NV ENERGY, INC
NVE
– –
-44,482
Closed -$1.05M
ELN
2015
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-47,856
Closed -$746K
BRY
2016
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-5,462
Closed -$236K
MOLX
2017
DELISTED
MOLEX INC
MOLX
– –
-22,409
Closed -$863K
LCC
2018
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-18,593
Closed -$353K
TLAB
2019
DELISTED
TELLABS INC
TLAB
– –
-41,724
Closed -$95K
SYMM
2020
DELISTED
SYMMETRICOM INC
SYMM
– –
-24,942
Closed -$120K
SHFL
2021
DELISTED
SHFL ENTMT INC
SHFL
– –
-21,221
Closed -$487K
NAFC
2022
DELISTED
NASH FINCH CO
NAFC
– –
-8,322
Closed -$220K
NYX
2023
DELISTED
NYSE EURONEXT INC
NYX
– –
-45,982
Closed -$1.93M
ABV.C
2024
DELISTED
COMPANHIA BEBIDA ADS EACH RPTNG 1 COM SH)
ABV.C
– –
-9,510
Closed -$368K
ABV
2025
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-64,707
Closed -$2.48M
79 80
81
82 83

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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.