We are live on ! Find out more
CAM

Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
1976
DELISTED
Alere Inc
ALR
– –
-10,825
Closed -$331K
XCO
1977
DELISTED
Exco Resources
XCO
– –
-963
Closed -$96K
CHMT
1978
DELISTED
Chemtura Corporation
CHMT
– –
-11,257
Closed -$259K
ENH
1979
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-5,573
Closed -$299K
EQY
1980
DELISTED
Equity One
EQY
– –
-9,705
Closed -$212K
ELNK
1981
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-13,345
Closed -$66K
TMH
1982
DELISTED
Team Health Holdings Inc
TMH
– –
-5,351
Closed -$203K
LGF
1983
DELISTED
Lions Gate Entertainment
LGF
– –
-10,653
Closed -$373K
AEGR
1984
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-2,941
Closed -$252K
CPHD
1985
DELISTED
Cepheid Inc
CPHD
– –
-7,441
Closed -$290K
N
1986
DELISTED
Netsuite Inc
N
– –
-3,750
Closed -$405K
SQNM
1987
DELISTED
SEQUENOM INC NEW
SQNM
– –
-13,170
Closed -$35K
AXLL
1988
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-7,115
Closed -$269K
HTS
1989
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-12,877
Closed -$241K
UNTD
1990
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-7,850
Closed -$438K
HERO
1991
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-18,526
Closed -$136K
SIRO
1992
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-6,438
Closed -$431K
DYAX
1993
DELISTED
DYAX CORPORATION
DYAX
– –
-11,320
Closed -$78K
NES
1994
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-1,544
Closed -$35K
BEE
1995
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
– –
-21,527
Closed -$187K
STRI
1996
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
– –
-4,477
Closed -$30K
GTI
1997
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-13,322
Closed -$113K
LTM
1998
DELISTED
LIFE TIME FITNESS INC
LTM
– –
-6,646
Closed -$342K
PKT
1999
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
– –
-15,240
Closed -$236K
ARUN
2000
DELISTED
ARUBA NETWORKS, INC.
ARUN
– –
-12,712
Closed -$212K
78 79
80
81 82

Similar funds

VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
DL
Delta Lloyd Amsterdam, Netherlands $3.56B AUM 18.98% 1-Year Est. Return
RBC
Ronald Blue & Co Roswell, Georgia $3.1B AUM 12.82% 1-Year Est. Return
TCM
Tetrem Capital Management Winnipeg, Manitoba, Canada $2.29B AUM 16.55% 1-Year Est. Return
HCM
Holland Capital Management Chicago, Illinois $2.28B AUM 23.08% 1-Year Est. Return
AL
Airain Ltd St. Peter Port, Guernsey $2.26B AUM 12.43% 1-Year Est. Return
AT
Alliance Trust Dundee, Scotland, United Kingdom $1.81B AUM 5.04% 1-Year Est. Return
GA
Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.