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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$334M
Cap. Flow
+$96.9M
Cap. Flow %
2.34%
Top 10 Hldgs %
10.55%
Holding
2,035
New
69
Increased
1,239
Reduced
633
Closed
29

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
2
QCOM icon
Qualcomm
QCOM
+$6.34M
3
DIS icon
Walt Disney
DIS
+$5.45M
4
MSFT icon
Microsoft
MSFT
+$5.33M
5
META icon
Meta Platforms (Facebook)
META
+$5.25M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$9.68M
2
TGT icon
Target
TGT
+$5.74M
3
WFC icon
Wells Fargo
WFC
+$4.59M
4
TSN icon
Tyson Foods
TSN
+$4.08M
5
UL icon
Unilever
UL
+$4.07M

Sector Composition

Rank Sector Weight
1 Financials 15.1%
2 Technology 13.13%
3 Industrials 10.78%
4 Healthcare 10.76%
5 Energy 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXRX icon
1976
Lexicon Pharmaceuticals
LXRX
$982M
$56K ﹤0.01%
3,384
– –
IDIX
1977
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
$54K ﹤0.01%
10,462
-50
-0.5% -$219
GERN icon
1978
Geron
GERN
$949M
$51K ﹤0.01%
16,013
– –
ATRS
1979
DELISTED
Antares Pharma, Inc.
ATRS
$49K ﹤0.01%
12,181
– –
ANV
1980
DELISTED
Allied Nevada Gold Corp
ANV
$43K ﹤0.01%
10,211
-1,030
-9% -$5.37K
NVAX icon
1981
Novavax
NVAX
$1.23B
$41K ﹤0.01%
656
– –
WTSL
1982
DELISTED
WET SEAL INC CL-A
WTSL
$41K ﹤0.01%
10,464
– –
RSH
1983
DELISTED
RADIOSHACK CORP
RSH
$40K ﹤0.01%
11,817
-170
-1% -$545
VTG
1984
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$39K ﹤0.01%
22,272
– –
QMCO icon
1985
Quantum Corp
QMCO
$397M
$38K ﹤0.01%
172
– –
PCO
1986
DELISTED
Pendrell Corporation - Class A
PCO
$36K ﹤0.01%
18
– –
SQNM
1987
DELISTED
SEQUENOM INC NEW
SQNM
$35K ﹤0.01%
13,170
-40
-0.3% -$134
NES
1988
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$35K ﹤0.01%
1,544
– –
STSI
1989
DELISTED
STAR SCIENTIFIC INC
STSI
$32K ﹤0.01%
16,738
– –
STRI
1990
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
$30K ﹤0.01%
4,477
-2,980
-40% -$19.3K
NAVB
1991
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$29K ﹤0.01%
548
– –
KWK
1992
DELISTED
QUICKSILVER RESOURCES INC
KWK
$27K ﹤0.01%
13,807
-110
-0.8% -$187
DVAX
1993
DELISTED
Dynavax Technologies
DVAX
$24K ﹤0.01%
2,041
– –
DVR
1994
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$24K ﹤0.01%
11,545
-65
-0.6% -$135
BPZ
1995
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$23K ﹤0.01%
11,771
-50
-0.4% -$112
LTS
1996
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$21K ﹤0.01%
11,679
– –
PZG icon
1997
Paramount Gold Nevada
PZG
$95.2M
$19K ﹤0.01%
14,397
– –
MDW
1998
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$14K ﹤0.01%
13,943
– –
SWSH
1999
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$7K ﹤0.01%
1,158
– –
AXIA
2000
AXIA Energia
AXIA
$23.5B
– –
-27,132
Closed -$46K
77 78 79
80
81

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Capstone Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Asset Management held 2,035 positions worth $4.14B, up 8.8% from $3.81B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Trading was light in Q3 2013: portfolio turnover was 4.8%. Capstone Asset Management opened 69 new positions and exited 29, leaving the 2,035-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

  • Capstone Asset Management's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 327,488 shares worth $11M.
  • Capstone Asset Management added most to Qualcomm in Q3 2013, an estimated $6.34M increase.
  • Capstone Asset Management's biggest Q3 2013 reduction was Target, cutting an estimated $5.74M.
  • Capstone Asset Management fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $9.68M.
  • Capstone Asset Management's ten largest holdings make up 11% of its $4.14B portfolio in Q3 2013.
  • Capstone Asset Management opened 69 new positions and closed 29 in Q3 2013.
  • Capstone Asset Management's portfolio value rose 8.8% quarter-over-quarter to $4.14B.

Based on Capstone Asset Management's 13F filing for Q3 2013, filed 31 Oct 2013.