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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE.P
176
DELISTED
Vale S A
VALE.P
$4.69M 0.14%
334,873
-12,950
-4% -$184K
SMFG icon
177
Sumitomo Mitsui Financial
SMFG
$166B
$4.68M 0.14%
446,366
+16,110
+4% +$160K
VIVO
178
DELISTED
Meridian Bioscience Inc
VIVO
$4.59M 0.13%
172,976
+323
+0.2% +$7.94K
POT
179
DELISTED
Potash Corp Of Saskatchewan
POT
$4.54M 0.13%
137,621
+82,790
+151% +$2.64M
KLAC icon
180
KLA
KLAC
$275B
$4.51M 0.13%
699,020
-113,510
-14% -$716K
TXN icon
181
Texas Instruments
TXN
$255B
$4.48M 0.13%
102,002
-64,390
-39% -$2.7M
MS icon
182
Morgan Stanley
MS
$337B
$4.47M 0.13%
142,628
-94,789
-40% -$2.82M
DUK icon
183
Duke Energy
DUK
$102B
$4.44M 0.13%
64,292
-31,355
-33% -$2.19M
BBVA icon
184
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$4.42M 0.13%
374,940
+26,689
+8% +$298K
PRU icon
185
Prudential Financial
PRU
$41.7B
$4.4M 0.13%
47,692
-17,287
-27% -$1.48M
BBD icon
186
Banco Bradesco
BBD
$38.1B
$4.38M 0.13%
892,354
-37,227
-4% -$198K
COF icon
187
Capital One
COF
$124B
$4.37M 0.13%
57,074
-30,176
-35% -$2.15M
DE icon
188
Deere & Co
DE
$170B
$4.34M 0.13%
47,580
-20,826
-30% -$1.76M
UL icon
189
Unilever
UL
$131B
$4.34M 0.13%
93,665
+11,705
+14% +$524K
TEF
190
DELISTED
Telefonica
TEF
$4.28M 0.12%
357,080
+16,244
+5% +$197K
PBCT
191
DELISTED
People's United Financial Inc
PBCT
$4.27M 0.12%
282,239
-4,148
-1% -$61K
CB icon
192
Chubb
CB
$140B
$4.25M 0.12%
41,022
-19,521
-32% -$1.92M
BR icon
193
Broadridge
BR
$17.2B
$4.23M 0.12%
107,146
-9,307
-8% -$336K
PKX icon
194
POSCO
PKX
$15.8B
$4.22M 0.12%
54,052
-4,285
-7% -$326K
SPG icon
195
Simon Property Group
SPG
$74.5B
$4.21M 0.12%
29,375
-18,248
-38% -$2.63M
BCS icon
196
Barclays
BCS
$94.1B
$4.18M 0.12%
249,076
+65,217
+35% +$1.03M
CAG icon
197
Conagra Brands
CAG
$7.07B
$4.14M 0.12%
157,912
-31,659
-17% -$791K
BBL
198
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$4.12M 0.12%
66,258
+1,420
+2% +$85.8K
FDX icon
199
FedEx
FDX
$74.5B
$4.05M 0.12%
28,190
-17,003
-38% -$2.25M
TMO icon
200
Thermo Fisher Scientific
TMO
$211B
$4.05M 0.12%
36,341
-17,219
-32% -$1.71M
6 7
8
9 10

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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.