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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
1951
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-11,821
Closed -$163K
LDL
1952
DELISTED
Lydall, Inc.
LDL
– –
-16,490
Closed -$283K
NAV
1953
DELISTED
Navistar International
NAV
– –
-6,440
Closed -$235K
CTB
1954
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-6,697
Closed -$206K
AT
1955
DELISTED
Atlantic Power Corporation
AT
– –
-13,144
Closed -$57K
HMSY
1956
DELISTED
HMS Holdings Corp.
HMSY
– –
-13,946
Closed -$300K
CBL
1957
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-19,309
Closed -$369K
PIR
1958
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-557
Closed -$217K
LTS
1959
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-11,679
Closed -$21K
PKD
1960
DELISTED
Parker Drilling Company
PKD
– –
-903
Closed -$77K
SEMG
1961
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-4,564
Closed -$260K
SFLY
1962
DELISTED
Shutterfly, Inc.
SFLY
– –
-3,783
Closed -$211K
UPL
1963
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-19,273
Closed -$396K
ARRY
1964
DELISTED
Array Biopharma Inc
ARRY
– –
-10,687
Closed -$66K
USG
1965
DELISTED
Usg
USG
– –
-8,502
Closed -$243K
BEL
1966
DELISTED
Belmond Ltd.
BEL
– –
-11,104
Closed -$144K
P
1967
DELISTED
Pandora Media Inc
P
– –
-12,941
Closed -$325K
RSYS
1968
DELISTED
Radisys Corp
RSYS
– –
-29,760
Closed -$96K
FCE.A
1969
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-17,840
Closed -$338K
SHLD
1970
DELISTED
Sears Holding Corporation
SHLD
– –
-5,889
Closed -$264K
EDR
1971
DELISTED
Education Realty Trust Inc
EDR
– –
-4,393
Closed -$120K
BGC
1972
DELISTED
General Cable Corporation
BGC
– –
-11,616
Closed -$369K
BBG
1973
DELISTED
Bill Barrett Corp
BBG
– –
-9,793
Closed -$246K
RGC
1974
DELISTED
Regal Entertainment Group
RGC
– –
-11,117
Closed -$211K
ABCO
1975
DELISTED
Advisory Board Co
ABCO
– –
-3,589
Closed -$213K
77 78
79
80 81

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RBC
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HCM
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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.