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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARR
1801
Armour Residential REIT
ARR
$2B
$125K ﹤0.01%
780
-72
-8% -$11.6K
OSPN icon
1802
OneSpan
OSPN
$565M
$125K ﹤0.01%
16,127
-5,507
-25% -$42K
ZNGA
1803
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$118K ﹤0.01%
30,985
+13,720
+79% +$53.1K
GPK icon
1804
Graphic Packaging
GPK
$3.41B
$116K ﹤0.01%
12,127
-6,890
-36% -$60.3K
ESIO
1805
DELISTED
Electro Scientific Industries
ESIO
$116K ﹤0.01%
11,099
-1,194
-10% -$12.6K
COHU icon
1806
Cohu
COHU
$2.01B
$112K ﹤0.01%
10,676
-3,407
-24% -$34.5K
PSEM
1807
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
$111K ﹤0.01%
12,555
-4,140
-25% -$35.2K
AVID
1808
DELISTED
Avid Technology Inc
AVID
$106K ﹤0.01%
13,018
-1,521
-10% -$11.6K
QNST icon
1809
QuinStreet
QNST
$906M
$105K ﹤0.01%
12,066
-10,070
-45% -$89.2K
DSPG
1810
DELISTED
DSP Group Inc
DSPG
$103K ﹤0.01%
10,647
-807
-7% -$6.58K
CSG
1811
DELISTED
CHAMBERS STR PPTYS COM
CSG
$97K ﹤0.01%
+12,630
New +$108K
OCSL icon
1812
Oaktree Specialty Lending
OCSL
$1.04B
$96K ﹤0.01%
3,473
-15
-0.4% -$444
ARQL
1813
DELISTED
Arqule Inc
ARQL
$96K ﹤0.01%
44,833
-1,450
-3% -$3.27K
TWGP
1814
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$94K ﹤0.01%
27,818
-273
-1% -$1.12K
HT
1815
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$90K ﹤0.01%
4,050
-1,247
-24% -$28.3K
SIGM
1816
DELISTED
Sigma Designs Inc
SIGM
$88K ﹤0.01%
18,624
-214
-1% -$1.13K
PMCS
1817
DELISTED
P M C SIERRA INC
PMCS
$83K ﹤0.01%
12,871
-10,752
-46% -$66.6K
CYS
1818
DELISTED
CYS Investments Inc.
CYS
$81K ﹤0.01%
10,931
-9,040
-45% -$72.6K
HL icon
1819
Hecla Mining
HL
$9.66B
$80K ﹤0.01%
25,970
-6,385
-20% -$19.3K
IVAC
1820
DELISTED
Intevac Inc
IVAC
$78K ﹤0.01%
10,560
-750
-7% -$4.55K
ARIA
1821
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$69K ﹤0.01%
10,063
-10,925
-52% -$59K
ANH
1822
DELISTED
Anworth Mortgage Asset Corporation
ANH
$67K ﹤0.01%
15,970
– –
ARNA
1823
DELISTED
Arena Pharmaceuticals Inc
ARNA
$66K ﹤0.01%
1,122
-1,355
-55% -$70.8K
RSO
1824
DELISTED
Resource Capital Corp.
RSO
$66K ﹤0.01%
2,783
-445
-14% -$10.6K
EXEL icon
1825
Exelixis
EXEL
$14B
$64K ﹤0.01%
10,419
-10,665
-51% -$58.8K
71 72
73
74 75

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DL
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RBC
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TCM
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HCM
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GA
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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.