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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.27B
AUM Growth
-$168M
Cap. Flow
-$211M
Cap. Flow %
-6.46%
Top 10 Hldgs %
11%
Holding
1,893
New
21
Increased
316
Reduced
1,379
Closed
141

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$13.5M
2
MAT icon
Mattel
MAT
+$7M
3
FITB
Fifth Third Bancorp
FITB
+$6.48M
4
DAL icon
Delta Air Lines
DAL
+$6.26M
5
DG icon
Dollar General
DG
+$5.99M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$10.3M
2
META icon
Meta Platforms (Facebook)
META
+$8.52M
3
NVO
Novo Nordisk
NVO
+$8.43M
4
XOM icon
ExxonMobil
XOM
+$7.87M
5
AAPL icon
Apple
AAPL
+$7.81M

Sector Composition

Rank Sector Weight
1 Financials 13.66%
2 Technology 12.9%
3 Energy 10.04%
4 Industrials 9.88%
5 Healthcare 9.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBG
1726
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$72K ﹤0.01%
12,998
+2,730
+27% +$14K
TWGP
1727
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$66K ﹤0.01%
24,488
-3,330
-12% -$9.02K
RSO
1728
DELISTED
Resource Capital Corp.
RSO
$62K ﹤0.01%
2,783
– –
HK
1729
DELISTED
Halcon Resources Corporation
HK
$57K ﹤0.01%
76
– –
RBBN icon
1730
Ribbon Communications
RBBN
$359M
$48K ﹤0.01%
2,830
– –
VTG
1731
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$38K ﹤0.01%
22,272
– –
BPZ
1732
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$38K ﹤0.01%
11,804
– –
LXRX icon
1733
Lexicon Pharmaceuticals
LXRX
$991M
$37K ﹤0.01%
3,072
– –
QMCO icon
1734
Quantum Corp
QMCO
$432M
$34K ﹤0.01%
172
– –
PCO
1735
DELISTED
Pendrell Corporation - Class A
PCO
$30K ﹤0.01%
16
– –
DVAX
1736
DELISTED
Dynavax Technologies
DVAX
$29K ﹤0.01%
1,629
– –
NAVB
1737
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$20K ﹤0.01%
532
– –
DVR
1738
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$20K ﹤0.01%
11,588
– –
PZG icon
1739
Paramount Gold Nevada
PZG
$96.1M
$18K ﹤0.01%
14,397
– –
MDW
1740
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$16K ﹤0.01%
13,943
– –
WTSL
1741
DELISTED
WET SEAL INC CL-A
WTSL
$14K ﹤0.01%
10,464
– –
STSI
1742
DELISTED
STAR SCIENTIFIC INC
STSI
$13K ﹤0.01%
16,738
– –
SWSH
1743
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$5K ﹤0.01%
1,158
– –
CYHHZ
1744
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$1K ﹤0.01%
+15,291
New +$849
AGO icon
1745
Assured Guaranty
AGO
$3.78B
– –
-9,680
Closed -$228K
ALEX
1746
DELISTED
Alexander & Baldwin
ALEX
– –
-5,002
Closed -$209K
BCO icon
1747
Brink's
BCO
$4.86B
– –
-7,574
Closed -$259K
BKH icon
1748
Black Hills Corp
BKH
$5.68B
– –
-4,268
Closed -$224K
BND icon
1749
Vanguard Total Bond Market
BND
$158B
– –
-9,098
Closed -$728K
BOH icon
1750
Bank of Hawaii
BOH
$3.17B
– –
-4,660
Closed -$276K
68 69
70
71 72

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DL
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RBC
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TCM
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HCM
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AL
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AT
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GA
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Capstone Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Capstone Asset Management held 1,893 positions worth $3.27B, down 4.9% from $3.44B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Capstone Asset Management withdrew a net $211M in Q1 2014, closing 141 positions and reducing 1,379 holdings. Its most notable exit was NEXTERA ENGY CAP HLDGS INC 8.75% GTD JR SUB DEB SER F (FL), an estimated $3.01M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

Against the trend, Capstone Asset Management opened a new position in State Street Financial Select Sector SPDR ETF worth $13.9M.

  • Capstone Asset Management's largest Q1 2014 buy was State Street Financial Select Sector SPDR ETF: 706,273 shares worth $13.9M.
  • Capstone Asset Management added most to Mattel in Q1 2014, an estimated $7M increase.
  • Capstone Asset Management's biggest Q1 2014 reduction was Abbott, cutting an estimated $10.3M.
  • Capstone Asset Management fully exited NEXTERA ENGY CAP HLDGS INC 8.75% GTD JR SUB DEB SER F (FL) in Q1 2014, selling an estimated $3.01M.
  • Capstone Asset Management's ten largest holdings make up 11% of its $3.27B portfolio in Q1 2014.
  • Capstone Asset Management opened 21 new positions and closed 141 in Q1 2014.
  • Capstone Asset Management's portfolio value fell 4.9% quarter-over-quarter to $3.27B.

Based on Capstone Asset Management's 13F filing for Q1 2014, filed 22 Apr 2014.