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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOV icon
151
Dover
DOV
$27.2B
$5.34M 0.16%
82,600
-12,100
-13% -$740K
VFC icon
152
VF Corp
VFC
$6.68B
$5.29M 0.15%
90,195
-14,539
-14% -$758K
ESRX
153
DELISTED
Express Scripts Holding Company
ESRX
$5.27M 0.15%
75,073
-41,516
-36% -$2.71M
SBUX icon
154
Starbucks
SBUX
$118B
$5.25M 0.15%
134,020
-94,688
-41% -$3.75M
HPQ icon
155
HP
HPQ
$23.5B
$5.25M 0.15%
413,225
-202,965
-33% -$2.33M
CAJ
156
DELISTED
Canon, Inc.
CAJ
$5.2M 0.15%
162,403
+2,910
+2% +$93.1K
IJR icon
157
iShares Core S&P Small-Cap ETF
IJR
$109B
$5.18M 0.15%
94,862
-808
-0.8% -$42.2K
TWX
158
DELISTED
Time Warner Inc
TWX
$5.17M 0.15%
77,360
-55,275
-42% -$3.57M
CEO
159
DELISTED
CNOOC Limited
CEO
$5.17M 0.15%
27,537
-1,324
-5% -$263K
CB
160
DELISTED
CHUBB CORPORATION
CB
$5.16M 0.15%
53,439
-13,457
-20% -$1.26M
SNN icon
161
Smith & Nephew
SNN
$12.9B
$5.14M 0.15%
179,110
+18,777
+12% +$495K
LLY icon
162
Eli Lilly
LLY
$1.07T
$5.09M 0.15%
99,819
-64,597
-39% -$3.23M
BIDU icon
163
Baidu
BIDU
$35.8B
$5.08M 0.15%
28,576
-2,479
-8% -$401K
PBR.A icon
164
Petrobras Class A
PBR.A
$107B
$5.06M 0.15%
344,319
-25,990
-7% -$428K
SJR
165
DELISTED
Shaw Communications Inc.
SJR
$5.04M 0.15%
207,266
+6,035
+3% +$143K
TGNA
166
DELISTED
TEGNA Inc
TGNA
$5.03M 0.15%
324,893
-27,432
-8% -$387K
EOG icon
167
EOG Resources
EOG
$78B
$5.03M 0.15%
59,908
-26,964
-31% -$2.31M
CA
168
DELISTED
CA, Inc.
CA
$5.02M 0.15%
149,196
-21,232
-12% -$674K
SYT
169
DELISTED
Syngenta Ag
SYT
$4.98M 0.15%
62,318
-2,691
-4% -$213K
ESV
170
DELISTED
Ensco Rowan plc
ESV
$4.87M 0.14%
21,282
+300
+1% +$69.3K
HMC icon
171
Honda
HMC
$36.5B
$4.85M 0.14%
117,219
+4,700
+4% +$190K
E icon
172
ENI
E
$76B
$4.83M 0.14%
99,633
-55,685
-36% -$2.66M
MO icon
173
Altria Group
MO
$122B
$4.77M 0.14%
124,240
-110,600
-47% -$4.08M
ADI icon
174
Analog Devices
ADI
$181B
$4.76M 0.14%
93,553
-15,165
-14% -$739K
NVS icon
175
Novartis
NVS
$295B
$4.76M 0.14%
66,134
+3,526
+6% +$245K
5 6
7
8 9

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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.