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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA icon
126
Public Storage
PSA
$60.2B
$6.21M 0.18%
41,233
-8,152
-17% -$1.3M
BIIB icon
127
Biogen
BIIB
$29.9B
$6.14M 0.18%
21,976
-14,075
-39% -$3.64M
PPL
128
PPL Corp
PPL
$27.3B
$6.01M 0.17%
214,407
-33,142
-13% -$935K
APC
129
DELISTED
Anadarko Petroleum
APC
$5.92M 0.17%
74,642
-30,795
-29% -$2.76M
ECL icon
130
Ecolab
ECL
$75.6B
$5.91M 0.17%
56,656
-11,307
-17% -$1.18M
TJX icon
131
TJX Companies
TJX
$170B
$5.9M 0.17%
185,294
-103,410
-36% -$3.13M
MDLZ icon
132
Mondelez International
MDLZ
$77.7B
$5.89M 0.17%
166,976
-112,617
-40% -$3.74M
MUFG icon
133
Mitsubishi UFJ Financial
MUFG
$258B
$5.86M 0.17%
876,800
+15,530
+2% +$99.6K
GAP
134
The Gap Inc
GAP
$6.84B
$5.8M 0.17%
148,391
-12,015
-7% -$470K
TGT icon
135
Target
TGT
$62.1B
$5.69M 0.17%
89,936
-33,891
-27% -$2.17M
LMT icon
136
Lockheed Martin
LMT
$134B
$5.68M 0.17%
38,229
-13,258
-26% -$1.8M
SAP icon
137
SAP
SAP
$187B
$5.68M 0.17%
65,174
+1,570
+2% +$125K
BKNG icon
138
Booking.com
BKNG
$138B
$5.68M 0.17%
122,100
-74,900
-38% -$3.33M
BMY icon
139
Bristol-Myers Squibb
BMY
$127B
$5.65M 0.16%
106,344
-90,648
-46% -$4.62M
ITUB icon
140
Itaú Unibanco
ITUB
$91.3B
$5.63M 0.16%
1,137,544
-43,984
-4% -$229K
KDP icon
141
Keurig Dr Pepper
KDP
$40.4B
$5.61M 0.16%
115,065
+57,425
+100% +$2.7M
AGN
142
DELISTED
Allergan Inc
AGN
$5.6M 0.16%
50,407
-13,780
-21% -$1.32M
PX
143
DELISTED
Praxair Inc
PX
$5.52M 0.16%
42,433
-14,839
-26% -$1.85M
PSX icon
144
Phillips 66
PSX
$82.9B
$5.46M 0.16%
70,858
-31,846
-31% -$2.12M
NEE icon
145
NextEra Energy
NEE
$187B
$5.44M 0.16%
254,072
-64,692
-20% -$1.36M
UN
146
DELISTED
Unilever NV New York Registry Shares
UN
$5.4M 0.16%
134,327
+10,225
+8% +$398K
ITW icon
147
Illinois Tool Works
ITW
$81.4B
$5.4M 0.16%
64,262
-22,676
-26% -$1.79M
DD
148
DELISTED
Du Pont De Nemours E I
DD
$5.39M 0.16%
87,383
-52,258
-37% -$3.02M
PXD
149
DELISTED
Pioneer Natural Resource Co.
PXD
$5.38M 0.16%
29,226
-6,966
-19% -$1.34M
MET icon
150
MetLife
MET
$61B
$5.36M 0.16%
111,610
-50,352
-31% -$2.26M
4 5
6
7 8

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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.