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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
101
Goldman Sachs
GS
$312B
$7.37M 0.21%
41,559
-24,401
-37% -$4.02M
DHR icon
102
Danaher
DHR
$143B
$7.37M 0.21%
141,957
-44,137
-24% -$2.17M
FL
103
DELISTED
Foot Locker
FL
$7.22M 0.21%
174,351
+6,784
+4% +$248K
SYY icon
104
Sysco
SYY
$38.7B
$7.05M 0.21%
195,335
-29,744
-13% -$1.01M
BA icon
105
Boeing
BA
$166B
$7.04M 0.2%
51,553
-41,685
-45% -$5.42M
AIG icon
106
American International
AIG
$42.4B
$7.03M 0.2%
137,642
-83,577
-38% -$4.17M
JOY
107
DELISTED
Joy Global Inc
JOY
$6.89M 0.2%
117,733
+9,465
+9% +$521K
UPS icon
108
United Parcel Service
UPS
$96.5B
$6.86M 0.2%
65,267
-38,674
-37% -$3.81M
MON
109
DELISTED
Monsanto Co
MON
$6.84M 0.2%
58,725
-27,872
-32% -$3.04M
PTR
110
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$6.81M 0.2%
62,076
-2,322
-4% -$265K
RY icon
111
Royal Bank of Canada
RY
$293B
$6.8M 0.2%
101,079
+2,900
+3% +$192K
WFM
112
DELISTED
Whole Foods Market Inc
WFM
$6.79M 0.2%
117,363
+63,951
+120% +$3.79M
COV
113
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$6.72M 0.2%
98,747
-27,733
-22% -$1.8M
RELX icon
114
RELX
RELX
$59.6B
$6.72M 0.2%
447,892
+13,796
+3% +$194K
BAX icon
115
Baxter International
BAX
$11.5B
$6.63M 0.19%
175,381
-54,061
-24% -$1.96M
AFL icon
116
Aflac
AFL
$63.2B
$6.57M 0.19%
196,554
-61,542
-24% -$2.02M
FAST icon
117
Fastenal
FAST
$51B
$6.53M 0.19%
549,736
-14,148
-3% -$170K
SAN icon
118
Banco Santander
SAN
$191B
$6.46M 0.19%
784,722
+63,550
+9% +$505K
IJH icon
119
iShares Core S&P Mid-Cap ETF
IJH
$122B
$6.36M 0.19%
237,635
-1,795
-0.7% -$46.3K
TD icon
120
Toronto Dominion Bank
TD
$200B
$6.3M 0.18%
133,726
+1,380
+1% +$62.8K
COST icon
121
Costco
COST
$414B
$6.29M 0.18%
52,837
-27,772
-34% -$3.32M
WBA
122
DELISTED
Walgreens Boots Alliance
WBA
$6.28M 0.18%
109,392
-54,695
-33% -$3.18M
TRP icon
123
TC Energy
TRP
$71.7B
$6.28M 0.18%
137,474
+1,091
+0.8% +$48.6K
LOW icon
124
Lowe's Companies
LOW
$115B
$6.26M 0.18%
126,290
-64,660
-34% -$3.14M
RTN
125
DELISTED
Raytheon Company
RTN
$6.24M 0.18%
68,777
-14,859
-18% -$1.24M
3 4
5
6 7

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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.