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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNS icon
51
Scotiabank
BNS
$110B
$11.1M 0.32%
190,388
+4,422
+2% +$248K
WBK
52
DELISTED
Westpac Banking Corporation
WBK
$11M 0.32%
379,382
+9,684
+3% +$296K
TSM icon
53
TSMC
TSM
$2.07T
$11M 0.32%
629,716
-20,625
-3% -$366K
PM icon
54
Philip Morris
PM
$301B
$10.8M 0.31%
123,715
-83,037
-40% -$7.25M
EMC
55
DELISTED
EMC CORPORATION
EMC
$10.7M 0.31%
424,752
-108,827
-20% -$2.64M
F icon
56
Ford
F
$56.7B
$10.6M 0.31%
688,017
-208,318
-23% -$3.49M
OIH icon
57
VanEck Oil Services ETF
OIH
$2.05B
$10.6M 0.31%
11,030
-1,435
-12% -$1.4M
ABBV icon
58
AbbVie
ABBV
$450B
$10.6M 0.31%
199,907
-95,575
-32% -$4.7M
DD icon
59
DuPont de Nemours
DD
$18.3B
$10.4M 0.3%
92,880
-19,881
-18% -$2.04M
GILD icon
60
Gilead Sciences
GILD
$167B
$10.4M 0.3%
138,186
-96,518
-41% -$6.72M
EBAY icon
61
eBay
EBAY
$49.8B
$10.3M 0.3%
443,994
-144,955
-25% -$3.21M
YHOO
62
DELISTED
Yahoo Inc
YHOO
$10.2M 0.3%
252,243
+96,619
+62% +$3.47M
ADM icon
63
Archer Daniels Midland
ADM
$41.4B
$10.2M 0.3%
234,980
-25,944
-10% -$1.05M
V icon
64
Visa
V
$682B
$10.2M 0.3%
183,192
-121,364
-40% -$6.12M
UNH icon
65
UnitedHealth
UNH
$387B
$9.88M 0.29%
131,210
-48,947
-27% -$3.52M
TTE icon
66
TotalEnergies
TTE
$181B
$9.87M 0.29%
161,032
+11,003
+7% +$655K
RDS.B
67
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$9.86M 0.29%
131,310
+59,182
+82% +$4.16M
ABB
68
DELISTED
ABB Ltd
ABB
$9.75M 0.28%
367,016
+15,563
+4% +$388K
ACN icon
69
Accenture
ACN
$87.9B
$9.71M 0.28%
118,160
-34,906
-23% -$2.64M
UNP icon
70
Union Pacific
UNP
$179B
$9.55M 0.28%
113,718
-55,746
-33% -$4.41M
GPC icon
71
Genuine Parts
GPC
$17.2B
$9.41M 0.27%
113,116
-6,449
-5% -$522K
CHL
72
DELISTED
China Mobile Limited
CHL
$9.39M 0.27%
179,505
-10,450
-6% -$556K
MAT icon
73
Mattel
MAT
$4.16B
$9.34M 0.27%
196,345
-19,022
-9% -$848K
BMO icon
74
Bank of Montreal
BMO
$127B
$9.29M 0.27%
139,400
+1,461
+1% +$99.4K
NKE icon
75
Nike
NKE
$64.9B
$9.25M 0.27%
235,232
-238,482
-50% -$9.13M
1 2
3
4 5

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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.