We are live on ! Find out more
CAM

Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
376
Intuit
INTU
$83.1B
$2M 0.06%
26,187
-16,254
-38% -$1.17M
PBR icon
377
Petrobras
PBR
$116B
$2M 0.06%
145,007
-13,830
-9% -$214K
GAS
378
DELISTED
AGL Resources Inc
GAS
$1.99M 0.06%
42,018
-3,328
-7% -$155K
XRX icon
379
Xerox
XRX
$357M
$1.97M 0.06%
61,486
-43,873
-42% -$1.26M
AMAT icon
380
Applied Materials
AMAT
$410B
$1.95M 0.06%
110,540
-108,916
-50% -$1.9M
KATE
381
DELISTED
Kate Spade & Company
KATE
$1.94M 0.06%
60,356
+1,185
+2% +$34.9K
CPRI icon
382
Capri Holdings
CPRI
$1.82B
$1.93M 0.06%
23,782
-3,606
-13% -$284K
L icon
383
Loews
L
$24.4B
$1.93M 0.06%
39,996
-20,068
-33% -$959K
M icon
384
Macy's
M
$6.57B
$1.93M 0.06%
36,129
-28,262
-44% -$1.37M
NOK icon
385
Nokia
NOK
$51.8B
$1.9M 0.06%
234,603
+11,890
+5% +$89.4K
FEIC
386
DELISTED
FEI COMPANY
FEIC
$1.9M 0.06%
21,249
-1,494
-7% -$132K
LUV icon
387
Southwest Airlines
LUV
$22.2B
$1.9M 0.06%
100,674
-74,218
-42% -$1.29M
MUR icon
388
Murphy Oil
MUR
$5.38B
$1.9M 0.06%
29,215
-7,033
-19% -$441K
TU icon
389
Telus
TU
$16.2B
$1.89M 0.06%
110,012
-2,140
-2% -$36.9K
CP icon
390
Canadian Pacific Kansas City
CP
$81.1B
$1.89M 0.06%
62,525
+4,400
+8% +$127K
PCG icon
391
PG&E
PCG
$38.8B
$1.89M 0.06%
46,955
-18,587
-28% -$762K
BSX icon
392
Boston Scientific
BSX
$67.6B
$1.88M 0.05%
156,395
-70,780
-31% -$836K
TEVA icon
393
Teva Pharmaceuticals
TEVA
$36.2B
$1.87M 0.05%
46,756
+182
+0.4% +$7.17K
DCM
394
DELISTED
NTT DOCOMO, Inc.
DCM
$1.86M 0.05%
112,433
+3,920
+4% +$62.8K
NVO
395
Novo Nordisk
NVO
$220B
$1.84M 0.05%
498,850
+407,100
+444% +$7.09M
A icon
396
Agilent Technologies
A
$38.9B
$1.84M 0.05%
45,032
-44,746
-50% -$1.7M
NMR icon
397
Nomura Holdings
NMR
$28.6B
$1.84M 0.05%
236,299
+10,060
+4% +$76.8K
STJ
398
DELISTED
St Jude Medical
STJ
$1.82M 0.05%
29,428
-13,471
-31% -$780K
LBTYA icon
399
Liberty Global Class A
LBTYA
$3.35B
$1.82M 0.05%
49,537
-54,044
-52% -$1.81M
PSO icon
400
Pearson
PSO
$10.1B
$1.82M 0.05%
81,125
+410
+0.5% +$8.7K
14 15
16
17 18

Similar funds

VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
DL
Delta Lloyd Amsterdam, Netherlands $3.56B AUM 18.98% 1-Year Est. Return
RBC
Ronald Blue & Co Roswell, Georgia $3.1B AUM 12.82% 1-Year Est. Return
TCM
Tetrem Capital Management Winnipeg, Manitoba, Canada $2.29B AUM 16.55% 1-Year Est. Return
HCM
Holland Capital Management Chicago, Illinois $2.28B AUM 23.08% 1-Year Est. Return
AL
Airain Ltd St. Peter Port, Guernsey $2.26B AUM 12.43% 1-Year Est. Return
AT
Alliance Trust Dundee, Scotland, United Kingdom $1.81B AUM 5.04% 1-Year Est. Return
GA
Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.