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Capstone Asset Management Portfolio holdings

AUM $3.6B
1-Year Est. Return 20.21%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+20.21%
3 Year Est. Return
+29.95%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.44B
AUM Growth
-$706M
Cap. Flow
-$1.01B
Cap. Flow %
-29.33%
Top 10 Hldgs %
10.09%
Holding
2,086
New
80
Increased
306
Reduced
1,469
Closed
214

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$29.2M
2
NVO
Novo Nordisk
NVO
+$7.09M
3
CERN
Cerner Corp
CERN
+$4.51M
4
NBL
Noble Energy, Inc.
NBL
+$4.17M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$4.16M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.8M
2
XOM icon
ExxonMobil
XOM
+$23.1M
3
JPM icon
JPMorgan Chase
JPM
+$17.9M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$15.4M

Sector Composition

Rank Sector Weight
1 Financials 14.34%
2 Technology 12.58%
3 Industrials 10.53%
4 Healthcare 10.12%
5 Energy 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
226
Johnson Controls International
JCI
$87.5B
$3.54M 0.1%
65,872
-39,203
-37% -$1.93M
TMP icon
227
Tompkins Financial
TMP
$1.43B
$3.53M 0.1%
68,665
-175
-0.3% -$8.52K
BT
228
DELISTED
BT Group plc (ADR)
BT
$3.52M 0.1%
111,584
+220
+0.2% +$6.57K
CFR icon
229
Cullen/Frost Bankers
CFR
$10.3B
$3.47M 0.1%
46,594
-1,920
-4% -$137K
PCP
230
DELISTED
PRECISION CASTPARTS CORP
PCP
$3.47M 0.1%
12,869
-7,349
-36% -$1.85M
MFG icon
231
Mizuho Financial
MFG
$129B
$3.46M 0.1%
792,649
+88,863
+13% +$376K
PARA
232
DELISTED
Paramount Global Class B
PARA
$3.45M 0.1%
54,154
-37,440
-41% -$2.2M
DTV
233
DELISTED
DIRECTV COM STK (DE)
DTV
$3.45M 0.1%
49,950
-31,760
-39% -$2.03M
ELV icon
234
Elevance Health
ELV
$82.1B
$3.42M 0.1%
36,995
-17,414
-32% -$1.55M
FMX icon
235
Fomento Económico Mexicano
FMX
$45B
$3.4M 0.1%
34,768
-1,580
-4% -$149K
LLTC
236
DELISTED
Linear Technology Corp
LLTC
$3.39M 0.1%
74,498
-13,487
-15% -$563K
LTC
237
LTC Properties
LTC
$2.15B
$3.36M 0.1%
94,832
-2,055
-2% -$77.9K
ING icon
238
ING
ING
$95.7B
$3.32M 0.1%
236,988
+10,170
+4% +$130K
LYB icon
239
LyondellBasell Industries
LYB
$18.9B
$3.32M 0.1%
41,302
-16,726
-29% -$1.28M
APA icon
240
APA Corp
APA
$12.3B
$3.31M 0.1%
38,465
-18,586
-33% -$1.65M
XLY icon
241
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$3.29M 0.1%
98,360
-38,840
-28% -$1.24M
BBBY
242
DELISTED
Bed Bath & Beyond Inc
BBBY
$3.24M 0.09%
40,402
-10,896
-21% -$843K
MCK icon
243
McKesson
MCK
$99.5B
$3.22M 0.09%
19,945
-15,347
-43% -$2.36M
GL icon
244
Globe Life
GL
$13.5B
$3.19M 0.09%
61,256
-6,601
-10% -$329K
PBI.PRB icon
245
Pitney Bowes Inc 6.70% Notes Due 2043
PBI.PRB
$349M
$3.18M 0.09%
129,892
+1,549
+1% +$38.4K
ETN icon
246
Eaton
ETN
$155B
$3.12M 0.09%
41,027
-29,300
-42% -$2.08M
XLI icon
247
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$3.09M 0.09%
59,129
-520
-0.9% -$25.6K
DB icon
248
Deutsche Bank
DB
$67.9B
$3.09M 0.09%
75,080
+3,792
+5% +$153K
VLO icon
249
Valero Energy
VLO
$90.5B
$3.08M 0.09%
61,095
-32,188
-35% -$1.36M
EFA icon
250
iShares MSCI EAFE ETF
EFA
$76.8B
$3.08M 0.09%
45,857
+33,005
+257% +$2.16M
8 9
10
11 12

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Capstone Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Asset Management held 2,086 positions worth $3.44B, down 17% from $4.14B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Capstone Asset Management withdrew a net $1.01B in Q4 2013, closing 214 positions and reducing 1,469 holdings. Its most notable exit was DELL INC, an estimated $3.35M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capstone Asset Management opened a new position in iShares Floating Rate Bond ETF worth $29.3M.

  • Capstone Asset Management's largest Q4 2013 buy was iShares Floating Rate Bond ETF: 577,000 shares worth $29.3M.
  • Capstone Asset Management added most to Novo Nordisk in Q4 2013, an estimated $7.09M increase.
  • Capstone Asset Management's biggest Q4 2013 reduction was Apple, cutting an estimated $28.8M.
  • Capstone Asset Management fully exited DELL INC in Q4 2013, selling an estimated $3.35M.
  • Capstone Asset Management's ten largest holdings make up 10% of its $3.44B portfolio in Q4 2013.
  • Capstone Asset Management opened 80 new positions and closed 214 in Q4 2013.
  • Capstone Asset Management's portfolio value fell 17% quarter-over-quarter to $3.44B.

Based on Capstone Asset Management's 13F filing for Q4 2013, filed 4 Feb 2014.