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CFM

Capricorn Fund Managers Portfolio holdings

AUM $1.27B
1-Year Est. Return 70.17%
This Fund
S&P 500
This Quarter Est. Return
+8.18%
1 Year Est. Return
+70.17%
3 Year Est. Return
+169.21%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$182M
AUM Growth
-$106M
Cap. Flow
-$117M
Cap. Flow %
-64.39%
Top 10 Hldgs %
48.89%
Holding
96
New
14
Increased
18
Reduced
3
Closed
41

Top Buys

Rank Stock Value
1
NU icon
Nu Holdings
NU
+$7.96M
2
PFE icon
Pfizer
PFE
+$4.24M
3
GFI icon
Gold Fields
GFI
+$3.73M
4
ABBV icon
AbbVie
ABBV
+$3.71M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.69M

Top Sells

Rank Stock Value
1
RMD icon
ResMed
RMD
+$34.2M
2
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$19.9M
3
XPEV icon
XPeng
XPEV
+$13.4M
4
TM icon
Toyota
TM
+$9.18M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$9.07M

Sector Composition

Rank Sector Weight
1 Financials 19.86%
2 Technology 11.3%
3 Healthcare 10.18%
4 Materials 8.29%
5 Consumer Discretionary 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.62T
$2.71M 1.49%
19,376
– –
EL icon
27
Estee Lauder
EL
$30.6B
$2.67M 1.47%
18,282
– –
SGML icon
28
Sigma Lithium
SGML
$1.17B
$2.64M 1.45%
83,800
+4,300
+5% +$120K
V icon
29
Visa
V
$683B
$2.44M 1.34%
9,354
– –
PGY icon
30
Pagaya Technologies
PGY
$1.83B
$2.4M 1.32%
144,673
+16,173
+13% +$264K
REAL icon
31
The RealReal
REAL
$1.53B
$2.31M 1.27%
1,150,000
+150,000
+15% +$292K
UNP icon
32
Union Pacific
UNP
$173B
$1.95M 1.07%
+7,923
New +$1.74M
CVS icon
33
CVS Health
CVS
$133B
$1.71M 0.94%
21,640
– –
IRS
34
IRSA Inversiones y Representaciones
IRS
$1.29B
$1.63M 0.9%
196,057
+16,485
+9% +$117K
NEM icon
35
Newmont
NEM
$103B
$1.5M 0.83%
+36,290
New +$1.4M
BTU icon
36
Peabody Energy
BTU
$2.65B
$1.48M 0.82%
61,000
– –
CTVA icon
37
Corteva
CTVA
$50.7B
$1.43M 0.79%
29,800
– –
TDW icon
38
Tidewater
TDW
$3.55B
$1.23M 0.67%
17,000
– –
MSFT icon
39
Microsoft
MSFT
$3.66T
$1.2M 0.66%
3,196
+1,614
+102% +$574K
KOS icon
40
Kosmos Energy
KOS
$1.44B
$1.05M 0.58%
157,000
– –
AVAV icon
41
AeroVironment
AVAV
$8.55B
$1M 0.55%
+7,959
New +$974K
NE icon
42
Noble Corp
NE
$6.45B
$771K 0.42%
16,000
– –
NETC
43
DELISTED
Nabors Energy Transition Corp.
NETC
$653K 0.36%
+8,000
New +$87K
TECK icon
44
Teck Resources
TECK
$31.8B
$634K 0.35%
15,000
– –
CNI icon
45
Canadian National Railway
CNI
$76.1B
$598K 0.33%
4,762
– –
CP icon
46
Canadian Pacific Kansas City
CP
$79.7B
$598K 0.33%
7,562
– –
ASC icon
47
Ardmore Shipping
ASC
$712M
$423K 0.23%
+30,000
New +$405K
METCB icon
48
Ramaco Resources Class B
METCB
$450M
$414K 0.23%
33,524
-5,329
-14% -$65.7K
PLTR icon
49
Palantir
PLTR
$390B
$392K 0.22%
+22,840
New +$407K
METC icon
50
Ramaco Resources Class A
METC
$630M
$345K 0.19%
20,770
-113,695
-85% -$1.58M
1
2
3 4

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TC
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EIA
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CAM
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FBCM
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NCM
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TWP
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TBC
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HP
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Capricorn Fund Managers's Q4 2023 Portfolio in Review

As of Q4 2023, Capricorn Fund Managers held 96 positions worth $182M, down 37% from $288M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Capricorn Fund Managers withdrew a net $117M in Q4 2023, closing 41 positions and reducing 3 holdings. Its most notable exit was ResMed, an estimated $34.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 18% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Capricorn Fund Managers opened a new position in Nu Holdings worth $8.21M.

  • Capricorn Fund Managers's largest Q4 2023 buy was Nu Holdings: 985,500 shares worth $8.21M.
  • Capricorn Fund Managers added most to Johnson & Johnson in Q4 2023, an estimated $3.69M increase.
  • Capricorn Fund Managers's biggest Q4 2023 reduction was Ramaco Resources Class A, cutting an estimated $1.58M.
  • Capricorn Fund Managers fully exited ResMed in Q4 2023, selling an estimated $34.2M.
  • Capricorn Fund Managers's ten largest holdings make up 49% of its $182M portfolio in Q4 2023.
  • Capricorn Fund Managers opened 14 new positions and closed 41 in Q4 2023.
  • Capricorn Fund Managers's portfolio value fell 37% quarter-over-quarter to $182M.

Based on Capricorn Fund Managers's 13F filing for Q4 2023, filed 10 Jan 2024.