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CIAS

Capital Investment Advisory Services Portfolio holdings

AUM $1.62B
1-Year Est. Return 27.01%
This Fund
S&P 500
This Quarter Est. Return
-2.57%
1 Year Est. Return
+27.01%
3 Year Est. Return
+69.33%
5 Year Est. Return
+72.5%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$10.4M
Cap. Flow
+$41M
Cap. Flow %
4.01%
Top 10 Hldgs %
38.46%
Holding
983
New
108
Increased
304
Reduced
266
Closed
37

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.19M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.91M
3
AQN icon
Algonquin Power & Utilities
AQN
+$1.79M
4
LOW icon
Lowe's Companies
LOW
+$1.23M
5
BSTP icon
Innovator Buffer Step-Up Strategy ETF
BSTP
+$1.19M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.16M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$892K
3
URA icon
Global X Uranium ETF
URA
+$810K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$695K
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$649K

Sector Composition

Rank Sector Weight
1 Technology 7.56%
2 Healthcare 4.53%
3 Financials 4.25%
4 Consumer Discretionary 4.13%
5 Consumer Staples 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLC icon
551
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$101K 0.01%
4,250
-22
-0.5% -$551
MOO icon
552
VanEck Agribusiness ETF
MOO
$974M
$99.5K 0.01%
1,264
-349
-22% -$29.1K
BTEC
553
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
$99.3K 0.01%
3,298
-404
-11% -$13.6K
VMBS icon
554
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$98.2K 0.01%
2,244
+1,756
+360% +$79.1K
HFRO
555
Highland Opportunities and Income Fund
HFRO
$398M
$97.9K 0.01%
12,182
-1,175
-9% -$9.84K
UMAY icon
556
Innovator US Equity Ultra Buffer ETF May
UMAY
$141M
$97.5K 0.01%
3,525
– –
SPTL icon
557
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$97K 0.01%
3,710
– –
EMLP icon
558
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
$95.9K 0.01%
3,630
– –
BBDC icon
559
Barings BDC
BBDC
$966M
$95.1K 0.01%
10,670
-1,500
-12% -$12.9K
LTBR icon
560
Lightbridge
LTBR
$333M
$94.4K 0.01%
21,027
-9,399
-31% -$49.4K
PFM icon
561
Invesco Dividend Achievers ETF
PFM
$811M
$93.4K 0.01%
2,558
-41
-2% -$1.56K
IDV icon
562
iShares International Select Dividend ETF
IDV
$8.51B
$92.4K 0.01%
3,639
– –
EWZ icon
563
CALL
iShares MSCI Brazil ETF
EWZ
$8.57B
$92K 0.01%
+3,000
New +$95.4K
RXL icon
564
ProShares Ultra Health Care
RXL
$90.8M
$91.9K 0.01%
2,224
-1,228
-36% -$54.1K
SLYG icon
565
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$90.7K 0.01%
1,238
-25
-2% -$1.93K
IYC icon
566
iShares US Consumer Discretionary ETF
IYC
$1.21B
$90.6K 0.01%
1,354
– –
FXO icon
567
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$87.8K 0.01%
2,321
+6
+0.3% +$237
PFF icon
568
iShares Preferred and Income Securities ETF
PFF
$13.3B
$87.8K 0.01%
2,911
-1,102
-27% -$33.7K
BABA icon
569
PUT
Alibaba
BABA
$300B
$86.7K 0.01%
+1,000
New +$91.5K
IEV icon
570
iShares Europe ETF
IEV
$1.7B
$85.9K 0.01%
1,800
– –
VDE icon
571
Vanguard Energy ETF
VDE
$10.4B
$85.5K 0.01%
675
+1
+0.1% +$122
DOCT
572
FT Vest US Equity Deep Buffer ETF October
DOCT
$389M
$84.8K 0.01%
2,450
– –
UJUL icon
573
Innovator US Equity Ultra Buffer ETF July
UJUL
$297M
$84.7K 0.01%
3,000
– –
VAW icon
574
Vanguard Materials ETF
VAW
$3.07B
$83.8K 0.01%
486
-30
-6% -$5.42K
DFAS icon
575
Dimensional US Small Cap ETF
DFAS
$15.8B
$83.7K 0.01%
1,594
+1,410
+766% +$77.7K
21 22
23
24 25

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BW
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PRA
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CC
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AIP
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ACB
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Capital Investment Advisory Services's Q3 2023 Portfolio in Review

As of Q3 2023, Capital Investment Advisory Services held 983 positions worth $1.02B, up 1% from $1.01B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capital Investment Advisory Services deployed $41M of net new capital in Q3 2023, opening 108 new positions and adding to 304 existing holdings. Its largest new stake was Algonquin Power & Utilities: 237,760 shares worth $1.41M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 8.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $1.16M trimmed.

  • Capital Investment Advisory Services's largest Q3 2023 buy was Algonquin Power & Utilities: 237,760 shares worth $1.41M.
  • Capital Investment Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $4.19M increase.
  • Capital Investment Advisory Services's biggest Q3 2023 reduction was Apple, cutting an estimated $1.16M.
  • Capital Investment Advisory Services fully exited Best Buy in Q3 2023, selling an estimated $569K.
  • Capital Investment Advisory Services's ten largest holdings make up 38% of its $1.02B portfolio in Q3 2023.
  • Capital Investment Advisory Services opened 108 new positions and closed 37 in Q3 2023.
  • Capital Investment Advisory Services's portfolio value rose 1% quarter-over-quarter to $1.02B.

Based on Capital Investment Advisory Services's 13F filing for Q3 2023, filed 2 Nov 2023.