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CIA

Capital Investment Advisors Portfolio holdings

AUM $7.59B
1-Year Est. Return 23.38%
This Fund
S&P 500
This Quarter Est. Return
-2.1%
1 Year Est. Return
+23.38%
3 Year Est. Return
+56.62%
5 Year Est. Return
+59.88%
10 Year Est. Return
+159.93%
AUM
$874M
AUM Growth
+$656K
Cap. Flow
+$30.2M
Cap. Flow %
3.46%
Top 10 Hldgs %
25.64%
Holding
408
New
24
Increased
162
Reduced
140
Closed
22

Top Buys

Rank Stock Value
1
PGF icon
Invesco Financial Preferred ETF
PGF
+$5.11M
2
AWF
AllianceBernstein Global High Income Fund
AWF
+$4.76M
3
FHY
First Trust Strategic High
FHY
+$3.77M
4
PGX icon
Invesco Preferred ETF
PGX
+$2.54M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$2.47M

Top Sells

Rank Stock Value
1
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$5.62M
2
AF
Astoria Financial Corporation
AF
+$4.92M
3
CHK.PRD
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
+$3.51M
4
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.26M
5
KTF
DWS Municipal Income Trust
KTF
+$1.64M

Sector Composition

Rank Sector Weight
1 Energy 8.85%
2 Consumer Staples 3.89%
3 Technology 3.5%
4 Healthcare 3.08%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
151
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.21M 0.14%
23,006
+4,626
+25% +$244K
PHD
152
DELISTED
Pioneer Floating Rate Fund
PHD
$1.21M 0.14%
102,732
+5,954
+6% +$72.6K
AVK
153
Advent Convertible and Income Fund
AVK
$563M
$1.2M 0.14%
71,027
-1,238
-2% -$22.6K
AMZN icon
154
Amazon
AMZN
$2.96T
$1.2M 0.14%
74,140
+400
+0.5% +$6.65K
BFK
155
DELISTED
BlackRock Municipal Income Trust
BFK
$1.18M 0.13%
86,254
+4,754
+6% +$65K
MUA icon
156
BlackRock MuniAssets Fund
MUA
$522M
$1.14M 0.13%
87,122
– –
AGG icon
157
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.12M 0.13%
10,226
+86
+0.8% +$9.39K
MMU
158
Western Asset Managed Municipals Fund
MMU
$554M
$1.06M 0.12%
81,453
+2,305
+3% +$30K
CIM
159
Chimera Investment
CIM
$1B
$1.06M 0.12%
23,208
-74
-0.3% -$3.56K
TEVA icon
160
Teva Pharmaceuticals
TEVA
$41.2B
$1.05M 0.12%
19,582
-198
-1% -$10.5K
NPP
161
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.05M 0.12%
72,132
-1,111
-2% -$16K
BA icon
162
Boeing
BA
$185B
$1.04M 0.12%
8,185
+735
+10% +$92.6K
UPS icon
163
United Parcel Service
UPS
$88.9B
$1.04M 0.12%
10,581
-490
-4% -$48.7K
ESV
164
DELISTED
Ensco Rowan plc
ESV
$1.03M 0.12%
6,259
+1,946
+45% +$386K
AYI icon
165
Acuity Brands
AYI
$10.8B
$1.01M 0.12%
8,622
– –
GOOG icon
166
Alphabet (Google) Class C
GOOG
$4.32T
$1.01M 0.12%
34,695
+10,128
+41% +$293K
NHS
167
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$1M 0.12%
77,885
-30
-0% -$402
EFT
168
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$1M 0.11%
68,770
-3,275
-5% -$48.7K
KMB icon
169
Kimberly-Clark
KMB
$36.5B
$1M 0.11%
9,717
+141
+1% +$14.7K
MHI
170
DELISTED
Pioneer Municipal High Income Fund
MHI
$999K 0.11%
65,480
– –
PMM
171
Franklin Managed Municipal Income Trust
PMM
$273M
$994K 0.11%
140,370
-1,000
-0.7% -$7.03K
IYE icon
172
iShares US Energy ETF
IYE
$1.71B
$977K 0.11%
18,955
-174
-0.9% -$9.58K
HAL icon
173
Halliburton
HAL
$26.6B
$937K 0.11%
14,528
+700
+5% +$48K
DIS icon
174
Walt Disney
DIS
$181B
$931K 0.11%
10,454
+220
+2% +$19.4K
ISD
175
PGIM High Yield Bond Fund
ISD
$419M
$929K 0.11%
55,525
+10,063
+22% +$174K
5 6
7
8 9

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CCM
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ASN
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YAM
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JF
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MAM
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BFM
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Capital Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capital Investment Advisors held 408 positions worth $874M, up 0.08% from $873M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capital Investment Advisors deployed $30.2M of net new capital in Q3 2014, opening 24 new positions and adding to 162 existing holdings. Its largest new stake was AllianceBernstein Global High Income Fund: 342,182 shares worth $4.65M.

By sector, the portfolio is most concentrated in Energy at 8.9% of assets, down from 9.5% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was Invesco High Yield Equity Dividend Achievers ETF, an estimated $5.62M trimmed.

  • Capital Investment Advisors's largest Q3 2014 buy was AllianceBernstein Global High Income Fund: 342,182 shares worth $4.65M.
  • Capital Investment Advisors added most to Invesco Financial Preferred ETF in Q3 2014, an estimated $5.11M increase.
  • Capital Investment Advisors's biggest Q3 2014 reduction was Invesco High Yield Equity Dividend Achievers ETF, cutting an estimated $5.62M.
  • Capital Investment Advisors fully exited Astoria Financial Corporation in Q3 2014, selling an estimated $4.92M.
  • Capital Investment Advisors's ten largest holdings make up 26% of its $874M portfolio in Q3 2014.
  • Capital Investment Advisors opened 24 new positions and closed 22 in Q3 2014.
  • Capital Investment Advisors's portfolio value rose 0.08% quarter-over-quarter to $874M.

Based on Capital Investment Advisors's 13F filing for Q3 2014, filed 24 Oct 2014.