We are live on ! Find out more
CIA

Capital Investment Advisors Portfolio holdings

AUM $7.59B
1-Year Est. Return 23.38%
This Fund
S&P 500
This Quarter Est. Return
-2.1%
1 Year Est. Return
+23.38%
3 Year Est. Return
+56.62%
5 Year Est. Return
+59.88%
10 Year Est. Return
+159.93%
AUM
$874M
AUM Growth
+$656K
Cap. Flow
+$30.2M
Cap. Flow %
3.46%
Top 10 Hldgs %
25.64%
Holding
408
New
24
Increased
162
Reduced
140
Closed
22

Top Buys

Rank Stock Value
1
PGF icon
Invesco Financial Preferred ETF
PGF
+$5.11M
2
AWF
AllianceBernstein Global High Income Fund
AWF
+$4.76M
3
FHY
First Trust Strategic High
FHY
+$3.77M
4
PGX icon
Invesco Preferred ETF
PGX
+$2.54M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$2.47M

Top Sells

Rank Stock Value
1
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$5.62M
2
AF
Astoria Financial Corporation
AF
+$4.92M
3
CHK.PRD
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
+$3.51M
4
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.26M
5
KTF
DWS Municipal Income Trust
KTF
+$1.64M

Sector Composition

Rank Sector Weight
1 Energy 8.85%
2 Consumer Staples 3.89%
3 Technology 3.5%
4 Healthcare 3.08%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEA
101
Western Asset Premier Bond Fund
WEA
$124M
$2.04M 0.23%
142,346
-1,168
-0.8% -$17.1K
JPC icon
102
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$2.03M 0.23%
220,483
+13,083
+6% +$123K
MUB icon
103
iShares National Muni Bond ETF
MUB
$45.5B
$2.02M 0.23%
18,467
+636
+4% +$69.4K
XLB icon
104
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$2.02M 0.23%
81,420
-3,356
-4% -$83.8K
NRP icon
105
Natural Resource Partners
NRP
$1.42B
$2.01M 0.23%
15,441
+3,503
+29% +$550K
ETR icon
106
Entergy
ETR
$50B
$1.97M 0.23%
50,878
+192
+0.4% +$7.27K
PDI icon
107
PIMCO Dynamic Income Fund
PDI
$7.42B
$1.93M 0.22%
61,215
+1,327
+2% +$43.1K
XES icon
108
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$1.92M 0.22%
4,784
+102
+2% +$45.9K
LEO
109
BNY Mellon Strategic Municipals
LEO
$387M
$1.91M 0.22%
228,196
-4,275
-2% -$35.9K
CARZ icon
110
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.4M
$1.91M 0.22%
50,453
+537
+1% +$21.4K
EDD
111
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$1.89M 0.22%
159,965
-3,812
-2% -$49.4K
CAT icon
112
Caterpillar
CAT
$387B
$1.83M 0.21%
18,481
+538
+3% +$57K
ELD icon
113
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$1.78M 0.2%
39,866
-9,688
-20% -$453K
LO
114
DELISTED
LORILLARD INC COM STK
LO
$1.77M 0.2%
29,616
-2,286
-7% -$139K
NSC icon
115
Norfolk Southern
NSC
$75.1B
$1.76M 0.2%
15,755
+2,401
+18% +$255K
VLO icon
116
Valero Energy
VLO
$85.9B
$1.75M 0.2%
37,830
-1,929
-5% -$97.3K
SJT
117
San Juan Basin Royalty Trust
SJT
$118M
$1.75M 0.2%
91,937
+167
+0.2% +$3.11K
BTZ icon
118
BlackRock Credit Allocation Income Trust
BTZ
$956M
$1.72M 0.2%
128,921
+31,002
+32% +$419K
GS icon
119
Goldman Sachs
GS
$303B
$1.7M 0.19%
9,252
+4,516
+95% +$793K
EPD icon
120
Enterprise Products Partners
EPD
$81.7B
$1.69M 0.19%
41,875
+67
+0.2% +$2.63K
JPS
121
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.65M 0.19%
188,844
-3,491
-2% -$31.3K
FRA icon
122
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$1.64M 0.19%
116,332
+996
+0.9% +$14.2K
HCF
123
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$1.61M 0.18%
151,731
-6,049
-4% -$64.2K
NCV
124
Virtus Convertible & Income Fund
NCV
$390M
$1.58M 0.18%
41,476
-678
-2% -$27.3K
JNK icon
125
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.56M 0.18%
12,953
+73
+0.6% +$8.97K
3 4
5
6 7

Similar funds

AMH
Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return
SP
SIH Partners Wilmington, Delaware $7.58B AUM 5.28% 1-Year Est. Return
CCM
Carronade Capital Management Darien, Connecticut $7.65B AUM 80.26% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
YAM
Yacktman Asset Management Austin, Texas $7.5B AUM 22.48% 1-Year Est. Return
JF
Jump Financial Chicago, Illinois $7.5B AUM 33.9% 1-Year Est. Return
MAM
Magellan Asset Management Sydney, Australia $7.71B AUM 11.08% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.29% 1-Year Est. Return

Capital Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capital Investment Advisors held 408 positions worth $874M, up 0.08% from $873M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capital Investment Advisors deployed $30.2M of net new capital in Q3 2014, opening 24 new positions and adding to 162 existing holdings. Its largest new stake was AllianceBernstein Global High Income Fund: 342,182 shares worth $4.65M.

By sector, the portfolio is most concentrated in Energy at 8.9% of assets, down from 9.5% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was Invesco High Yield Equity Dividend Achievers ETF, an estimated $5.62M trimmed.

  • Capital Investment Advisors's largest Q3 2014 buy was AllianceBernstein Global High Income Fund: 342,182 shares worth $4.65M.
  • Capital Investment Advisors added most to Invesco Financial Preferred ETF in Q3 2014, an estimated $5.11M increase.
  • Capital Investment Advisors's biggest Q3 2014 reduction was Invesco High Yield Equity Dividend Achievers ETF, cutting an estimated $5.62M.
  • Capital Investment Advisors fully exited Astoria Financial Corporation in Q3 2014, selling an estimated $4.92M.
  • Capital Investment Advisors's ten largest holdings make up 26% of its $874M portfolio in Q3 2014.
  • Capital Investment Advisors opened 24 new positions and closed 22 in Q3 2014.
  • Capital Investment Advisors's portfolio value rose 0.08% quarter-over-quarter to $874M.

Based on Capital Investment Advisors's 13F filing for Q3 2014, filed 24 Oct 2014.