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CIA

Capital Investment Advisors Portfolio holdings

AUM $7.59B
1-Year Est. Return 23.38%
This Fund
S&P 500
This Quarter Est. Return
-2.1%
1 Year Est. Return
+23.38%
3 Year Est. Return
+56.62%
5 Year Est. Return
+59.88%
10 Year Est. Return
+159.93%
AUM
$874M
AUM Growth
+$656K
Cap. Flow
+$30.2M
Cap. Flow %
3.46%
Top 10 Hldgs %
25.64%
Holding
408
New
24
Increased
162
Reduced
140
Closed
22

Top Buys

Rank Stock Value
1
PGF icon
Invesco Financial Preferred ETF
PGF
+$5.11M
2
AWF
AllianceBernstein Global High Income Fund
AWF
+$4.76M
3
FHY
First Trust Strategic High
FHY
+$3.77M
4
PGX icon
Invesco Preferred ETF
PGX
+$2.54M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$2.47M

Top Sells

Rank Stock Value
1
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$5.62M
2
AF
Astoria Financial Corporation
AF
+$4.92M
3
CHK.PRD
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
+$3.51M
4
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.26M
5
KTF
DWS Municipal Income Trust
KTF
+$1.64M

Sector Composition

Rank Sector Weight
1 Energy 8.85%
2 Consumer Staples 3.89%
3 Technology 3.5%
4 Healthcare 3.08%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
376
Regions Financial
RF
$26.8B
$143K 0.02%
+14,246
New +$145K
NPI
377
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$143K 0.02%
10,665
-1,225
-10% -$16.5K
HIO
378
Western Asset High Income Opportunity Fund
HIO
$340M
$132K 0.02%
22,824
– –
MPT
379
Medical Properties Trust
MPT
$2.81B
$123K 0.01%
10,000
– –
JRO
380
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$119K 0.01%
+10,490
New +$127K
NRO
381
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$118K 0.01%
25,744
-2,579
-9% -$12.3K
DDF
382
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$117K 0.01%
11,835
– –
OCSL icon
383
Oaktree Specialty Lending
OCSL
$1.14B
$97K 0.01%
3,533
– –
JQC icon
384
Nuveen Credit Strategies Income Fund
JQC
$711M
$96K 0.01%
10,780
-1,770
-14% -$16.1K
DHF
385
BNY Mellon High Yield Strategies Fund
DHF
$172M
$55K 0.01%
14,970
– –
BOND icon
386
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
– –
-20,703
Closed -$2.26M
DIA icon
387
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
– –
-1,479
Closed -$248K
IGD
388
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-10,500
Closed -$102K
IQI icon
389
Invesco Quality Municipal Securities
IQI
$534M
– –
-44,267
Closed -$544K
KTF
390
DWS Municipal Income Trust
KTF
$352M
– –
-120,464
Closed -$1.64M
MBWM icon
391
Mercantile Bank Corp
MBWM
$1.05B
– –
-25,000
Closed -$25K
NBR icon
392
Nabors Industries
NBR
$1.21B
– –
-148
Closed -$217K
ROK icon
393
Rockwell Automation
ROK
$49B
– –
-1,636
Closed -$205K
SVC
394
Service Properties Trust
SVC
$1.07B
– –
-1,455
Closed -$220K
TFC icon
395
Truist Financial
TFC
$64B
– –
-5,077
Closed -$200K
UTF icon
396
Cohen & Steers Infrastructure Fund
UTF
$3.04B
– –
-8,571
Closed -$210K
VXF icon
397
Vanguard Extended Market ETF
VXF
$31.9B
– –
-3,020
Closed -$265K
HYB
398
DELISTED
New America High Income Fund, Inc.
HYB
– –
-162,040
Closed -$1.63M
ECT
399
DELISTED
ECA Marcellus Trust 1 Interest
ECT
– –
-50,520
Closed -$373K
KST
400
DELISTED
Deutsche Strategic Income Trust
KST
– –
-48,022
Closed -$618K
13 14 15
16
17

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YAM
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MAM
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BFM
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Capital Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capital Investment Advisors held 408 positions worth $874M, up 0.08% from $873M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capital Investment Advisors deployed $30.2M of net new capital in Q3 2014, opening 24 new positions and adding to 162 existing holdings. Its largest new stake was AllianceBernstein Global High Income Fund: 342,182 shares worth $4.65M.

By sector, the portfolio is most concentrated in Energy at 8.9% of assets, down from 9.5% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was Invesco High Yield Equity Dividend Achievers ETF, an estimated $5.62M trimmed.

  • Capital Investment Advisors's largest Q3 2014 buy was AllianceBernstein Global High Income Fund: 342,182 shares worth $4.65M.
  • Capital Investment Advisors added most to Invesco Financial Preferred ETF in Q3 2014, an estimated $5.11M increase.
  • Capital Investment Advisors's biggest Q3 2014 reduction was Invesco High Yield Equity Dividend Achievers ETF, cutting an estimated $5.62M.
  • Capital Investment Advisors fully exited Astoria Financial Corporation in Q3 2014, selling an estimated $4.92M.
  • Capital Investment Advisors's ten largest holdings make up 26% of its $874M portfolio in Q3 2014.
  • Capital Investment Advisors opened 24 new positions and closed 22 in Q3 2014.
  • Capital Investment Advisors's portfolio value rose 0.08% quarter-over-quarter to $874M.

Based on Capital Investment Advisors's 13F filing for Q3 2014, filed 24 Oct 2014.