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CAL

Capital Advisors Ltd Portfolio holdings

AUM $991M
1-Year Est. Return 19.82%
This Fund
S&P 500
This Quarter Est. Return
-1.61%
1 Year Est. Return
+19.82%
3 Year Est. Return
+54.16%
5 Year Est. Return
+56.36%
10 Year Est. Return
+183.12%
AUM
$176M
AUM Growth
-$2.56M
Cap. Flow
+$780K
Cap. Flow %
0.44%
Top 10 Hldgs %
51.41%
Holding
336
New
5
Increased
54
Reduced
53
Closed
13

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$448K
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$435K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$344K
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$278K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$267K

Top Sells

Rank Stock Value
1
MUAC
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
+$538K
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$377K
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$225K
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$216K
5
AMLP icon
Alerian MLP ETF
AMLP
+$212K

Sector Composition

Rank Sector Weight
1 Energy 2.31%
2 Healthcare 1.04%
3 Consumer Staples 0.94%
4 Technology 0.77%
5 Real Estate 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWX icon
301
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$2K ﹤0.01%
70
+1
+1% +$44
TXN icon
302
Texas Instruments
TXN
$255B
$2K ﹤0.01%
60
– –
CARB
303
DELISTED
Carbonite Inc
CARB
$2K ﹤0.01%
200
– –
PWE
304
DELISTED
Penn West Energy Petroleum Ltd
PWE
$2K ﹤0.01%
300
– –
GM.WS.A
305
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$2K ﹤0.01%
102
– –
TWC
306
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$2K ﹤0.01%
16
– –
HPQ icon
307
HP
HPQ
$23.5B
$1K ﹤0.01%
123
– –
LUMN icon
308
Lumen
LUMN
$6.53B
$1K ﹤0.01%
34
– –
PPL
309
PPL Corp
PPL
$27.3B
$1K ﹤0.01%
64
– –
ULBI icon
310
Ultralife
ULBI
$88.3M
$1K ﹤0.01%
580
– –
GM.WS.B
311
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
102
– –
XLS
312
DELISTED
EXELIS INC COM STK
XLS
$1K ﹤0.01%
109
-8
-7% -$130
AEG icon
313
Aegon
AEG
$13.5B
– –
-15
Closed –
BLK icon
314
Blackrock
BLK
$164B
$0 ﹤0.01%
2
– –
FXA icon
315
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.8M
– –
-109
Closed -$10K
FXC icon
316
Invesco CurrencyShares Canadian Dollar Trust
FXC
$69.2M
– –
-102
Closed -$10K
GT icon
317
Goodyear
GT
$2.07B
$0 ﹤0.01%
25
– –
HSBC icon
318
HSBC
HSBC
$355B
– –
-2
Closed –
IGIB icon
319
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
– –
-3,914
Closed -$216K
KEY icon
320
KeyCorp
KEY
$24.3B
$0 ﹤0.01%
50
-1
-2% -$14
MOO icon
321
VanEck Agribusiness ETF
MOO
$989M
– –
-394
Closed -$22K
RIO icon
322
Rio Tinto
RIO
$148B
– –
-140
Closed -$8K
TSN icon
323
Tyson Foods
TSN
$20.2B
– –
-500
Closed -$19K
VLY icon
324
Valley National Bancorp
VLY
$7.93B
– –
-5,250
Closed -$52K
WU icon
325
Western Union
WU
$2.57B
$0 ﹤0.01%
15
– –
10 11 12
13
14

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AAM
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AF
Arrow Financial Glens Falls, New York $994M AUM 17.21% 1-Year Est. Return
LMC
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SMM
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RCG
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PCM
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WMN
Wealth Management Nebraska Norfolk, Nebraska $987M AUM 17.8% 1-Year Est. Return

Capital Advisors Ltd's Q3 2014 Portfolio in Review

As of Q3 2014, Capital Advisors Ltd held 336 positions worth $176M, down 1.4% from $178M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital Advisors Ltd's Q3 2014 filing shows 5 new, 54 increased, 53 reduced and 13 closed positions. Its largest new stake was iShares Core High Dividend ETF: 10,445 shares worth $157K. The largest sale was ISHARES TR 2014 AMT-FREE MUN TERM ETF, an estimated $538K.

By sector, the portfolio is most concentrated in Energy at 2.3% of assets, up from 2.3% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Capital Advisors Ltd's largest Q3 2014 buy was iShares Core High Dividend ETF: 10,445 shares worth $157K.
  • Capital Advisors Ltd added most to iShares MSCI USA Min Vol Factor ETF in Q3 2014, an estimated $448K increase.
  • Capital Advisors Ltd's biggest Q3 2014 reduction was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, cutting an estimated $377K.
  • Capital Advisors Ltd fully exited ISHARES TR 2014 AMT-FREE MUN TERM ETF in Q3 2014, selling an estimated $538K.
  • Capital Advisors Ltd's ten largest holdings make up 51% of its $176M portfolio in Q3 2014.
  • Capital Advisors Ltd opened 5 new positions and closed 13 in Q3 2014.
  • Capital Advisors Ltd's portfolio value fell 1.4% quarter-over-quarter to $176M.

Based on Capital Advisors Ltd's 13F filing for Q3 2014, filed 29 Oct 2014.