CA

Capital Advantage Portfolio holdings

AUM $834M Turnover 14.46%
1-Year Est. Return 15.6%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+15.6%
3 Year Est. Return
+49.19%
5 Year Est. Return
+46.21%
10 Year Est. Return
–
AUM
$345M
AUM Growth
-$11.2M
Cap. Flow
-$13.9M
Cap. Flow %
-4.03%
Top 10 Hldgs %
73.14%
Holding
84
New
9
Increased
31
Reduced
30
Closed
5
Avg Time Held
1.9 years
Top 10 Avg Time Held
1.1 years
Top 20 Avg Time Held
1.5 years

Top Buys

Rank Stock Value
1
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$2.27M
2
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.07M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$1.7M
4
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$1.44M
5
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$953K

Top Sells

Rank Stock Value
1
VGK icon
Vanguard FTSE Europe ETF
VGK
+$18.9M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$1.22M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$1.09M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$923K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$767K

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.88%
2 Technology 1.83%
3 Industrials 1.56%
4 Energy 1.32%
5 Financials 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VIG icon
51
Vanguard Dividend Appreciation ETF
VIG
$112B
$423K 0.12%
4,970
-124
-2% -$10.4K
2014 Q2
10 quarters
PEP icon
52
PepsiCo
PEP
$176B
$409K 0.12%
3,904
+250
+7% +$26.2K
2013 Q4
12 quarters
XLNX
53
DELISTED
Xilinx Inc
XLNX
$396K 0.11%
6,565
– –
2015 Q1
7 quarters
SCHW icon
54
Charles Schwab
SCHW
$165B
$386K 0.11%
9,790
-273
-3% -$9.75K
2016 Q3
1 quarter
MINT icon
55
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.6B
$380K 0.11%
3,755
– –
2013 Q4
12 quarters
MO icon
56
Altria Group
MO
$122B
$371K 0.11%
5,492
+354
+7% +$22.8K
2015 Q3
5 quarters
BNY icon
57
Bank of New York Mellon
BNY
$91.8B
$365K 0.11%
7,706
– –
2015 Q3
5 quarters
DIS icon
58
Walt Disney
DIS
$187B
$314K 0.09%
3,010
+400
+15% +$39K
2014 Q1
11 quarters
MMM icon
59
3M
MMM
$84.7B
$314K 0.09%
2,100
+18
+0.9% +$2.6K
2013 Q4
12 quarters
VFH icon
60
Vanguard Financials ETF
VFH
$12.8B
$299K 0.09%
5,042
– –
2013 Q4
12 quarters
AMGN icon
61
Amgen
AMGN
$231B
$294K 0.09%
2,011
+129
+7% +$19.4K
2013 Q4
12 quarters
BMRC icon
62
Bank of Marin Bancorp
BMRC
$423M
$292K 0.08%
+8,380
New +$251K
2016 Q4
0 quarters
QCOM icon
63
Qualcomm
QCOM
$184B
$284K 0.08%
4,352
+92
+2% +$6.18K
2013 Q4
12 quarters
SYK icon
64
Stryker
SYK
$107B
$266K 0.08%
2,219
-285
-11% -$32.8K
2013 Q4
12 quarters
GOOGL icon
65
Alphabet (Google) Class A
GOOGL
$4.25T
$262K 0.08%
6,600
+1,440
+28% +$57.6K
2016 Q3
1 quarter
CELG
66
DELISTED
Celgene Corp
CELG
$258K 0.07%
+2,225
New +$248K
2016 Q4
0 quarters
BA icon
67
Boeing
BA
$145B
$257K 0.07%
1,650
– –
2014 Q1
11 quarters
KO icon
68
Coca-Cola
KO
$395B
$247K 0.07%
5,957
+167
+3% +$6.95K
2014 Q2
10 quarters
SDY icon
69
State Street SPDR S&P Dividend ETF
SDY
$21B
$246K 0.07%
2,870
+95
+3% +$7.98K
2016 Q1
3 quarters
JPM icon
70
JPMorgan Chase
JPM
$885B
$242K 0.07%
+2,807
New +$214K
2016 Q4
0 quarters
PM icon
71
Philip Morris
PM
$318B
$240K 0.07%
2,618
+384
+17% +$35.6K
2016 Q1
3 quarters
DUK icon
72
Duke Energy
DUK
$93B
$220K 0.06%
2,831
– –
2016 Q3
1 quarter
SPY icon
73
State Street SPDR S&P 500 ETF Trust
SPY
$811B
$220K 0.06%
983
-237
-19% -$51.8K
2014 Q4
8 quarters
WBA icon
74
DELISTED
Walgreens Boots Alliance
WBA
$216K 0.06%
2,611
– –
2013 Q4
12 quarters
AXP icon
75
American Express
AXP
$206B
$212K 0.06%
+2,857
New +$198K
2016 Q4
0 quarters
1 2
3
4

Similar funds

AWA
Artemis Wealth Advisors New York $835M AUM 73.7% 1-Year Est. Return
GWS
Glassman Wealth Services Vienna, Virginia $835M AUM 22.94% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $833M AUM 25.55% 1-Year Est. Return
HA
HHLR Advisors Grand Cayman, Cayman Islands $832M AUM 32.38% 1-Year Est. Return
ACGDR
Atmos Capital Gestao de Recursos Leblon - Rio De Janeiro, Brazil $832M AUM 5.47% 1-Year Est. Return
NCM
Noesis Capital Mangement Boca Raton, Florida $832M AUM 49.88% 1-Year Est. Return
SIG
Sargent Investment Group Bethesda, Maryland $832M AUM 24.89% 1-Year Est. Return
AFA
AA Financial Advisors Columbus, Ohio $832M AUM 20.55% 1-Year Est. Return

Capital Advantage's Q4 2016 Portfolio in Review

As of Q4 2016, Capital Advantage held 84 positions worth $345M, down 3.2% from $357M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Capital Advantage withdrew a net $13.9M in Q4 2016, closing 5 positions and reducing 30 holdings. Its most notable exit was Vanguard FTSE Europe ETF, an estimated $18.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Technology and Industrials.

Against the trend, Capital Advantage opened a new position in Invesco BulletShares 2019 High Yield Corporate Bond ETF worth $1.45M.

  • Capital Advantage's largest Q4 2016 buy was Invesco BulletShares 2019 High Yield Corporate Bond ETF: 59,966 shares worth $1.45M.
  • Capital Advantage added most to Invesco BulletShares 2018 Corporate Bond ETF in Q4 2016, an estimated $2.27M increase.
  • Capital Advantage's biggest Q4 2016 reduction was Guggenheim BulletShares 2017 Corporate Bond ETF, cutting an estimated $1.22M.
  • Capital Advantage fully exited Vanguard FTSE Europe ETF in Q4 2016, selling an estimated $18.9M.
  • Capital Advantage's ten largest holdings make up 73% of its $345M portfolio in Q4 2016.
  • Capital Advantage opened 9 new positions and closed 5 in Q4 2016.
  • Capital Advantage's portfolio value fell 3.2% quarter-over-quarter to $345M.

Based on Capital Advantage's 13F filing for Q4 2016, filed 2 Feb 2017.