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Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Portfolio holdings

AUM $44.6B
1-Year Est. Return 28.94%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+28.94%
3 Year Est. Return
+82.62%
5 Year Est. Return
+90.41%
10 Year Est. Return
+293.66%
AUM
$11.4B
AUM Growth
+$504M
Cap. Flow
+$402M
Cap. Flow %
3.53%
Top 10 Hldgs %
17.81%
Holding
2,458
New
259
Increased
1,134
Reduced
877
Closed
119

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$23.1M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$15.7M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$15.3M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$28M
2
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$23.9M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$18.3M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.64M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$8.31M

Sector Composition

Rank Sector Weight
1 Technology 6.41%
2 Financials 4.96%
3 Healthcare 3.93%
4 Consumer Discretionary 3.62%
5 Industrials 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEI
2201
Templeton Emerging Markets Income Fund
TEI
$323M
$127K ﹤0.01%
13,989
-3,564
-20% -$34.5K
PCG icon
2202
PG&E
PCG
$38.1B
$126K ﹤0.01%
12,573
-1,285
-9% -$19.4K
MCBC
2203
DELISTED
Macatawa Bank Corp
MCBC
$126K ﹤0.01%
12,083
+65
+0.5% +$661
JDD
2204
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$126K ﹤0.01%
11,483
+12
+0.1% +$131
EHI
2205
Western Asset Global High Income Fund
EHI
$178M
$125K ﹤0.01%
12,616
-11,010
-47% -$109K
WPG
2206
DELISTED
Washington Prime Group Inc.
WPG
$124K ﹤0.01%
+3,329
New +$110K
TXMD icon
2207
TherapeuticsMD
TXMD
$24M
$123K ﹤0.01%
679
+180
+36% +$25.4K
SILV
2208
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$122K ﹤0.01%
+23,351
New +$125K
HEXO
2209
DELISTED
HEXO Corp. Common Shares
HEXO
$120K ﹤0.01%
+543
New +$135K
VERO
2210
DELISTED
Venus Concept
VERO
$116K ﹤0.01%
72
– –
CRF
2211
Cornerstone Total Return Fund
CRF
$1.18B
$113K ﹤0.01%
+10,511
New +$117K
DUC
2212
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$113K ﹤0.01%
12,189
+141
+1% +$1.25K
GCV
2213
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$110K ﹤0.01%
20,590
+6,416
+45% +$33.9K
HNNA icon
2214
Hennessy Advisors
HNNA
$78.6M
$109K ﹤0.01%
10,110
– –
GPRE icon
2215
Green Plains
GPRE
$1.09B
$108K ﹤0.01%
+10,212
New +$97.6K
MTUS icon
2216
Metallus
MTUS
$900M
$108K ﹤0.01%
17,224
+600
+4% +$3.94K
OXLC
2217
Oxford Lane Capital
OXLC
$910M
$107K ﹤0.01%
2,305
-250
-10% -$12.6K
OGI
2218
Organigram Holdings
OGI
$173M
$106K ﹤0.01%
+7,712
New +$162K
PPT
2219
Franklin Premier Income Trust
PPT
$332M
$106K ﹤0.01%
20,147
+46
+0.2% +$242
TAST
2220
DELISTED
Carrols Restaurant Group, Inc.
TAST
$106K ﹤0.01%
12,800
+2,800
+28% +$23.4K
ACEL icon
2221
Accel Entertainment
ACEL
$995M
$104K ﹤0.01%
+10,100
New +$104K
BGC icon
2222
BGC Group
BGC
$4.8B
$103K ﹤0.01%
18,780
+111
+0.6% +$594
SBI
2223
Western Asset Intermediate Muni Fund
SBI
$107M
$103K ﹤0.01%
11,203
+64
+0.6% +$585
AWP
2224
abrdn Global Premier Properties Fund
AWP
$358M
$102K ﹤0.01%
5,455
+964
+21% +$17.8K
GLO
2225
Clough Global Opportunities Fund
GLO
$257M
$102K ﹤0.01%
11,166
-4,444
-28% -$41.6K
87 88
89
90 91

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Cambridge Investment Research Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cambridge Investment Research Advisors held 2,458 positions worth $11.4B, up 4.6% from $10.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cambridge Investment Research Advisors deployed $402M of net new capital in Q3 2019, opening 259 new positions and adding to 1,134 existing holdings. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 309,094 shares worth $11.7M.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, up from 6.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $28M trimmed.

  • Cambridge Investment Research Advisors's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 309,094 shares worth $11.7M.
  • Cambridge Investment Research Advisors added most to iShares 7-10 Year Treasury Bond ETF in Q3 2019, an estimated $23.1M increase.
  • Cambridge Investment Research Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $28M.
  • Cambridge Investment Research Advisors fully exited DXC Technology in Q3 2019, selling an estimated $3.71M.
  • Cambridge Investment Research Advisors's ten largest holdings make up 18% of its $11.4B portfolio in Q3 2019.
  • Cambridge Investment Research Advisors opened 259 new positions and closed 119 in Q3 2019.
  • Cambridge Investment Research Advisors's portfolio value rose 4.6% quarter-over-quarter to $11.4B.

Based on Cambridge Investment Research Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.