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Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Portfolio holdings

AUM $44.6B
1-Year Est. Return 28.94%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+28.94%
3 Year Est. Return
+82.62%
5 Year Est. Return
+90.41%
10 Year Est. Return
+293.66%
AUM
$11.4B
AUM Growth
+$504M
Cap. Flow
+$402M
Cap. Flow %
3.53%
Top 10 Hldgs %
17.81%
Holding
2,458
New
259
Increased
1,134
Reduced
877
Closed
119

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$23.1M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$15.7M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$15.3M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$28M
2
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$23.9M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$18.3M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.64M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$8.31M

Sector Composition

Rank Sector Weight
1 Technology 6.41%
2 Financials 4.96%
3 Healthcare 3.93%
4 Consumer Discretionary 3.62%
5 Industrials 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LL
2176
DELISTED
LL Flooring Holdings, Inc.
LL
$148K ﹤0.01%
+15,010
New +$147K
SAN icon
2177
Banco Santander
SAN
$211B
$147K ﹤0.01%
38,046
-6,893
-15% -$27.4K
VG
2178
DELISTED
Vonage Holdings Corporation
VG
$147K ﹤0.01%
13,016
+436
+3% +$5.54K
FOF icon
2179
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$146K ﹤0.01%
11,131
-349
-3% -$4.48K
EXD
2180
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$146K ﹤0.01%
15,349
-4,615
-23% -$44K
PTE
2181
DELISTED
PolarityTE, Inc. Common Stock
PTE
$146K ﹤0.01%
1,813
+1,189
+191% +$136K
STEW
2182
SRH Total Return Fund
STEW
$1.8B
$143K ﹤0.01%
12,765
+1,077
+9% +$11.9K
NID
2183
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$143K ﹤0.01%
10,400
-1,400
-12% -$19K
DHF
2184
BNY Mellon High Yield Strategies Fund
DHF
$175M
$141K ﹤0.01%
+46,144
New +$142K
TCPC icon
2185
BlackRock TCP Capital
TCPC
$329M
$140K ﹤0.01%
+10,303
New +$142K
DVAX
2186
DELISTED
Dynavax Technologies
DVAX
$139K ﹤0.01%
38,875
-1,000
-3% -$3.88K
FT
2187
Franklin Universal Trust
FT
$198M
$139K ﹤0.01%
18,430
+89
+0.5% +$658
MYI icon
2188
BlackRock MuniYield Quality Fund III
MYI
$718M
$139K ﹤0.01%
+10,222
New +$137K
LVL
2189
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$139K ﹤0.01%
11,770
-284
-2% -$3.32K
ASUR icon
2190
Asure Software
ASUR
$239M
$138K ﹤0.01%
20,500
+493
+2% +$3.75K
SSP icon
2191
E.W. Scripps
SSP
$315M
$138K ﹤0.01%
+10,387
New +$143K
JCO
2192
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$138K ﹤0.01%
+14,000
New +$136K
HOUS
2193
DELISTED
Anywhere Real Estate
HOUS
$136K ﹤0.01%
+20,301
New +$117K
ESCA icon
2194
Escalade
ESCA
$287M
$135K ﹤0.01%
12,400
-275
-2% -$3.01K
NMRK icon
2195
Newmark Group
NMRK
$2.62B
$132K ﹤0.01%
+14,536
New +$135K
EARN
2196
Ellington Residential Mortgage REIT
EARN
$163M
$130K ﹤0.01%
12,380
– –
DNI
2197
DELISTED
Dividend and Income Fund
DNI
$130K ﹤0.01%
10,899
-155
-1% -$1.79K
WLL
2198
DELISTED
Whiting Petroleum Corporation
WLL
$130K ﹤0.01%
216
+44
+26% +$37.3K
AQMS icon
2199
Aqua Metals
AQMS
$9.88M
$128K ﹤0.01%
378
+14
+4% +$5.11K
OFS icon
2200
OFS Capital
OFS
$48.6M
$128K ﹤0.01%
+11,000
New +$126K
86 87
88
89 90

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Cambridge Investment Research Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cambridge Investment Research Advisors held 2,458 positions worth $11.4B, up 4.6% from $10.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cambridge Investment Research Advisors deployed $402M of net new capital in Q3 2019, opening 259 new positions and adding to 1,134 existing holdings. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 309,094 shares worth $11.7M.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, up from 6.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $28M trimmed.

  • Cambridge Investment Research Advisors's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 309,094 shares worth $11.7M.
  • Cambridge Investment Research Advisors added most to iShares 7-10 Year Treasury Bond ETF in Q3 2019, an estimated $23.1M increase.
  • Cambridge Investment Research Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $28M.
  • Cambridge Investment Research Advisors fully exited DXC Technology in Q3 2019, selling an estimated $3.71M.
  • Cambridge Investment Research Advisors's ten largest holdings make up 18% of its $11.4B portfolio in Q3 2019.
  • Cambridge Investment Research Advisors opened 259 new positions and closed 119 in Q3 2019.
  • Cambridge Investment Research Advisors's portfolio value rose 4.6% quarter-over-quarter to $11.4B.

Based on Cambridge Investment Research Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.