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Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Portfolio holdings

AUM $44.6B
1-Year Est. Return 28.94%
This Fund
S&P 500
This Quarter Est. Return
-10.85%
1 Year Est. Return
+28.94%
3 Year Est. Return
+82.62%
5 Year Est. Return
+90.41%
10 Year Est. Return
+293.66%
AUM
$9.04B
AUM Growth
-$1.43B
Cap. Flow
-$151M
Cap. Flow %
-1.67%
Top 10 Hldgs %
18.65%
Holding
2,374
New
143
Increased
1,021
Reduced
923
Closed
229

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$58M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$50M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$34.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.1M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$16.4M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$32.9M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$32M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$23.2M

Sector Composition

Rank Sector Weight
1 Technology 5.77%
2 Financials 4.93%
3 Healthcare 4.61%
4 Consumer Discretionary 3.54%
5 Industrials 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVL
2001
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$132K ﹤0.01%
12,840
+316
+3% +$3.36K
GGN
2002
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
$130K ﹤0.01%
35,189
-73,892
-68% -$306K
MIN
2003
Aberdeen Intermediate Income Fund
MIN
$280M
$130K ﹤0.01%
35,386
-1,500
-4% -$5.53K
MAT icon
2004
Mattel
MAT
$4.29B
$129K ﹤0.01%
12,952
-1,791
-12% -$23.7K
OII icon
2005
Oceaneering
OII
$5.05B
$128K ﹤0.01%
+10,589
New +$199K
EARN
2006
Ellington Residential Mortgage REIT
EARN
$164M
$127K ﹤0.01%
12,380
– –
ICLN icon
2007
iShares Global Clean Energy ETF
ICLN
$2.09B
$123K ﹤0.01%
14,880
+507
+4% +$4.31K
VKI icon
2008
Invesco Advantage Municipal Income Trust II
VKI
$398M
$123K ﹤0.01%
12,503
+331
+3% +$3.32K
IAE
2009
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.7M
$122K ﹤0.01%
14,359
-2,181
-13% -$19.1K
JQC icon
2010
Nuveen Credit Strategies Income Fund
JQC
$717M
$121K ﹤0.01%
16,345
-290
-2% -$2.22K
RES icon
2011
RPC Inc
RES
$1.4B
$120K ﹤0.01%
12,155
-4,752
-28% -$64.6K
PFD
2012
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$117K ﹤0.01%
+10,105
New +$124K
ASA
2013
ASA Gold and Precious Metals
ASA
$1.1B
$116K ﹤0.01%
12,267
+4
+0% +$36
CNTY icon
2014
Century Casinos
CNTY
$34.3M
$116K ﹤0.01%
15,675
-550
-3% -$3.76K
MFA
2015
MFA Financial
MFA
$928M
$116K ﹤0.01%
4,345
-612
-12% -$17.2K
OIA icon
2016
Invesco Municipal Income Opportunities Trust
OIA
$290M
$116K ﹤0.01%
16,631
+1,750
+12% +$12.7K
TGP
2017
DELISTED
Teekay LNG Partners L.P.
TGP
$116K ﹤0.01%
+10,560
New +$149K
SPPP
2018
Sprott Physical Platinum and Palladium Trust
SPPP
$617M
$115K ﹤0.01%
11,625
-566
-5% -$5.24K
MAV
2019
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$113K ﹤0.01%
+11,085
New +$116K
SNR
2020
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$113K ﹤0.01%
27,529
-1,376
-5% -$7.25K
ASUR icon
2021
Asure Software
ASUR
$243M
$112K ﹤0.01%
22,000
+3,000
+16% +$24.7K
PPT
2022
Franklin Premier Income Trust
PPT
$332M
$111K ﹤0.01%
23,655
-11,593
-33% -$57.3K
TIVO
2023
DELISTED
Tivo Inc
TIVO
$110K ﹤0.01%
11,737
-2,981
-20% -$32.2K
AG icon
2024
First Majestic Silver
AG
$9.35B
$109K ﹤0.01%
+18,550
New +$103K
GAIN icon
2025
Gladstone Investment Corp
GAIN
$655M
$109K ﹤0.01%
11,721
-300
-2% -$3.02K
79 80
81
82 83

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Cambridge Investment Research Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cambridge Investment Research Advisors held 2,374 positions worth $9.04B, down 14% from $10.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cambridge Investment Research Advisors's Q4 2018 filing shows 143 new, 1,021 increased, 923 reduced and 229 closed positions. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 78,644 shares worth $7.77M. The largest sale was Invesco QQQ Trust, an estimated $32.9M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 6.6% a quarter earlier, followed by Financials and Healthcare.

  • Cambridge Investment Research Advisors's largest Q4 2018 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 78,644 shares worth $7.77M.
  • Cambridge Investment Research Advisors added most to Vanguard Short-Term Treasury ETF in Q4 2018, an estimated $58M increase.
  • Cambridge Investment Research Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $32.9M.
  • Cambridge Investment Research Advisors fully exited iShares US Oil & Gas Exploration & Production ETF in Q4 2018, selling an estimated $17M.
  • Cambridge Investment Research Advisors's ten largest holdings make up 19% of its $9.04B portfolio in Q4 2018.
  • Cambridge Investment Research Advisors opened 143 new positions and closed 229 in Q4 2018.
  • Cambridge Investment Research Advisors's portfolio value fell 14% quarter-over-quarter to $9.04B.

Based on Cambridge Investment Research Advisors's 13F filing for Q4 2018, filed 5 Feb 2019.