We are live on ! Find out more
Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Portfolio holdings

AUM $44.6B
1-Year Est. Return 28.94%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+28.94%
3 Year Est. Return
+82.62%
5 Year Est. Return
+90.41%
10 Year Est. Return
+293.66%
AUM
$11.4B
AUM Growth
+$504M
Cap. Flow
+$402M
Cap. Flow %
3.53%
Top 10 Hldgs %
17.81%
Holding
2,458
New
259
Increased
1,134
Reduced
877
Closed
119

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$23.1M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$15.7M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$15.3M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$28M
2
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$23.9M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$18.3M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.64M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$8.31M

Sector Composition

Rank Sector Weight
1 Technology 6.41%
2 Financials 4.96%
3 Healthcare 3.93%
4 Consumer Discretionary 3.62%
5 Industrials 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFBC icon
1376
First Financial Bancorp
FFBC
$3.6B
$600K 0.01%
24,500
+66
+0.3% +$1.59K
MIY icon
1377
BlackRock MuniYield Michigan Quality Fund
MIY
$362M
$600K 0.01%
42,714
-6,765
-14% -$95.5K
TNDM icon
1378
Tandem Diabetes Care
TNDM
$1.61B
$600K 0.01%
10,181
+151
+2% +$9.64K
FCA icon
1379
First Trust China AlphaDEX Fund
FCA
$33.1M
$598K 0.01%
25,000
– –
SNAP icon
1380
Snap
SNAP
$8.96B
$598K 0.01%
37,842
-20,560
-35% -$329K
FAB icon
1381
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$597K 0.01%
11,180
-2,951
-21% -$155K
PFM icon
1382
Invesco Dividend Achievers ETF
PFM
$814M
$597K 0.01%
20,192
+1,166
+6% +$34K
FVL
1383
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$596K 0.01%
26,708
-1,844
-6% -$41.4K
CSIQ icon
1384
Canadian Solar
CSIQ
$1.04B
$594K 0.01%
31,455
-4,614
-13% -$100K
AJRD
1385
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$594K 0.01%
11,768
+4,705
+67% +$228K
PFFD icon
1386
Global X US Preferred ETF
PFFD
$2.18B
$592K 0.01%
23,580
+4,494
+24% +$112K
DIAX
1387
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$590K 0.01%
33,122
-1,906
-5% -$33.6K
FNY icon
1388
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$590K 0.01%
13,188
-1,815
-12% -$83.3K
KBWY icon
1389
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$590K 0.01%
18,895
+1
+0% +$30
DBD
1390
DELISTED
Diebold Nixdorf Incorporated
DBD
$590K 0.01%
52,716
+4,550
+9% +$53.9K
PMF
1391
DELISTED
PIMCO Municipal Income Fund
PMF
$589K 0.01%
39,036
+2,831
+8% +$41.6K
CDL icon
1392
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$409M
$588K 0.01%
12,233
+16
+0.1% +$752
RYLD icon
1393
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$588K 0.01%
+23,652
New +$598K
OGS icon
1394
ONE Gas
OGS
$5.09B
$587K 0.01%
6,104
-1,398
-19% -$128K
MRVL icon
1395
Marvell Technology
MRVL
$199B
$586K 0.01%
23,481
+12,024
+105% +$302K
RFG icon
1396
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$361M
$586K 0.01%
20,740
-25,770
-55% -$739K
SPOT icon
1397
Spotify
SPOT
$102B
$586K 0.01%
5,143
-1,840
-26% -$260K
CHL
1398
DELISTED
China Mobile Limited
CHL
$586K 0.01%
14,158
+1,030
+8% +$43.9K
PACW
1399
DELISTED
PacWest Bancorp
PACW
$585K 0.01%
16,097
+10,011
+164% +$362K
YORW icon
1400
York Water
YORW
$536M
$583K 0.01%
13,347
-3,873
-22% -$146K
54 55
56
57 58

Similar funds

TCI Fund Management
TCI Fund Management London, United Kingdom $45.2B AUM 12.74% 1-Year Est. Return
LP
LMR Partners London, United Kingdom $45.4B AUM 60.47% 1-Year Est. Return
State of Wisconsin Investment Board
State of Wisconsin Investment Board Madison, Wisconsin $43.7B AUM 27.76% 1-Year Est. Return
Holocene Advisors
Holocene Advisors New York $41.5B AUM 42.97% 1-Year Est. Return
Aristotle Capital Management
Aristotle Capital Management Los Angeles, California $47.8B AUM 13.38% 1-Year Est. Return
HF
HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return
RIM
Rakuten Investment Management Tokyo, Japan $49.2B AUM
Financial Engines Advisors
Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Cambridge Investment Research Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cambridge Investment Research Advisors held 2,458 positions worth $11.4B, up 4.6% from $10.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cambridge Investment Research Advisors deployed $402M of net new capital in Q3 2019, opening 259 new positions and adding to 1,134 existing holdings. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 309,094 shares worth $11.7M.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, up from 6.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $28M trimmed.

  • Cambridge Investment Research Advisors's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 309,094 shares worth $11.7M.
  • Cambridge Investment Research Advisors added most to iShares 7-10 Year Treasury Bond ETF in Q3 2019, an estimated $23.1M increase.
  • Cambridge Investment Research Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $28M.
  • Cambridge Investment Research Advisors fully exited DXC Technology in Q3 2019, selling an estimated $3.71M.
  • Cambridge Investment Research Advisors's ten largest holdings make up 18% of its $11.4B portfolio in Q3 2019.
  • Cambridge Investment Research Advisors opened 259 new positions and closed 119 in Q3 2019.
  • Cambridge Investment Research Advisors's portfolio value rose 4.6% quarter-over-quarter to $11.4B.

Based on Cambridge Investment Research Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.