We are live on ! Find out more
Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Portfolio holdings

AUM $44.6B
1-Year Est. Return 28.94%
This Fund
S&P 500
This Quarter Est. Return
+1.08%
1 Year Est. Return
+28.94%
3 Year Est. Return
+82.62%
5 Year Est. Return
+90.41%
10 Year Est. Return
+293.66%
AUM
$5.34B
AUM Growth
-$50.9M
Cap. Flow
-$52.9M
Cap. Flow %
-0.99%
Top 10 Hldgs %
21.31%
Holding
1,883
New
141
Increased
840
Reduced
630
Closed
218

Top Buys

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$41.6M
2
DIS icon
Walt Disney
DIS
+$20.5M
3
HDMV icon
First Trust Horizon Managed Volatility Developed International ETF
HDMV
+$17.8M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$16.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$14.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.5M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$35.2M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$30.1M
4
AMZN icon
Amazon
AMZN
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.8M

Sector Composition

Rank Sector Weight
1 Industrials 4.45%
2 Consumer Staples 3.82%
3 Healthcare 3.8%
4 Financials 3.59%
5 Communication Services 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSWC icon
1026
Capital Southwest
CSWC
$1.61B
$486K 0.01%
30,094
– –
ICE icon
1027
Intercontinental Exchange
ICE
$87.2B
$486K 0.01%
8,608
+1,108
+15% +$61.4K
LTC
1028
LTC Properties
LTC
$2.1B
$486K 0.01%
10,350
+14
+0.1% +$662
CFG icon
1029
Citizens Financial Group
CFG
$31.2B
$484K 0.01%
+13,577
New +$411K
FRA icon
1030
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$484K 0.01%
33,574
-1,369
-4% -$19K
KTF
1031
DWS Municipal Income Trust
KTF
$352M
$484K 0.01%
36,867
-2,708
-7% -$35.8K
RSPH icon
1032
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$481K 0.01%
32,950
+4,410
+15% +$65.2K
EQT icon
1033
EQT Corp
EQT
$33.8B
$480K 0.01%
13,485
+812
+6% +$30.2K
RIO icon
1034
Rio Tinto
RIO
$160B
$480K 0.01%
12,473
+1,999
+19% +$73.3K
UNG icon
1035
United States Natural Gas Fund
UNG
$489M
$480K 0.01%
3,213
-24,587
-88% -$3.34M
GVI icon
1036
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$478K 0.01%
4,348
-464
-10% -$51.5K
FTS icon
1037
Fortis
FTS
$28.8B
$477K 0.01%
+15,448
New +$479K
PML
1038
PIMCO Municipal Income Fund II
PML
$494M
$477K 0.01%
39,000
-340
-0.9% -$4.25K
IQDF icon
1039
FlexShares International Quality Dividend Index Fund
IQDF
$1.18B
$476K 0.01%
21,133
-469
-2% -$10.5K
ETP
1040
DELISTED
Energy Transfer Partners, L.P.
ETP
$476K 0.01%
19,837
-2,354
-11% -$59.5K
EWBC icon
1041
East-West Bancorp
EWBC
$18.6B
$475K 0.01%
+9,337
New +$415K
GGN
1042
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$475K 0.01%
89,546
+60,376
+207% +$349K
MKL icon
1043
Markel Group
MKL
$22.8B
$474K 0.01%
524
+65
+14% +$58K
MSFG
1044
DELISTED
MainSource Financial Group Inc
MSFG
$474K 0.01%
13,782
+365
+3% +$10.5K
HDSN
1045
Hudson Technologies
HDSN
$239M
$472K 0.01%
58,900
+42,865
+267% +$303K
MDU icon
1046
MDU Resources
MDU
$4.27B
$472K 0.01%
43,117
-7,837
-15% -$81K
JPGE
1047
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
$468K 0.01%
9,206
-8,460
-48% -$437K
INGR icon
1048
Ingredion
INGR
$6.63B
$466K 0.01%
3,725
+139
+4% +$17.6K
YUMC icon
1049
Yum China
YUMC
$16.2B
$466K 0.01%
+17,854
New +$486K
ERIE icon
1050
Erie Indemnity
ERIE
$13.4B
$465K 0.01%
4,135
– –
40 41
42
43 44

Similar funds

TCI Fund Management
TCI Fund Management London, United Kingdom $45.2B AUM 12.74% 1-Year Est. Return
LP
LMR Partners London, United Kingdom $45.4B AUM 60.47% 1-Year Est. Return
State of Wisconsin Investment Board
State of Wisconsin Investment Board Madison, Wisconsin $43.7B AUM 27.76% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return
PEAK6
PEAK6 Chicago, Illinois $42.6B AUM 66.24% 1-Year Est. Return
Holocene Advisors
Holocene Advisors New York $41.5B AUM 42.97% 1-Year Est. Return
Aristotle Capital Management
Aristotle Capital Management Los Angeles, California $47.8B AUM 13.38% 1-Year Est. Return
HF
HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Cambridge Investment Research Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cambridge Investment Research Advisors held 1,883 positions worth $5.34B, down 0.95% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cambridge Investment Research Advisors's Q4 2016 filing shows 141 new, 840 increased, 630 reduced and 218 closed positions. Its largest new stake was Walt Disney: 210,502 shares worth $21.9M. The largest sale was Apple, an estimated $96.5M.

By sector, the portfolio is most concentrated in Industrials at 4.4% of assets, up from 4.3% a quarter earlier, followed by Consumer Staples and Healthcare.

  • Cambridge Investment Research Advisors's largest Q4 2016 buy was Walt Disney: 210,502 shares worth $21.9M.
  • Cambridge Investment Research Advisors added most to First Trust Horizon Managed Volatility Domestic ETF in Q4 2016, an estimated $41.6M increase.
  • Cambridge Investment Research Advisors's biggest Q4 2016 reduction was First Trust Large Cap Core AlphaDEX Fund, cutting an estimated $30.1M.
  • Cambridge Investment Research Advisors fully exited Apple in Q4 2016, selling an estimated $96.5M.
  • Cambridge Investment Research Advisors's ten largest holdings make up 21% of its $5.34B portfolio in Q4 2016.
  • Cambridge Investment Research Advisors opened 141 new positions and closed 218 in Q4 2016.
  • Cambridge Investment Research Advisors's portfolio value fell 0.95% quarter-over-quarter to $5.34B.

Based on Cambridge Investment Research Advisors's 13F filing for Q4 2016, filed 13 Feb 2017.