BC

Broadfin Capital Portfolio holdings

AUM $403M
This Quarter Return
-8.43%
1 Year Return
+74.97%
3 Year Return
+245.63%
5 Year Return
+336.04%
10 Year Return
–
AUM
$883M
AUM Growth
-$170M
Cap. Flow
-$35.2M
Cap. Flow %
-3.98%
Top 10 Hldgs %
52.81%
Holding
75
New
10
Increased
19
Reduced
14
Closed
13

Top Buys

1
NVLN
Novelion Therapeutics Inc. Common Shares
NVLN
$16.4M
2
VCYT icon
Veracyte
VCYT
$13.8M
3
HRTX icon
Heron Therapeutics
HRTX
$13.7M
4
TEVA icon
Teva Pharmaceuticals
TEVA
$12.6M
5
BCR
CR Bard Inc.
BCR
$9.03M

Top Sells

1
NVDQ
Novadaq Technologies Inc.
NVDQ
$33.8M
2
ANGO icon
AngioDynamics
ANGO
$23.9M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
$18.9M
4
DVAX icon
Dynavax Technologies
DVAX
$14.1M
5
AEGR
Aegerion Pharmaceuticals, Inc.
AEGR
$13M

Sector Composition

1 Healthcare 90.7%
2 Financials 0.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVDQ
51
DELISTED
Novadaq Technologies Inc.
NVDQ
$2.89M 0.32%
407,188
-4,767,021
-92% -$33.8M
RDHL
52
Redhill Biopharma
RDHL
$2.94M
$2.63M 0.29%
252
-465
-65% -$4.85M
CFRX
53
DELISTED
ContraFect Corporation
CFRX
$2.5M 0.28%
1,786
– –
PTN
54
DELISTED
Palatin Technologies
PTN
$1.94M 0.22%
+153,846
New +$1.94M
CGNT
55
DELISTED
Cogentix Medical, Inc.
CGNT
$1.52M 0.17%
+753,773
New +$1.52M
TRUP icon
56
Trupanion
TRUP
$1.9B
$1.04M 0.12%
67,065
-91,535
-58% -$1.42M
WINT
57
DELISTED
Windtree Therapeutics Inc
WINT
$972K 0.11%
777,797
– –
DXTR
58
DELISTED
Dextera Surgical Inc.
DXTR
$803K 0.09%
836,367
-7,800
-0.9% -$7.49K
SSKN icon
59
Strata Skin Sciences
SSKN
$7.84M
$423K 0.05%
19,228
– –
ASRT icon
60
Assertio
ASRT
$78M
– –
-94,869
Closed -$9.48M
DVAX icon
61
Dynavax Technologies
DVAX
$1.19B
– –
-1,347,810
Closed -$14.1M
PHIO icon
62
Phio Pharmaceuticals
PHIO
$11.9M
– –
-5
Closed -$585K
TNDM icon
63
Tandem Diabetes Care
TNDM
$834M
– –
-33,430
Closed -$2.56M
XBI icon
64
SPDR S&P Biotech ETF
XBI
$5.29B
– –
0
– –
TRVN
65
DELISTED
Trevena, Inc.
TRVN
– –
-787
Closed -$3.32M
ISEE
66
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-410,000
Closed -$18.9M
CSII
67
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-230,532
Closed -$5.47M
XENT
68
DELISTED
Intersect ENT, Inc
XENT
– –
-638,600
Closed -$10.1M
CASM
69
DELISTED
CAS Medical Systems, Inc.
CASM
– –
-562,030
Closed -$972K
ANTH
70
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
– –
-144,334
Closed -$3.64M
AEGR
71
DELISTED
Aegerion Pharmaceuticals, Inc.
AEGR
– –
-4,361,291
Closed -$13M
QLTI
72
DELISTED
QLT Inc
QLTI
– –
-5,269,831
Closed -$10.9M
RPTP
73
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-664,800
Closed -$5.96M
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