BC

Broadfin Capital Portfolio holdings

AUM $403M
This Quarter Return
-5.34%
1 Year Return
+74.97%
3 Year Return
+245.63%
5 Year Return
+336.04%
10 Year Return
–
AUM
$319M
AUM Growth
+$319M
Cap. Flow
-$67.6M
Cap. Flow %
-21.22%
Top 10 Hldgs %
52.41%
Holding
49
New
12
Increased
7
Reduced
19
Closed
7

Top Buys

1
AMRN
Amarin Corp
AMRN
$19.4M
2
XENT
Intersect ENT, Inc
XENT
$13.3M
3
ABBV icon
AbbVie
ABBV
$11.7M
4
WMGI
Wright Medical Group Inc
WMGI
$10.2M
5
PGNX
Progenics Pharmaceuticals Inc
PGNX
$8.01M

Top Sells

1
PETX
Aratana Therapeutics, Inc.
PETX
$37.5M
2
NVRO
NEVRO CORP.
NVRO
$29M
3
HRTX icon
Heron Therapeutics
HRTX
$10.4M
4
CPRX icon
Catalyst Pharmaceutical
CPRX
$10M
5
DXCM icon
DexCom
DXCM
$9.49M

Sector Composition

1 Healthcare 91.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
QTNT
26
DELISTED
Quotient Limited Ordinary Shares
QTNT
$4.77M 0.88%
613,429
-26,327
-4% -$205K
CPRX icon
27
Catalyst Pharmaceutical
CPRX
$2.52B
$4.67M 0.86%
880,303
-1,884,767
-68% -$10M
ATRS
28
DELISTED
Antares Pharma, Inc.
ATRS
$4.47M 0.83%
1,336,700
-407,447
-23% -$1.36M
SIBN icon
29
SI-BONE Inc
SIBN
$719M
$3.95M 0.73%
223,291
-89,607
-29% -$1.58M
DERM
30
DELISTED
Dermira, Inc.
DERM
$3.7M 0.68%
+579,600
New +$3.7M
VCEL icon
31
Vericel Corp
VCEL
$1.75B
$3.59M 0.66%
237,050
-21,100
-8% -$319K
GWPH
32
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3.45M 0.64%
+30,000
New +$3.45M
NSTG
33
DELISTED
NanoString Technologies, Inc.
NSTG
$2.39M 0.44%
110,800
+36,014
+48% +$777K
ADMA icon
34
ADMA Biologics
ADMA
$4.1B
$2.25M 0.42%
505,900
-241,600
-32% -$1.07M
HRTX icon
35
Heron Therapeutics
HRTX
$207M
$1.82M 0.34%
98,237
-559,761
-85% -$10.4M
ACRS icon
36
Aclaris Therapeutics
ACRS
$209M
$1.75M 0.32%
+1,620,000
New +$1.75M
LJPC
37
DELISTED
La Jolla Pharmaceutical Company
LJPC
$1.6M 0.3%
181,844
-709,916
-80% -$6.25M
AMAG
38
DELISTED
AMAG Pharmaceuticals, Inc.
AMAG
$1.16M 0.21%
+100,000
New +$1.16M
PTN
39
DELISTED
Palatin Technologies
PTN
$952K 0.18%
+1,047,310
New +$952K
DXCM icon
40
DexCom
DXCM
$29.5B
– –
-63,300
Closed -$9.49M
INCY icon
41
Incyte
INCY
$16.5B
– –
-66,600
Closed -$5.66M
MTNB icon
42
Matinas BioPharma
MTNB
$10.1M
– –
-766,708
Closed -$657K
MYGN icon
43
Myriad Genetics
MYGN
$593M
– –
-123,785
Closed -$3.44M
OPTN
44
DELISTED
OptiNose
OPTN
– –
-595,900
Closed -$4.22M
SPY icon
45
SPDR S&P 500 ETF Trust
SPY
$653B
– –
0
– –
XBI icon
46
SPDR S&P Biotech ETF
XBI
$5.25B
– –
0
– –
MRTX
47
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
0
– –
ADMS
48
DELISTED
Adamas Pharmaceuticals, Inc.
ADMS
– –
-441,088
Closed -$2.74M
PETX
49
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-7,258,135
Closed -$37.5M
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