BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+16.56%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$1.91B
AUM Growth
+$636M
Cap. Flow
+$467M
Cap. Flow %
24.42%
Top 10 Hldgs %
24.86%
Holding
1,489
New
520
Increased
199
Reduced
274
Closed
364

Top Buys

1
BABA icon
Alibaba
BABA
+$101M
2
AMZN icon
Amazon
AMZN
+$94.8M
3
CRM icon
Salesforce
CRM
+$87.4M
4
META icon
Meta Platforms (Facebook)
META
+$47M
5
PHYS icon
Sprott Physical Gold
PHYS
+$42.3M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$28M
2
MGNI icon
Magnite
MGNI
+$13M
3
UN
Unilever NV New York Registry Shares
UN
+$11.5M
4
PTK.U
PTK Acquisition Corp. Units, each consisting of one share of Common Stock, and one Warrant to acquir
PTK.U
+$8.72M
5
BSN.U
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
+$8.48M

Sector Composition

1 Consumer Discretionary 16.43%
2 Technology 16.38%
3 Healthcare 9.52%
4 Financials 9.46%
5 Communication Services 7.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LGC.WS
1051
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-67,731
Closed -$702K
TLI
1052
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-464,058
Closed -$4.3M
ORSNR
1053
DELISTED
Orisun Acquisition Corp. Right
ORSNR
– –
-419,631
Closed -$252K
CFFAW
1054
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-81,052
Closed -$843K
CFFAU
1055
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
– –
-24,292
Closed -$277K
AMAG
1056
DELISTED
AMAG Pharmaceuticals, Inc.
AMAG
– –
-348,000
Closed -$3.27M
NFINW
1057
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-100,000
Closed -$1.04M
KBLMR
1058
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-403,792
Closed -$81K
KBLMW
1059
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-271,727
Closed -$2.98M
JCAP
1060
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-177,210
Closed -$3.04M
BITA
1061
DELISTED
Bitauto Holdings Limited
BITA
– –
-249,398
Closed -$3.93M
ARYBU
1062
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– –
-36,104
Closed -$397K
CPAAU
1063
DELISTED
Conyers Park II Acquisition Corp. Unit
CPAAU
– –
-64,669
Closed -$689K
GARS
1064
DELISTED
Garrison Capital Inc.
GARS
– –
-144,955
Closed -$554K
IMMU
1065
DELISTED
Immunomedics Inc
IMMU
– –
-4,301
Closed -$366K
FTACW
1066
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-64,386
Closed -$664K
AIMT
1067
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
0
– –
ONDK
1068
DELISTED
On Deck Capital, Inc.
ONDK
– –
-1,236,557
Closed -$1.98M
DNI
1069
DELISTED
Dividend and Income Fund
DNI
– –
-69,844
Closed -$636K
ETFC
1070
DELISTED
E*Trade Financial Corporation
ETFC
– –
-15,704
Closed -$786K
MNTA
1071
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
0
– –
JFKKW
1072
DELISTED
8i Enterprises Acquisition Corp Warrant
JFKKW
– –
-68,900
Closed -$620K
JFKKR
1073
DELISTED
8i Enterprises Acquisition Corp Right
JFKKR
– –
-22,400
Closed -$19K
ARCH
1074
DELISTED
Arch Resources, Inc.
ARCH
– –
-32,472
Closed -$1.38M
TACO
1075
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-62,670
Closed -$514K
41 42
43
44 45