BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+16.56%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$1.91B
AUM Growth
+$636M
Cap. Flow
+$467M
Cap. Flow %
24.42%
Top 10 Hldgs %
24.86%
Holding
1,489
New
520
Increased
199
Reduced
274
Closed
364

Top Buys

1
BABA icon
Alibaba
BABA
+$101M
2
AMZN icon
Amazon
AMZN
+$94.8M
3
CRM icon
Salesforce
CRM
+$87.4M
4
META icon
Meta Platforms (Facebook)
META
+$47M
5
PHYS icon
Sprott Physical Gold
PHYS
+$42.3M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$28M
2
MGNI icon
Magnite
MGNI
+$13M
3
UN
Unilever NV New York Registry Shares
UN
+$11.5M
4
PTK.U
PTK Acquisition Corp. Units, each consisting of one share of Common Stock, and one Warrant to acquir
PTK.U
+$8.72M
5
BSN.U
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
+$8.48M

Sector Composition

1 Consumer Discretionary 16.43%
2 Technology 16.38%
3 Healthcare 9.52%
4 Financials 9.46%
5 Communication Services 7.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CREXW
1026
DELISTED
Creative Realities, Inc. Warrant
CREXW
$16K ﹤0.01%
12,236
– –
BXRX
1027
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
$14K ﹤0.01%
10
– –
TLGT
1028
DELISTED
Teligent, Inc
TLGT
$10K ﹤0.01%
13,369
– –
CXO
1029
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-5,200
Closed -$229K
SRE.PRA
1030
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-8,047
Closed -$792K
UTZ.WS
1031
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
– –
-46,591
Closed -$834K
IPOC.U
1032
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
– –
-210,587
Closed -$2.9M
TIF
1033
DELISTED
Tiffany & Co.
TIF
– –
-4,200
Closed -$487K
VVNT.WS
1034
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
-21,700
Closed -$371K
MFAC.WS
1035
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-200,000
Closed -$2.06M
TOTAR
1036
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
– –
-200,000
Closed -$105K
TOTAW
1037
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
– –
-100,000
Closed -$1.09M
DMYT.U
1038
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
– –
-32,219
Closed -$451K
LSACW
1039
DELISTED
LifeSci Acquisition Corp. Warrant
LSACW
– –
-260,000
Closed -$3.22M
MVC
1040
DELISTED
MVC Capital, Inc.
MVC
– –
-129,861
Closed -$1.01M
HYACW
1041
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
-94,049
Closed -$940K
HYACU
1042
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
– –
-134,866
Closed -$1.4M
PIC.U
1043
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-14,959
Closed -$190K
HCACU
1044
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
– –
-28,918
Closed -$370K
IPOB.U
1045
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
– –
-45,949
Closed -$963K
FEAC.U
1046
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
– –
-47,354
Closed -$611K
DNKN
1047
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-5,136
Closed -$421K
GMHIU
1048
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
– –
-18,747
Closed -$234K
GMHIW
1049
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
-47,294
Closed -$540K
PRPLW
1050
DELISTED
Purple Innovation, Inc.
PRPLW
– –
-99,470
Closed -$2.47M
40 41
42
43 44