BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+7.14%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$1.28B
AUM Growth
+$96.6M
Cap. Flow
-$4M
Cap. Flow %
-0.31%
Top 10 Hldgs %
10.5%
Holding
1,284
New
384
Increased
184
Reduced
236
Closed
310

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$27.5M
2
PTK.U
PTK Acquisition Corp. Units, each consisting of one share of Common Stock, and one Warrant to acquir
PTK.U
$8.72M
3
BSN.U
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$8.48M
4
EOSE icon
Eos Energy Enterprises
EOSE
$7.76M
5
TMC icon
TMC The Metals Company
TMC
$7.03M

Top Sells

1
KBR icon
KBR
KBR
$44.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$28.3M
3
TSLA icon
Tesla
TSLA
$25.6M
4
TIF
Tiffany & Co.
TIF
$12.5M
5
BMRG.U
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$10.3M

Sector Composition

1 Technology 14.58%
2 Consumer Discretionary 10.72%
3 Healthcare 8.37%
4 Communication Services 8.32%
5 Financials 6.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OBSV
926
DELISTED
ObsEva SA Ordinary Shares
OBSV
– –
-13,821
Closed -$81K
MYOV
927
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-10,238
Closed -$211K
FCRD
928
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-23,570
Closed -$76K
SFT
929
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-10,514
Closed -$1.36M
ALBO
930
DELISTED
Albireo Pharma, Inc. Common Stock
ALBO
– –
0
– –
RFP
931
DELISTED
Resolute Forest Products Inc.
RFP
– –
-22,050
Closed -$47K
TCDA
932
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-13,116
Closed -$360K
ESSCU
933
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
– –
-50,000
Closed -$508K
CCXI
934
DELISTED
ChemoCentryx, Inc.
CCXI
– –
0
– –
EXTN
935
DELISTED
Exterran Corporation
EXTN
– –
-78,449
Closed -$423K
GBT
936
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
0
– –
ACC
937
DELISTED
American Campus Communities, Inc.
ACC
– –
0
– –
CDK
938
DELISTED
CDK Global, Inc.
CDK
– –
-8,300
Closed -$344K
CERN
939
DELISTED
Cerner Corp
CERN
– –
0
– –
ARNA
940
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
0
– –
RRD
941
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-26,250
Closed -$31K
VCRA
942
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
-10,865
Closed -$230K
PAEWW
943
DELISTED
PAE Incorporated Warrants
PAEWW
– –
-16,348
Closed -$39K
CCAC.U
944
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
– –
-79,831
Closed -$802K
ADMS
945
DELISTED
Adamas Pharmaceuticals, Inc.
ADMS
– –
-18,375
Closed -$47K
XLRN
946
DELISTED
Acceleron Pharma Inc.
XLRN
– –
0
– –
GLEO.U
947
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
– –
-199,863
Closed -$2.04M
SOAC.U
948
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-662,031
Closed -$6.69M
QTS
949
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
0
– –
KIN
950
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-16,610
Closed -$75K
36 37
38
39 40