BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+7.14%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$1.28B
AUM Growth
+$96.6M
Cap. Flow
-$4M
Cap. Flow %
-0.31%
Top 10 Hldgs %
10.5%
Holding
1,284
New
384
Increased
184
Reduced
236
Closed
310

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$27.5M
2
PTK.U
PTK Acquisition Corp. Units, each consisting of one share of Common Stock, and one Warrant to acquir
PTK.U
$8.72M
3
BSN.U
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$8.48M
4
EOSE icon
Eos Energy Enterprises
EOSE
$7.76M
5
TMC icon
TMC The Metals Company
TMC
$7.03M

Top Sells

1
KBR icon
KBR
KBR
$44.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
$28.3M
3
TSLA icon
Tesla
TSLA
$25.6M
4
TIF
Tiffany & Co.
TIF
$12.5M
5
BMRG.U
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$10.3M

Sector Composition

1 Technology 14.58%
2 Consumer Discretionary 10.72%
3 Healthcare 8.37%
4 Communication Services 8.32%
5 Financials 6.68%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DCPH
901
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
0
– –
PXD
902
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-5,092
Closed -$497K
SOLO
903
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
-40,750
Closed -$92K
CBAY
904
DELISTED
Cymabay Therapeutics
CBAY
– –
-159,465
Closed -$557K
BCEL
905
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
– –
-13,682
Closed -$291K
GOEV
906
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-75
Closed -$373K
BFX
907
DELISTED
BowFlex Inc.
BFX
– –
-40,300
Closed -$374K
IMGN
908
DELISTED
Immunogen Inc
IMGN
– –
-25,410
Closed -$117K
CHS
909
DELISTED
Chicos FAS, Inc.
CHS
– –
-30,030
Closed -$41K
LTHM
910
DELISTED
Livent Corporation
LTHM
– –
-31,450
Closed -$194K
NXGN
911
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-12,170
Closed -$134K
NEWR
912
DELISTED
New Relic, Inc.
NEWR
– –
-3,143
Closed -$217K
ICPT
913
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
– –
AVID
914
DELISTED
Avid Technology Inc
AVID
– –
-11,235
Closed -$82K
LTRPA
915
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-22,995
Closed -$49K
ZYNE
916
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
-81,667
Closed -$275K
RETA
917
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
0
– –
PRTK
918
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-22,495
Closed -$117K
QUOT
919
DELISTED
Quotient Technology Inc
QUOT
– –
-23,790
Closed -$174K
NEX
920
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-45,360
Closed -$111K
CLVR
921
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-1,506
Closed -$462K
KDNY
922
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-94,045
Closed -$1.09M
NOVN
923
DELISTED
Novan, Inc. Common Stock
NOVN
– –
-1,000
Closed -$5K
STSA
924
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
– –
-28,350
Closed -$815K
TA
925
DELISTED
TravelCenters of America LLC
TA
– –
0
– –
35 36
37
38 39