BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+7.61%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$941M
AUM Growth
+$101M
Cap. Flow
+$49M
Cap. Flow %
5.21%
Top 10 Hldgs %
11.69%
Holding
1,051
New
320
Increased
162
Reduced
175
Closed
250

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$13.1M
2
IMVTW
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$11.3M
3
ZAGG
ZAGG Inc Common Stock (Delaware)
ZAGG
$9.6M
4
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$9.4M
5
BABA icon
Alibaba
BABA
$7.44M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$16.5M
2
CELG
Celgene Corp
CELG
$15M
3
AABA
Altaba Inc. Common Stock
AABA
$10.1M
4
BMTX
BM Technologies, Inc.
BMTX
$9.25M
5
GCMG icon
GCM Grosvenor
GCMG
$8.1M

Sector Composition

1 Technology 16.5%
2 Healthcare 12.26%
3 Consumer Discretionary 8.18%
4 Real Estate 5.83%
5 Communication Services 5.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BMTX
876
DELISTED
BM Technologies, Inc.
BMTX
– –
-910,300
Closed -$9.25M
AY
877
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-14,175
Closed -$341K
LUMO
878
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
– –
-9,891
Closed -$142K
GTHX
879
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
– –
0
– –
VBIV
880
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
– –
-3,333
Closed -$47K
AFT
881
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-12,800
Closed -$190K
DMTK
882
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-15,000
Closed -$84K
DCPH
883
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
0
– –
CPE
884
DELISTED
Callon Petroleum Company
CPE
– –
-147,312
Closed -$6.39M
CBAY
885
DELISTED
Cymabay Therapeutics
CBAY
– –
-26,790
Closed -$137K
NEPT
886
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-87
Closed -$433K
BFX
887
DELISTED
BowFlex Inc.
BFX
– –
-17,125
Closed -$23K
ORTX
888
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
– –
-5,080
Closed -$604K
MRTX
889
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
0
– –
VMW
890
DELISTED
VMware, Inc
VMW
– –
-3,544
Closed -$532K
CCF
891
DELISTED
Chase Corporation
CCF
– –
-2,127
Closed -$233K
ICPT
892
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
– –
RAD
893
DELISTED
Rite Aid Corporation
RAD
– –
-12,700
Closed -$88K
RETA
894
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
0
– –
BKI
895
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
0
– –
ISEE
896
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-93,533
Closed -$105K
ATCX
897
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-14,699
Closed -$148K
AGRX
898
DELISTED
Agile Therapeutics, Inc
AGRX
– –
-18
Closed -$42K
MYOV
899
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-19,725
Closed -$103K
VVNT
900
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-31,000
Closed -$320K
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36
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