BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
-7.85%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$988M
AUM Growth
+$46.3M
Cap. Flow
+$148M
Cap. Flow %
14.97%
Top 10 Hldgs %
17.64%
Holding
1,139
New
344
Increased
192
Reduced
140
Closed
342

Top Buys

1
AGN
Allergan plc
AGN
+$34.9M
2
PHYS icon
Sprott Physical Gold
PHYS
+$21M
3
SPPP
Sprott Physical Platinum and Palladium Trust
SPPP
+$9.93M
4
JIH
Juniper Industrial Holdings, Inc.
JIH
+$8.97M
5
TIF
Tiffany & Co.
TIF
+$8.58M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$18.8M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
+$9.4M
3
WCG
Wellcare Health Plans, Inc.
WCG
+$9.11M
4
MFAC.U
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
+$8.27M
5
THCAU
Tuscan Holdings Corp. II Unit
THCAU
+$6.68M

Sector Composition

1 Healthcare 14.78%
2 Technology 14.07%
3 Consumer Discretionary 6.2%
4 Financials 5.72%
5 Communication Services 5.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MGI
801
DELISTED
MoneyGram International, Inc. New
MGI
– –
-26,515
Closed -$56K
SEAC
802
DELISTED
Seachange International Inc
SEAC
– –
-873
Closed -$73K
ASPU
803
DELISTED
ASPEN GROUP, INC.
ASPU
– –
-10,057
Closed -$80K
ATNX
804
DELISTED
Athenex, Inc. Common Stock
ATNX
– –
-1,750
Closed -$534K
LCI
805
DELISTED
Lannett Company, Inc.
LCI
– –
-12,500
Closed -$441K
SJI
806
DELISTED
South Jersey Industries, Inc.
SJI
– –
-7,117
Closed -$235K
PRTY
807
DELISTED
Party City Holdco Inc.
PRTY
– –
-25,000
Closed -$59K
VIVE
808
DELISTED
VIVEVE MED INC
VIVE
– –
-5,446
Closed -$69K
AERI
809
DELISTED
Aerie Pharmaceuticals, Inc.
AERI
– –
-20,000
Closed -$483K
CCXI
810
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-11,294
Closed -$447K
MN
811
DELISTED
MANNING & NAPIER, INC.
MN
– –
-40,548
Closed -$71K
CVET
812
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-31,212
Closed -$412K
TLRD
813
DELISTED
Tailored Brands, Inc.
TLRD
– –
-13,300
Closed -$55K
ARYAU
814
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
– –
-108,099
Closed -$1.23M
GBT
815
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
0
– –
BRG
816
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-74,607
Closed -$899K
SAIL
817
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-10,373
Closed -$245K
EPZM
818
DELISTED
Epizyme, Inc
EPZM
– –
-25,000
Closed -$615K
MTOR
819
DELISTED
MERITOR, Inc.
MTOR
– –
-16,509
Closed -$432K
MIC
820
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-15,296
Closed -$655K
FOE
821
DELISTED
Ferro Corporation
FOE
– –
-36,403
Closed -$540K
XLNX
822
DELISTED
Xilinx Inc
XLNX
– –
-2,368
Closed -$232K
NFH
823
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-16,490
Closed -$165K
MRLN
824
DELISTED
Marlin Business Services Corp
MRLN
– –
-13,264
Closed -$292K
ADXS
825
DELISTED
Advaxis, Inc.
ADXS
– –
-391,248
Closed -$336K
31 32
33
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