BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
+7.61%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$941M
AUM Growth
+$101M
Cap. Flow
+$49M
Cap. Flow %
5.21%
Top 10 Hldgs %
11.69%
Holding
1,051
New
320
Increased
162
Reduced
175
Closed
250

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$13.1M
2
IMVTW
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$11.3M
3
ZAGG
ZAGG Inc Common Stock (Delaware)
ZAGG
$9.6M
4
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$9.4M
5
BABA icon
Alibaba
BABA
$7.44M

Top Sells

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$16.5M
2
CELG
Celgene Corp
CELG
$15M
3
AABA
Altaba Inc. Common Stock
AABA
$10.1M
4
BMTX
BM Technologies, Inc.
BMTX
$9.25M
5
GCMG icon
GCM Grosvenor
GCMG
$8.1M

Sector Composition

1 Technology 16.5%
2 Healthcare 12.26%
3 Consumer Discretionary 8.18%
4 Real Estate 5.83%
5 Communication Services 5.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACHN
751
DELISTED
Achillion Pharmaceuticals, Inc.
ACHN
– –
-236,858
Closed -$853K
MDCO
752
DELISTED
Medicines Co
MDCO
– –
0
– –
BROGR
753
DELISTED
Twelve Seas Investment Company Rights
BROGR
– –
-100,000
Closed -$35K
PSDO
754
DELISTED
Presidio, Inc. Common Stock
PSDO
– –
-312,892
Closed -$5.29M
HSACU
755
DELISTED
Health Sciences Acquisitions Corporation Units
HSACU
– –
-100,000
Closed -$1.07M
ASNA
756
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-28,380
Closed -$150K
HSACW
757
DELISTED
Health Sciences Acquisitions Corporation Warrants
HSACW
– –
-436,264
Closed -$4.33M
ONCE
758
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-76,557
Closed -$7.42M
DNBF
759
DELISTED
DNB Financial Corp
DNBF
– –
-65,594
Closed -$2.92M
GIG.WS
760
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-35,805
Closed -$371K
OLBK
761
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-81,900
Closed -$2.38M
NTC
762
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-282,767
Closed -$3.8M
TMCXW
763
DELISTED
Trinity Merger Corp. Warrant
TMCXW
– –
-17,135
Closed -$179K
STNLU
764
DELISTED
Sentinel Energy Services Inc. Unit
STNLU
– –
-51,180
Closed -$541K
LTXB
765
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-71,500
Closed -$3.11M
SSFN
766
DELISTED
Stewardship Financial Corp
SSFN
– –
-163,135
Closed -$2.55M
UBNK
767
DELISTED
United Financial Bancorp, Inc.
UBNK
– –
-210,816
Closed -$2.87M
CJ
768
DELISTED
C&J Energy Services, Inc.
CJ
– –
-10,476
Closed -$112K
DMTKW
769
DELISTED
DermTech, Inc. Warrant
DMTKW
– –
-274,000
Closed -$1.53M
VSM
770
DELISTED
Versum Materials, Inc.
VSM
– –
-119,793
Closed -$6.34M
AABA
771
DELISTED
Altaba Inc. Common Stock
AABA
– –
-519,239
Closed -$10.1M
BID
772
DELISTED
Sotheby's
BID
– –
-67,781
Closed -$3.86M
TCF
773
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-6,730
Closed -$256K
CVM.WS
774
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
0
– –
ZGNX
775
DELISTED
Zogenix, Inc.
ZGNX
– –
0
– –
29 30
31
32 33