BFM

Boothbay Fund Management Portfolio holdings

AUM $3.28B
1-Year Return 35.55%
This Quarter Return
-7.85%
1 Year Return
+35.55%
3 Year Return
+95.77%
5 Year Return
+153.31%
10 Year Return
+435.74%
AUM
$988M
AUM Growth
+$46.3M
Cap. Flow
+$148M
Cap. Flow %
14.97%
Top 10 Hldgs %
17.64%
Holding
1,139
New
344
Increased
192
Reduced
140
Closed
342

Top Buys

1
AGN
Allergan plc
AGN
+$34.9M
2
PHYS icon
Sprott Physical Gold
PHYS
+$21M
3
SPPP
Sprott Physical Platinum and Palladium Trust
SPPP
+$9.93M
4
JIH
Juniper Industrial Holdings, Inc.
JIH
+$8.97M
5
TIF
Tiffany & Co.
TIF
+$8.58M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$18.8M
2
JIH.U
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
+$9.4M
3
WCG
Wellcare Health Plans, Inc.
WCG
+$9.11M
4
MFAC.U
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
+$8.27M
5
THCAU
Tuscan Holdings Corp. II Unit
THCAU
+$6.68M

Sector Composition

1 Healthcare 14.78%
2 Technology 14.07%
3 Consumer Discretionary 6.2%
4 Financials 5.72%
5 Communication Services 5.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CREXW
701
DELISTED
Creative Realities, Inc. Warrant
CREXW
$10K ﹤0.01%
12,500
– –
ALGRR
702
DELISTED
Allegro Merger Corp. Right
ALGRR
$10K ﹤0.01%
110,300
– –
AMPY icon
703
Amplify Energy
AMPY
$161M
$8K ﹤0.01%
+14,000
New +$8K
UWT
704
DELISTED
VelocityShares3x Long Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER
UWT
$5K ﹤0.01%
+28,500
New +$5K
GRSHW
705
DELISTED
Gores Holdings III, Inc. Warrants
GRSHW
– –
-83,676
Closed -$865K
GSAH.WS
706
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
– –
-75,217
Closed -$830K
IPHS
707
DELISTED
Innophos Holdings, Inc.
IPHS
– –
-47,603
Closed -$1.52M
CFRX
708
DELISTED
ContraFect Corporation
CFRX
– –
-78
Closed -$39K
WCG
709
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-27,575
Closed -$9.11M
ARQL
710
DELISTED
Arqule Inc
ARQL
– –
-24,314
Closed -$485K
BOLD
711
DELISTED
Audentes Therapeutics, Inc
BOLD
– –
-8,100
Closed -$485K
TRCB
712
DELISTED
Two River Bancorp
TRCB
– –
-70,135
Closed -$1.57M
ENFC
713
DELISTED
Entegra Financial Corp.
ENFC
– –
-98,907
Closed -$2.98M
BKJ
714
DELISTED
Bancorp of New Jersey, Inc.
BKJ
– –
-14,897
Closed -$267K
CART
715
DELISTED
Carolina Trust BancShares
CART
– –
-55,217
Closed -$721K
SMTA
716
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
– –
-377,956
Closed -$290K
CVM.WS
717
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
0
– –
ZGNX
718
DELISTED
Zogenix, Inc.
ZGNX
– –
0
– –
DISCA
719
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-29,992
Closed -$932K
GTT
720
DELISTED
GTT Communications, Inc.
GTT
– –
-14,748
Closed -$167K
VSTO
721
DELISTED
Vista Outdoor Inc.
VSTO
– –
-13,443
Closed -$101K
PFSW
722
DELISTED
PFSweb, Inc.
PFSW
– –
-28,774
Closed -$110K
THCAU
723
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
– –
-675,000
Closed -$6.68M
MCF
724
DELISTED
Contango Oil & Gas Co.
MCF
– –
-22,213
Closed -$82K
GRA
725
DELISTED
W.R. Grace & Co.
GRA
– –
-7,669
Closed -$536K
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